FOREST CITY ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 226 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-19: Reporting owner ESPOSITO MICHAEL P JR; Form 4; Security 2003 Stock Option Grant (right to buy); Transaction Holding.
- 2006-12-19: Reporting owner ESPOSITO MICHAEL P JR; Form 4; Security 2005 Stock Option Grant (right to buy); Transaction Holding.
- 2006-12-19: Reporting owner ESPOSITO MICHAEL P JR; Form 4; Security 2006 Stock Option Grant (right to buy); Transaction Holding.
- 2006-12-19: Reporting owner RATNER CHARLES A; Form 4; Security 2003 Stock Option Grant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-19 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $15.50 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 43,200 owned after | $15.50 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $31.75 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $46.37 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 27,000 owned after | $15.50 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 27,000 owned after | $15.50 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 16,200 owned after | $15.50 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | STOKES LOUIS Director | 4 | 1999 Stock Option Grant (right to buy) Derivative · Direct | Holding | 9,000 owned after | $7.46 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | STOKES LOUIS Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $14.27 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | STOKES LOUIS Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $15.50 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | STOKES LOUIS Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2006-12-19 | |
| 2006-12-19 holding as of filing | STOKES LOUIS Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2006-12-19 | |
| 2006-12-18 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4/A | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4/A | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4/A | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4/A | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 27,000 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 27,000 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | ROSS STAN Director | 4 | 1999 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $7.46 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | ROSS STAN Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $14.27 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | ROSS STAN Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | ROSS STAN Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | ROSS STAN Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2006-12-18 | |
| 2006-12-18 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2006-12-18 | |
| 2006-12-15 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 43,200 owned after | $15.50 exercise price | 2006-12-15 | |
| 2006-12-15 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $31.75 exercise price | 2006-12-15 | |
| 2006-12-15 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $46.37 exercise price | 2006-12-15 | |
| 2006-12-15 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $31.75 exercise price | 2006-12-15 | |
| 2006-12-15 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $46.37 exercise price | 2006-12-15 | |
| 2006-12-14 | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4/A | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,600 0 owned after | $14.27 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4/A | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,200 16,200 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNERSALZBERG DEBORAH Director, 10% Owner | 4/A | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,600 0 owned after | $14.27 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNERSALZBERG DEBORAH Director, 10% Owner | 4/A | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,600 15,600 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 0 owned after | $14.27 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 27,000 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 0 owned after | $14.27 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 27,000 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,600 0 owned after | $14.27 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,200 16,200 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,600 0 owned after | $14.27 exercise price | 2006-12-18 | |
| 2006-12-14 | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,600 15,600 owned after | $15.50 exercise price | 2006-12-18 | |
| 2006-12-13 | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,600 0 owned after | $14.27 exercise price | 2006-12-15 | |
| 2006-12-13 | RATNER CHARLES A Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,200 43,200 owned after | $15.50 exercise price | 2006-12-15 | |
| 2006-12-13 holding as of filing | KANE LINDA M Officer (Sr Vice President/Controller) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | KANE LINDA M Officer (Sr Vice President/Controller) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 1999 Stock Option Grant Derivative · Direct · (m) | Holding | 4,306 owned after | $7.46 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 2001 Stock Option Grant Derivative · Direct · (m) | Holding | 14,016 owned after | $14.27 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 2003 Stock Option Grant Derivative · Direct · (m) | Holding | 28,050 owned after | $15.50 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 2001 Stock Option Grant Derivative · Direct · (m) | Holding | 14,016 owned after | $14.27 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; General Counsel) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; General Counsel) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | STOKES LOUIS Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $14.27 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | STOKES LOUIS Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $15.50 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | STOKES LOUIS Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | STOKES LOUIS Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2006-12-13 | |
| 2006-12-11 | KANE LINDA M Officer (Sr Vice President/Controller) | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 16,200 owned after | $15.50 exercise price | 2006-12-13 | |
| 2006-12-11 | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 1999 Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 4,306 owned after | $7.46 exercise price | 2006-12-13 | |
| 2006-12-11 | SMITH THOMAS G Officer (Chief Financial Off, Exec VP) | 4 | 2003 Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,150 28,050 owned after | $15.50 exercise price | 2006-12-13 | |
| 2006-12-11 | PRESTI GERALYN M Officer (Sr. V.P.; General Counsel) | 4 | 2003 Stock option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,290 18,010 owned after | $15.50 exercise price | 2006-12-13 | |
| 2006-12-11 | STOKES LOUIS Director | 4 | 1999 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 9,000 owned after | $7.46 exercise price | 2006-12-13 | |
| 2006-10-13 holding as of filing | STOKES LOUIS Director | 4 | 1999 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $7.46 exercise price | 2006-10-13 | |
| 2006-10-13 holding as of filing | STOKES LOUIS Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $14.27 exercise price | 2006-10-13 | |
| 2006-10-13 holding as of filing | STOKES LOUIS Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $15.50 exercise price | 2006-10-13 | |
| 2006-10-13 holding as of filing | STOKES LOUIS Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2006-10-13 | |
| 2006-10-13 holding as of filing | STOKES LOUIS Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2006-10-13 | |
| 2006-09-28 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $15.50 exercise price | 2006-09-28 | |
| 2006-09-28 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2006-09-28 | |
| 2006-09-28 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2006-09-28 | |
| 2006-09-28 holding as of filing | ROSS STAN Director | 4 | 1999 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $7.46 exercise price | 2006-09-28 | |
| 2006-09-28 holding as of filing | ROSS STAN Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $14.27 exercise price | 2006-09-28 | |
| 2006-09-28 holding as of filing | ROSS STAN Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $15.50 exercise price | 2006-09-28 | |
| 2006-09-28 holding as of filing | ROSS STAN Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2006-09-28 | |
| 2006-09-28 holding as of filing | ROSS STAN Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2006-09-28 | |
| 2006-09-19 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $15.50 exercise price | 2006-09-19 |