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FOREST CITY ENTERPRISES INC Forms 3, 4 and 5: Stock Options, 2006, Page 2

FOREST CITY ENTERPRISES INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 226 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2006-09-19: Reporting owner ESPOSITO MICHAEL P JR; Form 4; Security 2005 Stock Option Grant (right to buy); Transaction Holding.
  • 2006-09-19: Reporting owner ESPOSITO MICHAEL P JR; Form 4; Security 2006 Stock Option Grant (right to buy); Transaction Holding.
  • 2006-09-19: Reporting owner STOKES LOUIS; Form 4; Security 1999 Stock Option Grant (right to buy); Transaction Holding.
  • 2006-09-19: Reporting owner STOKES LOUIS; Form 4; Security 2001 Stock Option Grant (right to buy); Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2006-09-19
holding as of filing
ESPOSITO MICHAEL P JR
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-09-19
2006-09-19
holding as of filing
ESPOSITO MICHAEL P JR
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2006-09-19
2006-09-19
holding as of filing
STOKES LOUIS
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-09-19
2006-09-19
holding as of filing
STOKES LOUIS
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-09-19
2006-09-19
holding as of filing
STOKES LOUIS
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-09-19
2006-09-19
holding as of filing
STOKES LOUIS
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-09-19
2006-09-19
holding as of filing
STOKES LOUIS
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2006-09-19
2006-09-18
holding as of filing
ROSS STAN
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-09-18
2006-09-18
holding as of filing
ROSS STAN
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-09-18
2006-09-18
holding as of filing
ROSS STAN
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-09-18
2006-09-18
holding as of filing
ROSS STAN
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-09-18
2006-09-18
holding as of filing
ROSS STAN
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2006-09-18
2006-07-06
holding as of filing
STOKES LOUIS
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-07-06
2006-07-06
holding as of filing
STOKES LOUIS
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-07-06
2006-07-06
holding as of filing
STOKES LOUIS
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-07-06
2006-07-06
holding as of filing
STOKES LOUIS
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-07-06
2006-07-06
holding as of filing
STOKES LOUIS
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2006-07-06
2006-06-19
holding as of filing
STOKES LOUIS
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-06-19
2006-06-19
holding as of filing
STOKES LOUIS
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-06-19
2006-06-19
holding as of filing
STOKES LOUIS
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-06-19
2006-06-19
holding as of filing
STOKES LOUIS
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-06-19
2006-06-19
holding as of filing
STOKES LOUIS
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2006-06-19
2006-06-19
holding as of filing
ROSS STAN
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-06-19
2006-06-19
holding as of filing
ROSS STAN
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-06-19
2006-06-19
holding as of filing
ROSS STAN
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-06-19
2006-06-19
holding as of filing
ROSS STAN
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-06-19
2006-06-19
holding as of filing
ROSS STAN
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2006-06-19
2006-06-19
holding as of filing
ESPOSITO MICHAEL P JR
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$15.50
exercise price
2006-06-19
2006-06-19
holding as of filing
ESPOSITO MICHAEL P JR
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-06-19
2006-06-19
holding as of filing
ESPOSITO MICHAEL P JR
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2006-06-19
2006-04-06
holding as of filing
RATNER RONALD A
Director, Officer (Executive Vice President), 10% Owner
42001 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
27,000 owned after
$14.27
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER RONALD A
Director, Officer (Executive Vice President), 10% Owner
42003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
54,000 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER RONALD A
Director, Officer (Executive Vice President), 10% Owner
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER JAMES A
Director, Officer (Executive Vice President), 10% Owner
42001 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
27,000 owned after
$14.27
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER JAMES A
Director, Officer (Executive Vice President), 10% Owner
42003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
54,000 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER JAMES A
Director, Officer (Executive Vice President), 10% Owner
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER CHARLES A
Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner
42001 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
45,600 owned after
$14.27
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER CHARLES A
Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner
42003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
86,400 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER CHARLES A
Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
40,000 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNERSALZBERG DEBORAH
Director, 10% Owner
42001 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,600 owned after
$14.27
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNERSALZBERG DEBORAH
Director, 10% Owner
42003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
31,200 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNERSALZBERG DEBORAH
Director, 10% Owner
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER BRIAN J
Director, Officer (Executive Vice President), 10% Owner
42001 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
17,600 owned after
$14.27
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER BRIAN J
Director, Officer (Executive Vice President), 10% Owner
42003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
32,400 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
RATNER BRIAN J
Director, Officer (Executive Vice President), 10% Owner
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
KANE LINDA M
Officer (Sr Vice President/Controller)
42003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
24,300 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
KANE LINDA M
Officer (Sr Vice President/Controller)
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
PRESTI GERALYN M
Officer (Sr. V.P.; General Counsel)
42003 Stock option Grant (right to buy)
Derivative · Direct · (m)
Holding
24,300 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
