FLOTEK INDUSTRIES INC/CN Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-06-01: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-05-18; Total offering amount Indefinite.
- 2016-08-08: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-07-27; Total offering amount $30,678,245.
- 2011-05-26: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-05-12; Total offering amount $29,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|
| 2020-06-01 | Rule 506(b) | Equity | 2020-05-18 | Indefinite | $12,190,000 | Indefinite | 23 |
|---|
| 2016-08-08 | Rule 506(b) | Equity | 2016-07-27 | $30,678,245 | $30,678,245 | $0 | 16 |
|---|
| 2011-05-26 | Rule 506 | Equity | 2011-05-12 | $29,500,000 | $29,500,000 | $0 | 28 |
|---|