Foster Wheeler AG Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner Davies Michelle; Form 4; Security Restricted Stock Units (Right to Acquire); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-31: Reporting owner Baseotto Franco; Form 4; Security Restricted Stock Units (Right to Acquire); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-31: Reporting owner Nield Jonathan C.; Form 4; Security Registered Stock Units (Right to Acquire); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-31: Reporting owner Nedelka Gary T; Form 4; Security Registered Stock Units (Right to Acquire); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Davies Michelle Officer (Exec VP, Gen Counsel & Sec) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | Baseotto Franco Officer (Exec. VP, CFO, and Treasurer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,475 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | Nield Jonathan C. Officer (VP - Project Risk Management) | 4 | Registered Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −391 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | Nedelka Gary T Officer (CEO - FW Global Power Group) | 4 | Registered Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,903 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | della Sala Umberto Director, Officer (President and COO) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,259 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | della Sala Umberto Director, Officer (President and COO) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,797 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | della Sala Umberto Director, Officer (President and COO) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,634 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | Wood Lisa Zardet Officer (Vice President and Controller) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,238 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | Jindal Rakesh K Officer (Vice President of Tax) | 4 | Registered Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,238 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | SEXTON BETH Officer (Exec VP of Human Resources) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,242 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-31 | Rose Peter D Officer (VP & Chief Corp Comp Officer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −912 0 owned after | no price filed | 2012-12-31 | |
| 2012-12-01 | della Sala Umberto Director, Officer (President and COO) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,260 10,259 owned after | no price filed | 2012-12-03 | |
| 2012-11-30 | Nedelka Gary T Officer (CEO FW Global Power Group) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,357 13,357 owned after | no price filed | 2012-12-03 | |
| 2012-11-18 | Davies Michelle Officer (Exec VP, Gen Counsel & Secy) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −553 1,104 owned after | no price filed | 2012-11-19 | |
| 2012-11-16 | della Sala Umberto Director, Officer (President and COO) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,511 35,511 owned after | no price filed | 2012-11-19 | |
| 2012-09-30 | Masters J Kent Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,872 55,744 owned after | no price filed | 2012-10-01 | |
| 2012-09-30 | Masters J Kent Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −72,921 72,922 owned after | no price filed | 2012-10-01 | |
| 2012-05-13 | SEXTON BETH Officer (Exec VP of Human Resources) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,765 14,764 owned after | no price filed | 2012-05-14 | |
| 2012-05-13 | Jindal Rakesh K Officer (Vice President of Tax) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,711 6,710 owned after | no price filed | 2012-05-14 | |
| 2012-05-13 | Baseotto Franco Officer (Exec. VP, CFO, and Treasurer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,530 29,529 owned after | no price filed | 2012-05-14 | |
| 2012-03-08 | Baseotto Franco Officer (Exec. VP, CFO, and Treasurer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,977 7,954 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Baseotto Franco Officer (Exec. VP, CFO, and Treasurer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,064 18,064 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Davies Michelle Officer (Exec VP, Gen Counsel & Secy) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,784 3,784 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Davies Michelle Officer (Exec VP, Gen Counsel & Secy) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −473 947 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Masters J Kent Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,430 32,430 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Malcolm John M. Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,720 1,720 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Malcolm John M. Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,040 0 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Rose Peter D Officer (VP & Chief Corp Comp Officer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,010 3,010 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Rose Peter D Officer (VP & Chief Corp Comp Officer) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −663 1,325 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | SEXTON BETH Officer (Exec VP of Human Resources) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,881 6,881 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | SEXTON BETH Officer (Exec VP of Human Resources) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,515 3,030 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Wood Lisa Zardet Officer (Vice President and Controller) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,129 4,129 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Wood Lisa Zardet Officer (Vice President and Controller) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −871 1,742 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Reichstul Henri Philippe Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,720 1,720 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Reichstul Henri Philippe Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −687 0 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Nield Jonathan C. Officer (VP-Project Risk Mgmt Group) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,720 1,720 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Nield Jonathan C. Officer (VP-Project Risk Mgmt Group) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −355 710 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | DEMETRIOU STEVEN J. Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,010 3,010 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | DEMETRIOU STEVEN J. Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,639 0 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | TART BEZER MAUREEN Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,720 1,720 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | TART BEZER MAUREEN Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,136 0 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Newby Stephanie S. Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,720 1,720 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Newby Stephanie S. Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,136 0 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Quarta Roberto Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,720 1,720 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Quarta Roberto Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,040 0 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Jindal Rakesh K Officer (Vice President of Tax) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,301 4,301 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Jindal Rakesh K Officer (Vice President of Tax) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −871 1,742 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | GALANTE EDWARD G Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,720 1,720 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | GALANTE EDWARD G Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,136 0 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Nedelka Gary T Officer (CEO FW Global Power Group) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,043 12,043 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | Nedelka Gary T Officer (CEO FW Global Power Group) | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 4,167 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | DALEY CLAYTON C JR Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,136 0 owned after | no price filed | 2012-03-12 | |
| 2012-03-08 | DALEY CLAYTON C JR Director | 4 | Restricted Stock Units (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,720 1,720 owned after | no price filed | 2012-03-12 |