General Moly, Inc Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2019-12-11: Form 8-K; Period of report 2019-12-09; Description 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 1.01.
- 2019-12-11: Form 8-K; Period of report 2019-12-05; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2019-11-06: Form 8-K; Period of report 2019-11-05; Description 8.01 Other Events; Details 8.01.
- 2019-09-30: Form 8-K; Period of report 2019-09-25; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2019-12-11 | 8-K | 2019-12-09 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 1.02 The information set forth in the third paragraph under Item 1.01 above is incorporated herein by reference. 3.02 The information set forth in the first and second paragraphs under Item 1.01 above is incorporated herein by reference. 5.02 Effective December 9, 2019, the Board approved the appointment of Terry Lee as a Class II director of the Company, with a term expiring at the Company’s 2021 annual meeting of stockholders or until his successor is elected and has been qualified. | a19-24958_18k.htm |
| 2019-12-11 | 8-K | 2019-12-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 5, 2019, the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of General Moly, Inc. (the “Company”) approved a change in the base salaries of Bruce D. Hansen, the Company’s Chief Executive Officer, Robert I. Pennington, the Company’s Chief Operating Officer and R. Scott Roswell, the Company’s Chief Legal Officer. | a19-24958_28k.htm |
| 2019-11-06 | 8-K | 2019-11-05 | 8.01 Other Events | 8.01 On November 5, 2019, General Moly, Inc. (the “Company”) issued a press release announcing that a Complaint was filed against the U.S. Department of Interior and Bureau of Land Management in the U.S. District Court in Nevada, challenging the September 27, 2019 re-issuance of the Record of Decision (“ROD”) for the Mt. | a19-22005_18k.htm |
| 2019-09-30 | 8-K | 2019-09-25 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On September 25, 2019, General Moly, Inc. (the “Company”) entered into a 90-day Interest Deferral and Forbearance Agreement (the “Deferral Agreement”) with certain holders (the “Holders”) of the Company’s Senior Convertible Promissory Notes dated December 26, 2014 (the “Convertible Notes”) and/or Senior Promissory Notes issued in connection with the conversion of Convertible Notes (the “Senior Notes” and, together with the Convertible Notes, the “Notes”). 8.01 On September 30, 2019, the Company issued a press release announcing that it received the final federal permit in the form of a Record of Decision (“ROD”) from the Bureau of Land Management for the Mt. | a19-19212_18k.htm |
| 2019-09-18 | 8-K | 2019-09-12 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On September 12, 2019, General Moly, Inc. (the “Company”) received a letter (the “Letter”) from the NYSE American LLC (the “NYSE American”) indicating that the NYSE American has determined, pursuant to Section 1003(f)(v) of the NYSE American Company Guide, that the Company’s common stock has been selling for a low price per share for a substantial period of time. | a19-18783_18k.htm |
| 2019-08-07 | 8-K | 2019-08-01 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 3.02 On August 5, 2019, General Moly, Inc. (the “Company”) executed a Securities Purchase Agreement (the “Purchase Agreement”) with Bruce D. Hansen, the Company’s Chief Executive Officer, and Robert I. Pennington, the Company’s Chief Operating Officer (collectively the “Investors”). 5.03 On August 2, 2019, the Company filed a Certificate of Designations (the “Certificate of Designations”) to its Certificate of Incorporation, as amended, with the Secretary of State of the State of Delaware. 8.01 On August 1, 2019, the Company issued a press release announcing the investment by the Investors in the Series B Preferred Stock. | a19-16779_18k.htm |
| 2019-08-05 | 8-K | 2019-08-01 | 1.02 Termination of a Material Definitive Agreement | 1.02 As previously disclosed, General Moly, Inc. (the “Company”) and Amer International Group Co., Ltd. (“AMER”) entered into an Investment and Securities Purchase Agreement dated April 17, 2015, as amended by the First Amendment dated November 2, 2015, the Second Amendment dated August 7, 2017 and the Third Amendment dated September 30, 2017 (the “Purchase Agreement”). | a19-16398_28k.htm |
| 2019-07-31 | 8-K | 2019-07-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On July 29, 2019, General Moly, Inc. (the “Company”) received notice of Tong Zhang’s resignation, for personal reasons, as a member of the Company’s board of directors (the “Board”), effective immediately. 8.01 As previously disclosed, the Company and AMER entered into an Investment and Securities Purchase Agreement dated April 17, 2015, as amended by the First Amendment dated November 2, 2015, the Second Amendment dated August 7, 2017 and the Third Amendment dated September 30, 2017 (the “Purchase Agreement”). | a19-16398_18k.htm |
| 2019-07-03 | 8-K/A | 2019-06-24 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 27, 2019, General Moly, Inc. (the “Company”) filed a Current Report on Form 8-K reporting the results of its annual meeting of stockholders, which was held on June 24, 2019. | a19-12460_18ka.htm |
| 2019-06-27 | 8-K | 2019-06-24 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 The annual meeting of the stockholders of General Moly, Inc. (the “Company”) was held on June 24, 2019. 8.01 On June 26, 2019, the Company issued a press release announcing the results of the annual meeting of stockholders and the receipt of a recent notification from the NYSE American LLC that the Company is back in compliance with the stock exchange’s continued listing standards, due to a higher average trading price for the Company’s common stock. | a19-12129_18k.htm |
| 2019-06-11 | 8-K | 2019-06-10 | 8.01 Other Events | 8.01 On June 10, 2019, General Moly, Inc. (the “Company”) issued a press release announcing that the Company, through a subsidiary, received approval of its water right applications for the Mt. | a19-11369_18k.htm |
| 2019-05-23 | 8-K | 2019-05-17 | 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 3.02 As previously disclosed, General Moly, Inc. (the “Company”) executed a Securities Purchase Agreement (the “MHMI Purchase Agreement”) with Mount Hope Mines, Inc. (“MHMI”). 8.01 As previously disclosed, Eureka Moly, LLC (“Eureka Moly”) has entered into a settlement agreement with a Kobeh Valley, Nevada ranching family (“Ranchers”), resolving the last set of protests pending before the Nevada State Engineer pertaining to the Mt. | a19-10461_18k.htm |
| 2019-03-28 | 8-K | 2019-03-22 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 The disclosure under Item 3.02 hereof is incorporated herein by reference. 3.02 On March 28, 2019, General Moly, Inc. (the “Company”) executed a Securities Purchase Agreement (the “Purchase Agreement”) with Bruce D. Hansen, the Company’s Chief Executive Officer, and Robert I. Pennington, the Company’s Chief Operating Officer (collectively the “Investors”), effective as of March 21, 2019. 5.03 On March 22, 2019, the Company filed a Certificate of Designations (the “Certificate of Designations”) to its Certificate of Incorporation, as amended, with the Secretary of State of the State of Delaware. | a19-7343_18k.htm |
| 2019-03-15 | 8-K | 2019-03-13 | 8.01 Other Events | 8.01 On March 13, 2019, General Moly, Inc. (the “Company”) issued a press release announcing that it has retained XMS Capital Partners, Headwall Partners, and Odinbrook Global Advisors (collectively, the “Advisors”), as financial advisors to assist the Board and management with evaluating and recommending strategic alternatives, which may include the sourcing of potential incremental capital financing, sale of interest(s) in the assets of the Company or the Company, or restructuring of the convertible debt issued in a December 2014 private placement, which matures in December 2019. | a19-6655_18k.htm |
| 2019-01-22 | 8-K | 2019-01-16 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) Dismissal of independent registered public accounting firm. | a19-3238_18k.htm |