FOREST CITY ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 365 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-03-19: Reporting owner ESPOSITO MICHAEL P JR; Form 4; Security 2005 Stock Option Grant (right to buy); Transaction Holding.
- 2007-03-19: Reporting owner ESPOSITO MICHAEL P JR; Form 4; Security 2006 Stock Option Grant (right to buy); Transaction Holding.
- 2007-03-19: Reporting owner ROSS STAN; Form 4; Security 1999 Stock Option Grant (right to buy); Transaction Holding.
- 2007-03-19: Reporting owner ROSS STAN; Form 4; Security 2001 Stock Option Grant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-03-19 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | ROSS STAN Director | 4 | 1999 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $7.46 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | ROSS STAN Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $14.27 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | ROSS STAN Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $15.50 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | ROSS STAN Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | ROSS STAN Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | STOKES LOUIS Director | 4 | 1999 Stock Option Grant (right to buy) Derivative · Direct | Holding | 9,000 owned after | $7.46 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | STOKES LOUIS Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $14.27 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | STOKES LOUIS Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $15.50 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | STOKES LOUIS Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | STOKES LOUIS Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 27,000 owned after | $15.50 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 27,000 owned after | $15.50 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 43,200 owned after | $15.50 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $31.75 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $46.37 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,600 owned after | $15.50 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 16,200 owned after | $15.50 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-03-19 | |
| 2007-03-16 holding as of filing | KANE LINDA M Officer (Senior Vice President) | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 24,300 owned after | $15.50 exercise price | 2007-03-16 | |
| 2007-03-16 holding as of filing | KANE LINDA M Officer (Senior Vice President) | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-03-16 | |
| 2007-03-16 holding as of filing | KANE LINDA M Officer (Senior Vice President) | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-03-16 | |
| 2007-03-16 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; General Counsel) | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 18,010 owned after | $15.50 exercise price | 2007-03-16 | |
| 2007-03-16 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; General Counsel) | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-03-16 | |
| 2007-03-16 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; General Counsel) | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-03-16 | |
| 2007-03-13 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,600 owned after | $15.50 exercise price | 2007-03-13 | |
| 2007-03-13 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-03-13 | |
| 2007-03-13 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-03-13 | |
| 2007-03-05 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,600 owned after | $15.50 exercise price | 2007-03-05 | |
| 2007-03-05 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-03-05 | |
| 2007-03-05 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-03-05 | |
| 2007-02-23 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,600 owned after | $15.50 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-02-23 | |
| 2007-02-05 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,600 owned after | $15.50 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-02-05 | |
| 2007-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,600 owned after | $15.50 exercise price | 2007-01-24 | |
| 2007-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-01-24 | |
| 2007-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-01-24 | |
| 2007-01-22 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $15.50 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2007-01-22 | |
| 2007-01-22 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2007-01-22 | |
| 2007-01-08 holding as of filing | JARRETT JERRY V Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | JARRETT JERRY V Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | STOKES LOUIS Director | 4 | 1999 Stock Option Grant (right to buy) Derivative · Direct | Holding | 9,000 owned after | $7.46 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | STOKES LOUIS Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $14.27 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | STOKES LOUIS Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $15.50 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | STOKES LOUIS Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | STOKES LOUIS Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2007-01-08 | |
| 2007-01-04 | JARRETT JERRY V Director | 4 | 1998 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $9.50 exercise price | 2007-01-08 | |
| 2007-01-04 | JARRETT JERRY V Director | 4 | 1999 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $7.46 exercise price | 2007-01-08 | |
| 2007-01-04 | JARRETT JERRY V Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,600 0 owned after | $14.27 exercise price | 2007-01-08 | |
| 2007-01-04 | JARRETT JERRY V Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,800 10,800 owned after | $15.50 exercise price | 2007-01-08 | |
| 2007-01-04 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,600 owned after | $15.50 exercise price | 2007-01-04 | |
| 2007-01-04 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2007-01-04 | |
| 2007-01-04 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2007-01-04 |