FLAGSTAR BANCORP INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-01: Reporting owner Marx Bryan; Form 4; Security Restricted Stock Unit (L060220); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-12-01: Reporting owner Marx Bryan; Form 4; Security Restricted Stock Unit (L052521); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-12-01: Reporting owner Marx Bryan; Form 4; Security Restricted Stock Unit (L052422); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-12-01: Reporting owner Borja Paul D; Form 4; Security Restricted Stock Unit (L060220); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-01 | Marx Bryan Officer (EVP Chief Accting Officer(PAO)) | 4 | Restricted Stock Unit (L060220) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −797 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Marx Bryan Officer (EVP Chief Accting Officer(PAO)) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,679 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Marx Bryan Officer (EVP Chief Accting Officer(PAO)) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,701 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Borja Paul D Officer (Exec VP and General Counsel) | 4 | Restricted Stock Unit (L060220) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −677 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Borja Paul D Officer (Exec VP and General Counsel) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,183 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Borja Paul D Officer (Exec VP and General Counsel) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,075 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Buck Karen Officer (EVP and Director of Operations) | 4 | Restricted Stock Unit (L012021) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,923 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Buck Karen Officer (EVP and Director of Operations) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,038 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Buck Karen Officer (EVP and Director of Operations) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,102 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Davis Reginald E Officer (EVP and President of Banking) | 4 | Restricted Stock Units (NH080320) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,460 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Davis Reginald E Officer (EVP and President of Banking) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,977 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Davis Reginald E Officer (EVP and President of Banking) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,203 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Smith Lee Matthew Officer (EVP and President of Mortgage) | 4 | Resticted Stock Unit (LTP31920) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,557 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Smith Lee Matthew Officer (EVP and President of Mortgage) | 4 | Restricted Stock Unit (LTIP31521) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,835 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Smith Lee Matthew Officer (EVP and President of Mortgage) | 4 | Restricted Stock Unit (LTP032222) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,113 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Figliuolo Stephen V Officer (EVP and Chief Risk Officer) | 4 | Restricted Stock Unit (L060220) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,985 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Figliuolo Stephen V Officer (EVP and Chief Risk Officer) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,397 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Figliuolo Stephen V Officer (EVP and Chief Risk Officer) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,503 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Ciroli James Officer (EVP and Chief Financ Officer) | 4 | Restricted Stock Unit (L060220) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,985 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Ciroli James Officer (EVP and Chief Financ Officer) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,397 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | Ciroli James Officer (EVP and Chief Financ Officer) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,203 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Restricted Stock Unit (LTP032222) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,228 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Restricted Stock Unit (LTIP31521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,671 0 owned after | no price filed | 2022-12-05 | |
| 2022-12-01 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Resticted Stock Unit (LTP31920) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,113 0 owned after | no price filed | 2022-12-05 | |
| 2022-06-18 | Marx Bryan Officer (EVP Chief Accting Officer(PAO)) | 4 | Restricted Stock Unit (L061819) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 0 owned after | $0.00 | 2022-06-22 | |
| 2022-06-18 | Borja Paul D Officer (Exec VP and General Counsel) | 4 | Restricted Stock Unit (L061819) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560 0 owned after | $0.00 | 2022-06-22 | |
| 2022-06-18 | Figliuolo Stephen V Officer (EVP and Chief Risk Officer) | 4 | Restricted Stock Unit (L061819) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,501 0 owned after | $0.00 | 2022-06-22 | |
