Freescale Semiconductor, Ltd. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-10: Reporting owner Wuamett Jennifer; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-10: Reporting owner Elson Jeffrey R; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-10: Reporting owner Elson Jeffrey R; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-08: Reporting owner Elson Jeffrey R; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-10 | Wuamett Jennifer Officer (SVP, GC and Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,321 9,966 owned after | $13.91 exercise price | 2014-12-12 | |
| 2014-12-10 | Elson Jeffrey R Officer (SVP, HR and Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,511 25,365 owned after | $13.91 exercise price | 2014-12-10 | |
| 2014-12-10 | Elson Jeffrey R Officer (SVP, HR and Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,775 43,550 owned after | $9.47 exercise price | 2014-12-10 | |
| 2014-12-08 | Elson Jeffrey R Officer (SVP, HR and Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −944 32,876 owned after | $13.91 exercise price | 2014-12-10 | |
| 2014-11-24 | Lees Geoffrey Officer (SVP & GM, Microcontrollers) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,400 5,400 owned after | $15.41 exercise price | 2014-11-26 | |
| 2014-10-31 | Bates James Officer (SVP & GM, Analog & Sensors) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 40,000 owned after | $9.47 exercise price | 2014-11-04 | |
| 2014-07-05 | Durn Daniel Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,797 86,797 owned after | $23.87 exercise price | 2014-07-08 | |
| 2014-07-05 | Durn Daniel Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,609 33,609 owned after | $23.87 exercise price | 2014-07-08 | |
| 2014-06-05 | Hart Paul R Officer (SVP & GM, RF) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,829 24,829 owned after | $23.47 exercise price | 2014-06-09 | |
| 2014-05-30 | Hyzak Randy Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 13,294 owned after | $6.40 exercise price | 2014-06-03 | |
| 2014-05-06 | Bates James Officer (SVP & GM, Analog & Sensors) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,078 36,236 owned after | $13.91 exercise price | 2014-05-08 | |
| 2014-02-18 | Hyzak Randy Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,442 0 owned after | $6.40 exercise price | 2014-02-20 | |
| 2014-02-18 | Hyzak Randy Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,558 33,294 owned after | $6.40 exercise price | 2014-02-20 | |
| 2014-02-18 | MCCRANIE J DANIEL Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,202 9,608 owned after | $15.41 exercise price | 2014-02-20 | |
| 2014-02-12 | Deitrich Thomas Officer (SVP & GM, Digital Networking) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,406 2 owned after | $6.40 exercise price | 2014-02-13 | |
| 2014-02-05 | Wuamett Jennifer Officer (SVP, GC and Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,014 19,014 owned after | $17.18 exercise price | 2014-02-06 | |
| 2014-01-31 | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,000 6,689 owned after | $6.40 exercise price | 2014-02-04 | |
| 2014-01-31 | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −392 0 owned after | $6.40 exercise price | 2014-02-04 | |
| 2014-01-29 | LOWE GREGG A Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −95,024 285,074 owned after | $10.06 exercise price | 2014-01-31 | |
| 2014-01-29 | LOWE GREGG A Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −171,387 662,744 owned after | $10.06 exercise price | 2014-01-31 | |
| 2014-01-29 | Deitrich Thomas Officer (SVP & GM, Digital Networking) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92,468 16,408 owned after | $6.40 exercise price | 2014-01-31 | |
| 2014-01-17 holding as of filing | Wuamett Jennifer Officer (SVP, GC and Secretary) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $15.41 exercise price | 2014-01-17 | ||
| 2014-01-17 holding as of filing | Wuamett Jennifer Officer (SVP, GC and Secretary) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $13.91 exercise price | 2014-01-17 | ||
| 2014-01-17 holding as of filing | Wuamett Jennifer Officer (SVP, GC and Secretary) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $15.37 exercise price | 2014-01-17 | ||
| 2014-01-05 | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,006 50,006 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | David Reed Officer (SVP, Manufacturing Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,006 50,006 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | LOWE GREGG A Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +285,030 285,030 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | Lees Geoffrey Officer (SVP & GM, Microcontrollers) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,006 50,006 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | Hyzak Randy Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,502 17,502 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | Elson Jeffrey R Officer (SVP, HR and Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,004 35,004 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | Favre Ritu Officer (SVP & GM, RF) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,006 50,006 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | Deitrich Thomas Officer (SVP & GM, Digital Networking) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,007 65,007 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | CONRAD ROBERT J Officer (SVP, GM Automotive MCUs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,006 50,006 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | Campbell Alan Officer (SVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,006 50,006 owned after | $15.37 exercise price | 2014-01-07 | |
| 2014-01-05 | Bates James Officer (SVP & GM, Analog & Sensors) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,006 50,006 owned after | $15.37 exercise price | 2014-01-07 |