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GCM Grosvenor Inc. (GCMG) Material Contracts

GCM Grosvenor Inc. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-05-07: Form 10-Q; Exhibit 10.1; Description Acknowledgement and Agreement, effective as of March 1, 2026, between Frederick E. Pollock and GCM Grosvenor L.P..
  • 2025-05-08: Form 10-Q; Exhibit 10.2; Description Acknowledgement and Agreement, effective as of March 1, 2025, between Frederick E. Pollock and Grosvenor Capital Management, L.P..
  • 2025-04-15: Form 8-K; Exhibit 10.1; Description SHARE PURCHASE AGREEMENT, DATED APRIL 14, 2025, BETWEEN GCM GROSVENOR INC. AND SUMITOMO MITSUI TRUST BANK, LIMITED.
  • 2025-02-10: Form 8-K; Exhibit 10.1; Description GCM Grosvenor Inc. Non-Employee Director Compensation Policy, effective as of April 1, 2025.
FiledFormExhibitDescription
2026-05-0710-Q10.1Acknowledgement and Agreement, effective as of March 1, 2026, between Frederick E. Pollock and GCM Grosvenor L.P.
2025-05-0810-Q10.2Acknowledgement and Agreement, effective as of March 1, 2025, between Frederick E. Pollock and Grosvenor Capital Management, L.P.
2025-04-158-K10.1SHARE PURCHASE AGREEMENT, DATED APRIL 14, 2025, BETWEEN GCM GROSVENOR INC. AND SUMITOMO MITSUI TRUST BANK, LIMITED
2025-02-108-K10.1GCM Grosvenor Inc. Non-Employee Director Compensation Policy, effective as of April 1, 2025
2024-06-218-K10.1TENTH AMENDMENT TO OFFICE LEASE, DATED JUNE 17, 2024
2024-05-228-K10.1AMENDMENT NO. 8, DATED AS OF MAY 21, 2024, TO THE CREDIT AGREEMENT, DATED AS OF JANUARY 2, 2014
2024-05-0810-Q10.1Acknowledgment and Agreement, effective as of March, 1, 2024, between Frederick E. Pollock and Grosvenor Capital Management, L.P.
2023-08-0910-Q10.6Ninth Amendment to Office Lease, dated May 16, 2023
2023-08-0910-Q10.5Amendment No. 7, dated as of June 29, 2023, to the Credit Agreement, dated as of January 2, 2014, among Grosvenor Capital Management Holdings, LLLP, as borrower, Grosvenor Holdings, L.L.C., Grosvenor Holdings II, L.L.C., GCM Grosvenor Management, LLC, GCM Grosvenor Holdings, LLC, GCM, L.L.C., the several lenders from time to time parties thereto, and Morgan Stanley Senior Funding, Inc., as administrative agent, collateral agent and swingline lender
2023-08-0910-Q10.4Form of Non-Employee Director Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. Amended and Restated Incentive Award Plan
2023-08-0910-Q10.3Form of Employee Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. Amended and Restated Incentive Award Plan (Settlement Options)
2023-08-0910-Q10.2Form of Employee Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. Amended and Restated Incentive Award Plan
2023-08-0910-Q10.1GCM Grosvenor Inc. Amended and Restated Incentive Award Plan
2023-06-128-K10.1GCM Grosvenor Inc. Amended and Restated Incentive Award Plan
2023-05-1010-Q10.1Second Amended and Restated Employment and Protective Covenants Agreement, by and Between Grosvenor Capital Management, L.P. and Frederick E. Pollock
2023-02-2310-K10.41GCM Grosvenor Inc. Non-Employee Director Compensation Policy (effective as of January 1, 2023)
2022-11-0910-Q10.1Form of Employee Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. 2020 Incentive Award Plan (Settlement Options)
2022-05-1010-Q10.2Form of Non-Employee Director Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. 2020 Incentive Award Plan
2022-05-1010-Q10.1Form of Employee Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. 2020 Incentive Award Plan
2022-02-2510-K10.4Addendum to Stockholders' Agreement, effective as of November 5, 2021
2022-02-2510-K10.2Addendum to Amended and Restated Registration Rights Agreement, effective as of November 5, 2021
2021-06-248-K10.1Amendment No. 6, dated as of June 23, 2021, to the Credit Agreement, dated as of January 2, 2014, among Grosvenor Capital Management Holdings, LLLP, as borrower, Grosvenor Holdings, L.L.C., Grosvenor Holdings II, L.L.C., GCM Grosvenor Management, LLC, GCM Grosvenor Holdings, LLC, GCM, L.L.C., the several lenders from time to time parties thereto, and Morgan Stanley Senior Funding, Inc., as administrative agent, collateral agent and swingline lender
2021-05-1410-Q10.4Form of Non-Employee Director Compensation Policy
2021-05-1010-K/A10.35Form of Non-Employee Director Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. 2020 Incentive Award Plan
2021-05-1010-K/A10.34Form of Employee Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. 2020 Incentive Award Plan
2021-05-1010-K/A10.23Second Amendment to Amended and Restated Employment and Protective Covenants Agreement, by and between Frederick E. Pollock and Grosvenor Capital Management, L.P.