PRESTI GERALYN M
Officer (Sr. V.P.; General Counsel)
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
SMITH THOMAS G
Officer (Chief Financial Off, Exec VP)
41999 Stock Option Grant
Derivative · Direct · (m)
Holding
6,806 owned after
$7.46
exercise price
2006-04-06
2006-04-06
holding as of filing
SMITH THOMAS G
Officer (Chief Financial Off, Exec VP)
42001 Stock Option Grant
Derivative · Direct · (m)
Holding
14,016 owned after
$14.27
exercise price
2006-04-06
2006-04-06
holding as of filing
SMITH THOMAS G
Officer (Chief Financial Off, Exec VP)
42003 Stock Option Grant
Derivative · Direct · (m)
Holding
43,200 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
SMITH THOMAS G
Officer (Chief Financial Off, Exec VP)
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
ROSS STAN
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-04-06
2006-04-06
holding as of filing
ROSS STAN
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-04-06
2006-04-06
holding as of filing
ROSS STAN
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
ROSS STAN
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
JARRETT JERRY V
Director
41998 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$9.50
exercise price
2006-04-06
2006-04-06
holding as of filing
JARRETT JERRY V
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-04-06
2006-04-06
holding as of filing
JARRETT JERRY V
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-04-06
2006-04-06
holding as of filing
JARRETT JERRY V
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
JARRETT JERRY V
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
COWEN SCOTT S
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
COWEN SCOTT S
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
STOKES LOUIS
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-04-06
2006-04-06
holding as of filing
STOKES LOUIS
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-04-06
2006-04-06
holding as of filing
STOKES LOUIS
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-04-06
2006-04-06
holding as of filing
STOKES LOUIS
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-04-06
2006-04-06
holding as of filing
ESPOSITO MICHAEL P JR
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-04-06
2006-04-04RATNER RONALD A
Director, Officer (Executive Vice President), 10% Owner
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+25,200
25,200 owned after
$46.37
exercise price
2006-04-06
2006-04-04RATNER JAMES A
Director, Officer (Executive Vice President), 10% Owner
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+25,200
25,200 owned after
$46.37
exercise price
2006-04-06
2006-04-04RATNER CHARLES A
Director, Officer (Chairman of the Bd, CEO & Pres), 10% Owner
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+40,000
40,000 owned after
$46.37
exercise price
2006-04-06
2006-04-04RATNERSALZBERG DEBORAH
Director, 10% Owner
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
15,000 owned after
$46.37
exercise price
2006-04-06
2006-04-04RATNER BRIAN J
Director, Officer (Executive Vice President), 10% Owner
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
15,000 owned after
$46.37
exercise price
2006-04-06
2006-04-04KANE LINDA M
Officer (Sr Vice President/Controller)
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
15,000 owned after
$46.37
exercise price
2006-04-06
2006-04-04PRESTI GERALYN M
Officer (Sr. V.P.; General Counsel)
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
15,000 owned after
$46.37
exercise price
2006-04-06
2006-04-04SMITH THOMAS G
Officer (Chief Financial Off, Exec VP)
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+25,200
25,200 owned after
$46.37
exercise price
2006-04-06
2006-04-04ROSS STAN
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,800
10,800 owned after
$46.37
exercise price
2006-04-06
2006-04-04JARRETT JERRY V
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,800
10,800 owned after
$46.37
exercise price
2006-04-06
2006-04-04COWEN SCOTT S
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,800
10,800 owned after
$46.37
exercise price
2006-04-06
2006-04-04STOKES LOUIS
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,800
10,800 owned after
$46.37
exercise price
2006-04-06
2006-04-04ESPOSITO MICHAEL P JR
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,400
10,800 owned after
$15.50
exercise price
2006-04-06
2006-04-04ESPOSITO MICHAEL P JR
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,800
10,800 owned after
$46.37
exercise price
2006-04-06
2006-03-23
holding as of filing
ROSS STAN
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-03-23
2006-03-23
holding as of filing
ROSS STAN
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-03-23
2006-03-23
holding as of filing
ROSS STAN
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-03-23
2006-03-23
holding as of filing
ROSS STAN
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-03-23
2006-03-23
holding as of filing
ESPOSITO MICHAEL P JR
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
16,200 owned after
$15.50
exercise price
2006-03-23
2006-03-23
holding as of filing
ESPOSITO MICHAEL P JR
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-03-23
2006-03-17
holding as of filing
ESPOSITO MICHAEL P JR
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
16,200 owned after
$15.50
exercise price
2006-03-17
2006-03-17
holding as of filing
ESPOSITO MICHAEL P JR
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-03-17
2006-03-17
holding as of filing
STOKES LOUIS
Director
41999 Stock Option Grant (right to buy)
Derivative · Direct
Holding
15,000 owned after
$7.46
exercise price
2006-03-17
2006-03-17
holding as of filing
STOKES LOUIS
Director
42001 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$14.27
exercise price
2006-03-17
2006-03-17
holding as of filing
STOKES LOUIS
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2006-03-17
2006-03-17
holding as of filing
STOKES LOUIS
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2006-03-17
2006-03-17
holding as of filing
RATNER RONALD A
Officer (Executive Vice President), 10% Owner
52001 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
27,000 owned after
$14.27
exercise price
2006-03-17
2006-03-17
holding as of filing
RATNER RONALD A
Officer (Executive Vice President), 10% Owner
52003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
54,000 owned after
$15.50
exercise price
2006-03-17
2006-03-17
holding as of filing
RATNER RONALD A
Officer (Executive Vice President), 10% Owner
52005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$31.75
exercise price
2006-03-17
2006-03-17
holding as of filing
RATNERSALZBERG DEBORAH
Director, 10% Owner
52001 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,600 owned after
$14.27
exercise price
2006-03-17
2006-03-17
holding as of filing
RATNERSALZBERG DEBORAH
Director, 10% Owner
52003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
31,200 owned after
$15.50
exercise price
2006-03-17