Fusion Connect, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-31: Reporting owner OBrien Paul C; Form 4; Security B2 Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-12-31: Reporting owner Brumberger E Alan; Form 4; Security B-2 Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-12-31: Reporting owner Brumberger E Alan; Form 4; Security B-2 Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-12-31: Reporting owner Rubin William David; Form 4; Security B-2 Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-31 | OBrien Paul C Director | 4 | B2 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 50 owned after | $1,000.00 | 2014-01-09 | |
| 2013-12-31 | Brumberger E Alan Director | 4 | B-2 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2014-01-09 | |
| 2013-12-31 | Brumberger E Alan Director | 4 | B-2 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2014-01-09 | |
| 2013-12-31 | Rubin William David Director | 4 | B-2 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 200 owned after | $1,000.00 | 2014-01-09 | |
| 2013-12-31 | Turits Phillip Director, Officer (Treasurer) | 4 | B-2 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2 20,000 owned after | $1,000.00 | 2014-01-08 | |
| 2013-12-31 | Rosen Mathew D Officer (Chief Executive Officer) | 4 | B-2 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 50 owned after | $1,000.00 | 2014-01-08 | |
| 2013-12-31 | Rosen Marvin S Director, 10% Owner | 4 | B-2 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $1,000.00 | 2014-01-08 | |
| 2013-03-25 | Rosen Marvin S Director, 10% Owner | 4 | B-1 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 772 owned after | $1,000.00 | 2013-03-27 | |
| 2012-10-24 | Rosen Mathew D Officer (Chief Executive Officer) | 4 | Series B-1 Senior Cumulative Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2012-12-07 | |
| 2012-10-24 | Rosen Marvin S Director, 10% Owner | 4 | Series B-1 Senior Cumulative Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +724 724 owned after | $1,000.00 | 2012-12-07 | |
| 2012-10-22 | Rosen Jack Director | 4 | B-1 Preferred Stock Derivative · Indirect · See Footnote 1 | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $1,000.00 | 2013-11-20 | |
| 2012-10-22 | Turits Phillip Director | 4 | B-1 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5 5 owned after | $1,000.00 | 2013-04-11 | |
| 2007-05-09 | SARRO JAN Officer (EVP, Marketing and Bus. Dev.) | 4 | Series A Preferred Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +10 0 owned after | $41.50 exercise price | 2015-06-03 | |
| 2007-05-09 | Hochberg Fred P Director | 4 | Series A-2 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25 81,703 owned after | $1,000.00 | 2007-05-11 | |
| 2007-05-09 | Rosen Marvin S | 4 | Series A-2 Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25 2,268,834 owned after | $1,000.00 | 2007-05-11 |