Freescale Semiconductor, Ltd. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-30: Reporting owner Bates James; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-04: Reporting owner Tolany Brandon; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-01: Reporting owner Elson Jeffrey R; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-13: Reporting owner Tolany Brandon; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-30 | Bates James Officer (SVP & GM, Analog & Sensors) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 60,000 owned after | $9.47 exercise price | 2013-11-01 | |
| 2013-10-04 | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,293 15,293 owned after | $16.48 exercise price | 2013-10-08 | |
| 2013-10-01 | Elson Jeffrey R Officer (SVP, HR and Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,775 65,325 owned after | $9.47 exercise price | 2013-10-03 | |
| 2013-09-13 holding as of filing | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $12.44 exercise price | 2013-09-13 | ||
| 2013-09-13 holding as of filing | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.40 exercise price | 2013-09-13 | ||
| 2013-09-13 holding as of filing | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $14.56 exercise price | 2013-09-13 | ||
| 2013-09-13 holding as of filing | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $15.41 exercise price | 2013-09-13 | ||
| 2013-09-13 holding as of filing | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $13.91 exercise price | 2013-09-13 | ||
| 2013-09-13 holding as of filing | Tolany Brandon Officer (SVP Chief Sales & Mktg Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.40 exercise price | 2013-09-13 | ||
| 2013-05-15 | Deitrich Thomas Officer (SVP & GM, Digital Networking) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92,468 108,876 owned after | $6.40 exercise price | 2013-05-17 | |
| 2013-05-13 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −177,180 66,441 owned after | $6.40 exercise price | 2013-05-14 | |
| 2013-04-12 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −177,179 243,621 owned after | $6.40 exercise price | 2013-04-15 | |
| 2013-04-08 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −265,768 420,800 owned after | $6.40 exercise price | 2013-04-10 | |
| 2013-04-02 | Favre Ritu Officer (SVP & GM, RF) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,314 48,314 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | Lees Geoffrey Officer (SVP & GM, Microcontrollers) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,314 48,314 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | Greenberg Jonathan A Officer (SVP, GC & Secretary) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,820 33,820 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,314 48,314 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | Deitrich Thomas Officer (SVP & GM, NMSG) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,808 62,808 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | Hyzak Randy Officer (VP & Chief Accounting Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,910 16,910 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | Stasse David Phillip Officer (VP and Treasurer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,495 14,495 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | David Reed Officer (SVP, Manufacturing Operations) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,314 48,314 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | Elson Jeffrey R Officer (SVP, HR and Security) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,820 33,820 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | CONRAD ROBERT J Officer (SVP, GM Automotive MCUs) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,314 48,314 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | Bates James Officer (SVP & GM, Analog & Sensors) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,314 48,314 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | LOWE GREGG A Director, Officer (President and CEO) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +253,647 253,647 owned after | $13.91 exercise price | 2013-04-04 | |
| 2013-04-02 | BEYER RICHARD M Director | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −158,710 1,281,014 owned after | $6.40 exercise price | 2013-04-03 | |
| 2013-04-01 | BEYER RICHARD M Director | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −161,544 1,439,724 owned after | $6.40 exercise price | 2013-04-03 | |
| 2013-03-12 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −177,179 686,568 owned after | $6.40 exercise price | 2013-03-14 | |
| 2013-03-07 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,592 863,747 owned after | $6.40 exercise price | 2013-03-08 | |
| 2013-03-04 | BEYER RICHARD M Director | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,644 1,601,268 owned after | $6.40 exercise price | 2013-03-05 | |
| 2013-03-01 | BEYER RICHARD M Director | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −259,609 1,661,912 owned after | $6.40 exercise price | 2013-03-05 | |
| 2013-02-20 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −720 919,339 owned after | $6.40 exercise price | 2013-02-21 | |
| 2013-02-19 | RICHARD HENRI P Officer (SVP Chief Sales & Mktg Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −88,849 75,506 owned after | $6.40 exercise price | 2013-02-21 | |
| 2013-02-14 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,130 920,059 owned after | $6.40 exercise price | 2013-02-15 | |
| 2013-02-08 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,442 930,189 owned after | $6.40 exercise price | 2013-02-08 | |
| 2013-02-07 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,242 996,631 owned after | $6.40 exercise price | 2013-02-08 | |
| 2013-02-06 | Campbell Alan Officer (SVP & CFO) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 1,062,873 owned after | $6.40 exercise price | 2013-02-08 | |
| 2013-02-04 | RICHARD HENRI P Officer (SVP Chief Sales & Mktg Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 164,355 owned after | $6.40 exercise price | 2013-02-06 | |
| 2013-02-01 | BEYER RICHARD M Director | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −320,253 1,921,521 owned after | $6.40 exercise price | 2013-02-05 | |
| 2013-01-30 | Greenberg Jonathan A Officer (SVP, GC & Secretary) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,492 62,984 owned after | $6.40 exercise price | 2013-02-01 | |
| 2013-01-03 | BEYER RICHARD M Director | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92,248 2,241,774 owned after | $6.40 exercise price | 2013-01-03 | |
| 2013-01-02 | Greenberg Jonathan A Officer (SVP, GC & Secretary) | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 84,476 owned after | $6.40 exercise price | 2013-01-03 | |
| 2013-01-02 | BEYER RICHARD M Director | 4 | Employee stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −228,005 2,334,022 owned after | $6.40 exercise price | 2013-01-03 |