| 2022-06-18 | Ciroli James Officer (EVP and Chief Financ Officer) | 4 | Restricted Stock Unit (L061819) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,501 0 owned after | $0.00 | 2022-06-22 | |
| 2022-06-02 | Marx Bryan Officer (EVP Chief Accting Officer(PAO)) | 4 | Restricted Stock Unit (L060220) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −398 797 owned after | $0.00 | 2022-06-03 | |
| 2022-06-02 | Borja Paul D Officer (Exec VP and General Counsel) | 4 | Restricted Stock Unit (L060220) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −339 677 owned after | $0.00 | 2022-06-03 | |
| 2022-06-02 | Figliuolo Stephen V Officer (EVP and Chief Risk Officer) | 4 | Restricted Stock Unit (L060220) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,922 4,055 owned after | $0.00 | 2022-06-03 | |
| 2022-06-02 | Ciroli James Officer (EVP and Chief Financ Officer) | 4 | Restricted Stock Unit (L060220) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,922 4,055 owned after | $0.00 | 2022-06-03 | |
| 2022-05-25 | Marx Bryan Officer (EVP Chief Accting Officer(PAO)) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560 1,679 owned after | $0.00 | 2022-05-27 | |
| 2022-05-25 | Borja Paul D Officer (Exec VP and General Counsel) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −728 2,183 owned after | $0.00 | 2022-05-27 | |
| 2022-05-25 | Buck Karen Officer (EVP and Director of Operations) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,679 5,038 owned after | $0.00 | 2022-05-27 | |
| 2022-05-25 | Davis Reginald E Officer (EVP and President of Banking) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,659 7,977 owned after | $0.00 | 2022-05-27 | |
| 2022-05-25 | Figliuolo Stephen V Officer (EVP and Chief Risk Officer) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,799 8,397 owned after | $0.00 | 2022-05-27 | |
| 2022-05-25 | Ciroli James Officer (EVP and Chief Financ Officer) | 4 | Restricted Stock Unit (L052521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,799 8,397 owned after | $0.00 | 2022-05-27 | |
| 2022-05-24 | Marx Bryan Officer (EVP Chief Accting Officer(PAO)) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,701 2,701 owned after | $0.00 | 2022-05-26 | |
| 2022-05-24 | Borja Paul D Officer (Exec VP and General Counsel) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,075 7,075 owned after | $0.00 | 2022-05-26 | |
| 2022-05-24 | Buck Karen Officer (EVP and Director of Operations) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,102 8,102 owned after | $0.00 | 2022-05-26 | |
| 2022-05-24 | Davis Reginald E Officer (EVP and President of Banking) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,203 16,203 owned after | $0.00 | 2022-05-26 | |
| 2022-05-24 | Figliuolo Stephen V Officer (EVP and Chief Risk Officer) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,503 13,503 owned after | $0.00 | 2022-05-26 | |
| 2022-05-24 | Ciroli James Officer (EVP and Chief Financ Officer) | 4 | Restricted Stock Unit (L052422) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,203 16,203 owned after | $0.00 | 2022-05-26 | |
| 2022-04-19 | Smith Lee Matthew Officer (EVP and President of Mortgage) | 4 | Restricted Stock Units (XLPII32018) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,776 1,775 owned after | $0.00 | 2022-04-21 | |
| 2022-04-19 | Smith Lee Matthew Officer (EVP and President of Mortgage) | 4 | Restricted Stock Units (XLPII32018) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,775 1,776 owned after | $0.00 | 2022-04-21 | |
| 2022-04-19 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Restricted Stock Units (XLPII32018) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,551 3,551 owned after | $0.00 | 2022-04-21 | |
| 2022-04-19 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Restricted Stock Units (XLPII32018) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,552 3,551 owned after | $0.00 | 2022-04-21 | |
| 2022-03-22 | Smith Lee Matthew Officer (EVP and President of Mortgage) | 4 | Restricted Stock Unit (LTP032222) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,113 5,113 owned after | $0.00 | 2022-03-24 | |
| 2022-03-22 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Restricted Stock Unit (LTP032222) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,228 10,228 owned after | $0.00 | 2022-03-24 | |
| 2022-03-19 | Smith Lee Matthew Officer (EVP and President of Mortgage) | 4 | Restricted Stock Unit (LTP31919) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,557 0 owned after | $0.00 | 2022-03-22 | |
| 2022-03-19 | Smith Lee Matthew Officer (EVP and President of Mortgage) | 4 | Resticted Stock Unit (LTP31920) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,278 2,557 owned after | $0.00 | 2022-03-22 | |
| 2022-03-19 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Restricted Stock Unit (LTP31919) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,113 0 owned after | $0.00 | 2022-03-22 | |
| 2022-03-19 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Resticted Stock Unit (LTP31920) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,557 5,113 owned after | $0.00 | 2022-03-22 | |
| 2022-03-15 | Smith Lee Matthew Officer (EVP and President of Mortgage) | 4 | Restricted Stock Unit (LTIP31521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,278 3,835 owned after | $0.00 | 2022-03-16 | |
| 2022-03-15 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Restricted Stock Unit (LTIP31521) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,557 7,671 owned after | $0.00 | 2022-03-16 |