Foster Wheeler AG Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-13: Reporting owner Wood Lisa Zardet; Form 4; Security Employee Stock Option (Right to Buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-11-13: Reporting owner Nedelka Gary T; Form 4; Security Employee Stock Option (Right to Buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-11-13: Reporting owner SEXTON BETH; Form 4; Security Employee Stock Option (Right to Buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-11-13: Reporting owner Nield Jonathan C.; Form 4; Security Employee Stock Option (Right to Buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-13 | Wood Lisa Zardet Officer (Vice President and Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −2,332 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Nedelka Gary T Officer (CEO- Global Power Group) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −6,801 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | SEXTON BETH Officer (Former Exec VP of Human Res.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −11,661 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Nield Jonathan C. Officer (VP- Project Risk Management) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −2,915 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Davies Michelle Officer (Former Exec VP, GC & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −2,795 0 owned after | $19.31 exercise price | 2014-11-14 | |
| 2014-11-13 | Davies Michelle Officer (Former Exec VP, GC & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −6,413 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Penno Roberto Officer (CEO-Engineering & Const. Group) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −10,203 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Jindal Rakesh K Officer (Former Vice President of Tax) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −2,428 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Masters J Kent Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −47,014 0 owned after | $20.57 exercise price | 2014-11-14 | |
| 2014-11-13 | Masters J Kent Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −18,317 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Baseotto Franco Officer (Former Exec. VP, CFO, & Treas.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −10,202 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Newby Stephanie S. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −3,887 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | DEMETRIOU STEVEN J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −6,802 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | DEMETRIOU STEVEN J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,132 0 owned after | $20.57 exercise price | 2014-11-14 | |
| 2014-11-13 | Malcolm John M. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −3,887 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Malcolm John M. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −2,278 0 owned after | $23.17 exercise price | 2014-11-14 | |
| 2014-11-13 | Reichstul Henri Philippe Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −3,887 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | Reichstul Henri Philippe Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,545 0 owned after | $20.57 exercise price | 2014-11-14 | |
| 2014-11-13 | TART BEZER MAUREEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −3,887 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-11-13 | DALEY CLAYTON C JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −3,887 0 owned after | $23.25 exercise price | 2014-11-14 | |
| 2014-06-06 | GALANTE EDWARD G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,949 0 owned after | $31.96 exercise price | 2014-06-09 | |
| 2014-06-06 | GALANTE EDWARD G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,887 0 owned after | $23.25 exercise price | 2014-06-09 | |
| 2014-06-05 | Masters J Kent Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,977 47,014 owned after | $20.57 exercise price | 2014-06-05 | |
| 2014-06-05 | Masters J Kent Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,636 18,317 owned after | $23.25 exercise price | 2014-06-05 | |
| 2014-06-04 | Masters J Kent Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,527 48,991 owned after | $20.57 exercise price | 2014-06-05 | |
| 2014-06-03 | Masters J Kent Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,528 136,518 owned after | $20.57 exercise price | 2014-06-05 | |
| 2014-06-02 | Wood Lisa Zardet Officer (Vice President and Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,755 0 owned after | $31.96 exercise price | 2014-06-02 | |
| 2014-06-02 | Wood Lisa Zardet Officer (Vice President and Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,664 2,332 owned after | $23.25 exercise price | 2014-06-02 | |
| 2014-05-21 | Baseotto Franco Officer (Exec. VP, CFO, and Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,710 0 owned after | $31.96 exercise price | 2014-05-21 | |
| 2014-05-21 | Baseotto Franco Officer (Exec. VP, CFO, and Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,408 10,202 owned after | $23.25 exercise price | 2014-05-21 | |
| 2014-05-12 | Jindal Rakesh K Officer (Vice President of Tax) | 4 | Employee Stock Option(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,860 2,428 owned after | $23.25 exercise price | 2014-05-13 | |
| 2014-05-12 | Jindal Rakesh K Officer (Vice President of Tax) | 4 | Employee Stock Option(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,340 0 owned after | $31.96 exercise price | 2014-05-13 | |
| 2014-05-09 | Jindal Rakesh K Officer (Vice President of Tax) | 4 | Employee Stock Option(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,415 3,340 owned after | $31.96 exercise price | 2014-05-12 | |
| 2014-05-09 | Nedelka Gary T Officer (CEO- Global Power Group) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,456 0 owned after | $31.96 exercise price | 2014-05-12 | |
| 2014-05-01 | Nedelka Gary T Officer (CEO - Global Power Group) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,606 6,801 owned after | $23.25 exercise price | 2014-05-01 | |
| 2014-03-31 | della Sala Umberto Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −183,664 0 owned after | $26.07 exercise price | 2014-04-01 | |
| 2014-03-31 | della Sala Umberto Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68,382 0 owned after | $29.24 exercise price | 2014-04-01 |