Freescale Semiconductor, Ltd. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-05-07: Reporting owner Blackstone Family Investment Partnership (Cayman) V L.P. | Blackstone Family Investment Partnership (Cayman) V-SMD L.P. | BLACKSTONE CAPITAL PARTNERS V L P | BCP (Cayman) V-S L.P. | Blackstone Participation Partnership (Cayman) V L.P. | BLACKSTONE FAMILY GP LLC | Blackstone Capital Partners (Cayman) V-A, L.P.; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-05-07: Reporting owner BCP V GP L.L.C. | Blackstone Management Associates (Cayman) V L.P. | Blackstone Holdings III GP Management L.L.C. | Blackstone LR Associates (Cayman) V Ltd. | Blackstone Group L.P. | SCHWARZMAN STEPHEN A | Blackstone Holdings III L.P. | Blackstone Group Management L.L.C. | Blackstone Holdings III GP L.P.; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-05-07: Reporting owner LISTER THOMAS H; Form 4; Security Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-05-07: Reporting owner TC Group Cayman Investment Holdings Sub L.P. | Carlyle Holdings II L.P. | Carlyle Holdings II GP L.L.C. | Carlyle Group L.P. | TC Group Cayman Investment Holdings, L.P. | Carlyle Group Management L.L.C.; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-05-07 | Blackstone Family Investment Partnership (Cayman) V L.P. | Blackstone Family Investment Partnership (Cayman) V-SMD L.P. | BLACKSTONE CAPITAL PARTNERS V L P | BCP (Cayman) V-S L.P. | Blackstone Participation Partnership (Cayman) V L.P. | BLACKSTONE FAMILY GP LLC | Blackstone Capital Partners (Cayman) V-A, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −9,534,587 0 owned after | $36.12 exercise price | 2015-05-11 | |
| 2015-05-07 | BCP V GP L.L.C. | Blackstone Management Associates (Cayman) V L.P. | Blackstone Holdings III GP Management L.L.C. | Blackstone LR Associates (Cayman) V Ltd. | Blackstone Group L.P. | SCHWARZMAN STEPHEN A | Blackstone Holdings III L.P. | Blackstone Group Management L.L.C. | Blackstone Holdings III GP L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −9,534,587 0 owned after | $36.12 exercise price | 2015-05-11 | |
| 2015-05-07 | LISTER THOMAS H Director | 4 | Warrant Derivative · Indirect · Footnote | X Exercise of in-the-money or at-the-money derivative security | −9,534,587 0 owned after | $36.12 exercise price | 2015-05-11 | |
| 2015-05-07 | TC Group Cayman Investment Holdings Sub L.P. | Carlyle Holdings II L.P. | Carlyle Holdings II GP L.L.C. | Carlyle Group L.P. | TC Group Cayman Investment Holdings, L.P. | Carlyle Group Management L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −9,534,587 0 owned after | $36.12 exercise price | 2015-05-11 | |
| 2015-05-07 | BONDERMAN DAVID | TPG Group Holdings (SBS) Advisors, Inc. | COULTER JAMES G 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See Explanation of Responses | X Exercise of in-the-money or at-the-money derivative security | −9,534,587 0 owned after | $36.12 exercise price | 2015-05-11 | |
| 2015-05-07 | Permira IV Managers LP Director, 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −9,534,587 0 owned after | $36.12 exercise price | 2015-05-11 | |
| 2015-05-07 | Freescale Holdings L.P. | Freescale Holdings GP, Ltd. 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −9,534,587 0 owned after | $36.12 exercise price | 2015-05-11 | |
| 2012-05-08 holding as of filing | Carlyle Holdings II L.P. | Carlyle Group L.P. | TC Group Cayman Investment Holdings Sub L.P. | Carlyle Holdings II GP L.L.C. | Carlyle Group Management L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See footnotes | Holding | $36.12 exercise price | 2012-05-08 | ||
| 2012-03-29 holding as of filing | BCP V GP L.L.C. | Blackstone Holdings III L.P. | Blackstone Group L.P. | Blackstone LR Associates (Cayman) V Ltd. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III GP L.P. | SCHWARZMAN STEPHEN A | Blackstone Group Management L.L.C. | Blackstone Management Associates (Cayman) V L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3/A | Warrant Derivative · Indirect · See Footnotes | Holding | $36.12 exercise price | 2012-03-29 | ||
| 2012-03-29 holding as of filing | Blackstone Family Investment Partnership (Cayman) V L.P. | BLACKSTONE FAMILY GP LLC | BCP (Cayman) V-S L.P. | Blackstone Capital Partners (Cayman) V L.P. | Blackstone Capital Partners (Cayman) V-A, L.P. | Blackstone Family Investment Partnership (Cayman) V-SMD L.P. | Blackstone Participation Partnership (Cayman) V L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3/A | Warrant Derivative · Indirect · See Footnotes | Holding | $36.12 exercise price | 2012-03-29 | ||
| 2011-05-25 holding as of filing | LISTER THOMAS H Director | 3 | Warrant Derivative · Indirect · See note | Holding | $36.12 exercise price | 2011-05-25 | ||
| 2011-05-25 holding as of filing | BONDERMAN DAVID | TPG Group Holdings (SBS) Advisors, Inc. | COULTER JAMES G 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See Explanation of Responses | Holding | $36.12 exercise price | 2011-05-25 | ||
| 2011-05-25 holding as of filing | Permira IV Managers LP Director, 10% Owner | 3 | Warrant Derivative · Indirect · See Footnote | Holding | $36.12 exercise price | 2011-05-25 | ||
| 2011-05-25 holding as of filing | TCG HOLDINGS CAYMAN II, L.P. | DBD Cayman Holdings, Ltd. | DBD Cayman, Ltd. | TC Group Cayman Investment Holdings, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See Footnotes | Holding | $36.12 exercise price | 2011-05-25 | ||
| 2011-05-25 holding as of filing | Blackstone Group Management L.L.C. | Blackstone Management Associates (Cayman) V L.P. | Blackstone Group L.P. | SCHWARZMAN STEPHEN A | BLACKSTONE FAMILY GP LLC | BCP V GP L.L.C. | Blackstone Holdings III L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Warrant Derivative · Indirect · See Footnote | Holding | $36.12 exercise price | 2011-05-25 | ||
| 2011-05-25 holding as of filing | Freescale Holdings L.P. | Freescale Holdings GP, Ltd. 10% Owner | 10% Owner | 3 | Warrant Derivative · Direct | Holding | $36.12 exercise price | 2011-05-25 |