2021-05-1010-K/A10.22Amendment to Employment and Protective Covenants Agreement, by and between Frederick E. Pollock and Grosvenor Capital Management, L.P.
2021-05-1010-K/A10.20Amendment to Employment and Protective Covenants Agreement, by and between Francis Idehen and Grosvenor Capital Management, L.P.
2021-05-1010-K/A10.18Amendment to Employment and Protective Covenants Agreement, by and between Sandra Hurse and Grosvenor Capital Management, L.P.
2021-05-1010-K/A10.10Amendment No. 5, dated as of February 24, 2021, to the Credit Agreement, dated as of January 2, 2014, among Grosvenor Capital Management Holdings, LLLP, as borrower, Grosvenor Holdings, L.L.C., Grosvenor Holdings II, L.L.C., GCM Grosvenor Management, LLC, GCM Grosvenor Holdings, LLC, GCM, L.L.C., the several lenders from time to time parties thereto, Goldman Sachs Bank USA (the predecessor agent) and Morgan Stanley Senior Funding, Inc. (the successor agent), as administrative agent, collateral agent and swingline lender, BMO Harris Bank N.A., as letter of credit issuer, and Bank of Montreal, Chicago Branch, as letter of credit issuer
2021-03-1210-K10.35Form of Non-Employee Director Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. 2020 Incentive Award Plan
2021-03-1210-K10.34Form of Employee Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. 2020 Incentive Award Plan
2021-03-1210-K10.23Second Amendment to Amended and Restated Employment and Protective Covenants Agreement, by and between Frederick E. Pollock and Grosvenor Capital Management, L.P.
2021-03-1210-K10.22Amendment to Employment and Protective Covenants Agreement, by and between Frederick E. Pollock and Grosvenor Capital Management, L.P.
2021-03-1210-K10.20Amendment to Employment and Protective Covenants Agreement, by and between Francis Idehen and Grosvenor Capital Management, L.P.
2021-03-1210-K10.18Amendment to Employment and Protective Covenants Agreement, by and between Sandra Hurse and Grosvenor Capital Management, L.P.
2021-03-1210-K10.10Amendment No. 5, dated as of February 24, 2021, to the Credit Agreement, dated as of January 2, 2014, among Grosvenor Capital Management Holdings, LLLP, as borrower, Grosvenor Holdings, L.L.C., Grosvenor Holdings II, L.L.C., GCM Grosvenor Management, LLC, GCM Grosvenor Holdings, LLC, GCM, L.L.C., the several lenders from time to time parties thereto, Goldman Sachs Bank USA (the predecessor agent) and Morgan Stanley Senior Funding, Inc. (the successor agent), as administrative agent, collateral agent and swingline lender, BMO Harris Bank N.A., as letter of credit issuer, and Bank of Montreal, Chicago Branch, as letter of credit issuer
2021-01-048-K10.1FIRST AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT, EFFECTIVE JANUARY 1, 2021, BY AND BETWEEN GROSVENOR CAPITAL MANAGEMENT, L.P. AND PAMELA L. BENTLEY.
2020-11-2010-Q10.1FORMOF SUBSCRIPTION AGREEMENT, BY AND BETWEEN GCM GROSVENOR INC. AND THE UNDERSIGNED SUBSCRIBER PARTY THERETO
2020-11-208-K10.5FORM OF INDEMNIFICATION AGREEMENT
2020-11-208-K10.4FIFTH AMENDED AND RESTATED LIMITED LIABILITY LIMITED PARTNERSHIP AGREEMENT OF GROSVENOR CAPITAL MANAGEMENT HOLDINGS, LLLP
2020-11-208-K10.3TAX RECEIVABLE AGREEMENT
2020-11-208-K10.2AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT
2020-11-208-K10.1STOCKHOLDERS' AGREEMENT

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