Foster Wheeler AG Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-07-31: Reporting owner Rose Peter D; Form 4; Security Class B Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-08-31: Reporting owner FERRAIOLI BRIAN K; Form 4; Security Class B Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-01-27: Reporting owner GARDNER LISA FRIES; Form 4/A; Security Class B Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-01-27: Reporting owner MILCHOVICH RAYMOND J; Form 4; Security Class B Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-07-31 | Rose Peter D Officer (Vice President and Treasurer) | 4 | Class B Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −35 0 owned after | $9.38 exercise price | 2007-08-01 | |
| 2006-08-31 | FERRAIOLI BRIAN K Officer (Vice President & Controller) | 4 | Class B Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −154 0 owned after | $9.38 exercise price | 2006-08-31 | |
| 2006-01-27 | GARDNER LISA FRIES Officer (Vice President and Secretary) | 4/A | Class B Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,588 3,588 owned after | $9.38 exercise price | 2006-02-28 | |
| 2006-01-27 | MILCHOVICH RAYMOND J Director, Officer (Chairman, President and CEO) | 4 | Class B Warrant Derivative · Indirect · By Milchovich Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $9.38 exercise price | 2006-01-30 | |
| 2006-01-27 | WOODS JAMES D Director | 4 | Class B Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 | $9.38 exercise price | 2006-01-30 | |
| 2006-01-27 | MELONE JOSEPH J Director | 4 | Class A Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,700 0 owned after | $9.38 exercise price | 2006-01-30 | |
| 2006-01-27 | MELONE JOSEPH J Director | 4 | Class A Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,500 0 owned after | $9.38 exercise price | 2006-01-30 | |
| 2006-01-27 | ATKINSON EUGENE D Director | 4 | Class B Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 | $9.38 exercise price | 2006-01-30 | |
| 2006-01-27 | GARDNER LISA FRIES Officer (Vice President and Secretary) | 4 | Class B Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,588 0 owned after | $9.38 exercise price | 2006-01-30 |