FLAGSTAR BANCORP INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows, 56 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-05-26: Reporting owner Davis Reginald E; Form 4; Security No securities are beneficially owned; Transaction Holding.
- 2021-05-27: Reporting owner Davis Reginald E; Form 4; Security No securities are beneficially owned; Transaction Holding.
- 2021-03-15: Reporting owner Smith Lee Matthew; Form 4; Security Flagstar Bancorp, Inc. Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-03-15: Reporting owner DiNello Alessandro; Form 4; Security Flagstar Bancorp, Inc. Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-05-26 holding as of filing | Davis Reginald E Officer (EVP and President of Banking) | 4 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2022-05-26 | |
| 2021-05-27 holding as of filing | Davis Reginald E Officer (EVP and President of Banking) | 4 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-05-27 | |
| 2021-03-15 | Smith Lee Matthew Officer (Executive Vice President & COO) | 4 | Flagstar Bancorp, Inc. Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,113 5,113 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | DiNello Alessandro Director, Officer (CEO and President) | 4 | Flagstar Bancorp, Inc. Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,228 10,228 owned after | $0.00 | 2021-03-17 | |
| 2021-01-11 holding as of filing | Jordan Lori Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-01-11 | |
| 2021-01-11 holding as of filing | Huynh Toan Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-01-11 | |
| 2020-08-04 holding as of filing | Davis Reginald E Officer (EVP and President of Banking) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-08-04 | |
| 2020-08-04 holding as of filing | Davis Reginald E Officer (EVP and President of Banking) | 4 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-08-04 | |
| 2014-04-03 holding as of filing | DiNello Alessandro Officer (Executive Vice-President) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $1,448.00 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | DiNello Alessandro Officer (Executive Vice-President) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $686.00 exercise price | 2014-04-03 | ||
| 2013-06-28 | LEWIS JOHN D Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,791 15,041 owned after | $0.00 | 2013-07-02 | |
| 2010-12-23 | PATTERSON MARK R Director | 4/A | See Footnote Derivative · Direct | C Conversion of derivative security | −8,884,637 0 owned after | no price filed | 2010-12-23 | |
| 2010-12-23 | Eng Gregory Director | 4/A | See Footnote Derivative · Direct | C Conversion of derivative security | −8,884,637 0 owned after | no price filed | 2010-12-23 | |
| 2010-12-23 | MP Thrift Investments L.P. 10% Owner | 4/A | See Footnote Derivative · Direct | C Conversion of derivative security | −8,884,637 0 owned after | no price filed | 2010-12-23 | |
| 2010-12-23 | MATLIN DAVID J Director | 4/A | See Footnote Derivative · Direct | C Conversion of derivative security | −8,884,637 0 owned after | no price filed | 2010-12-23 | |
| 2010-02-04 holding as of filing | DiNello Alessandro Officer (Executive Vice-President) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $16.28 exercise price | 2010-02-04 | ||
| 2010-02-04 holding as of filing | DiNello Alessandro Officer (Executive Vice-President) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $14.48 exercise price | 2010-02-04 | ||
| 2010-02-04 holding as of filing | DiNello Alessandro Officer (Executive Vice-President) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $6.86 exercise price | 2010-02-04 | ||
| 2010-01-22 | TREADWELL DAVID L Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2011-04-21 | |
| 2010-01-22 | OVENDEN JAMES Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 87,500 owned after | $0.00 | 2011-04-21 | |
| 2010-01-22 | HANSEN JAY J Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 16,373 owned after | $0.00 | 2011-04-21 | |
| 2010-01-22 | COLLEMAN JAMES DAVID Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 281,816 owned after | $0.00 | 2011-04-21 | |
| 2010-01-22 | Carter Walter N Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 8,500 owned after | $0.00 | 2011-04-21 | |
| 2009-02-03 holding as of filing | HAMMOND THOMAS J Director, Officer (Chairman of the Board), 10% Owner | 4 | Flagstar Bancorp, Inc. Non-derivative · Indirect · By Trust | Holding | 10,305,157 owned after | no price filed | 2009-02-03 | |
| 2009-02-03 holding as of filing | HAMMOND THOMAS J Director, Officer (Chairman of the Board), 10% Owner | 4 | Flagstar Bancorp, Inc. Non-derivative · Indirect · By 401(K) Plan | Holding | 95,825 owned after | no price filed | 2009-02-03 | |
| 2009-01-30 | HAMMOND THOMAS J Director, Officer (Chairman of the Board), 10% Owner | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,067 370,151 owned after | $0.76 | 2009-02-03 | |
| 2009-01-30 | HAMMOND THOMAS J Director, Officer (Chairman of the Board), 10% Owner | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500,000 2,870,151 owned after | $0.80 | 2009-02-03 | |
| 2009-01-24 | HAMMOND THOMAS J Director, Officer (Chairman of the Board), 10% Owner | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −8,576 373,218 owned after | $0.76 | 2009-02-03 | |
| 2008-01-24 | Murray Joel Officer (Chief Accounting Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,916 2,916 owned after | $6.86 exercise price | 2008-01-29 | |
| 2008-01-24 | Roslin Matthew Officer (EVP and Chief Legal Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,258 9,258 owned after | $6.86 exercise price | 2008-01-29 | |
| 2008-01-24 | RONDEAU JR ROBERT O Director, Officer (Executive Director) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,201 16,201 owned after | $6.86 exercise price | 2008-01-29 | |
| 2008-01-24 | HAMMOND KIRSTIN A Director, Officer (Executive Director) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,201 16,201 owned after | $6.86 exercise price | 2008-01-29 | |
| 2008-01-24 | Borja Paul D Officer (Executive VP and CFO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,144 23,144 owned after | $6.86 exercise price | 2008-01-29 | |
| 2008-01-24 | HAMMOND MARK T Director, Officer (President and CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +231,441 231,441 owned after | $6.86 exercise price | 2008-01-29 | |
| 2008-01-24 | HAMMOND THOMAS J Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,865 138,865 owned after | $6.86 exercise price | 2008-01-29 | |
| 2007-11-08 | Tauber B Brian Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +400 16,900 owned after | $6.27 | 2007-11-13 | |
| 2007-11-08 | Tauber B Brian Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +2,000 18,900 owned after | $6.28 | 2007-11-13 | |
| 2007-11-08 | Tauber B Brian Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +400 19,300 owned after | $6.29 | 2007-11-13 | |
| 2007-11-08 | Tauber B Brian Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +1,100 20,400 owned after | $6.30 | 2007-11-13 | |
| 2007-11-08 | Tauber B Brian Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +1,000 21,400 owned after | $6.31 | 2007-11-13 | |
| 2007-11-08 | Tauber B Brian Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +10,100 31,500 owned after | $6.32 | 2007-11-13 | |
| 2007-11-05 holding as of filing | Roslin Matthew Officer (EVP and Chief Legal Officer) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $16.28 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Roslin Matthew Officer (EVP and Chief Legal Officer) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $14.48 exercise price | 2007-11-05 | ||
| 2007-01-30 | Murray Joel Officer (Chief Accounting Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,291 2,291 owned after | $14.48 exercise price | 2007-02-01 | |
| 2007-01-30 | RONDEAU JR ROBERT O Director, Officer (Executive Director) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,727 12,727 owned after | $14.48 exercise price | 2007-02-01 | |
| 2007-01-30 | HAMMOND KIRSTIN A Director, Officer (Executive Director) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,727 12,727 owned after | $14.48 exercise price | 2007-02-01 | |
| 2007-01-30 | Borja Paul D Officer (Executive VP and CFO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,182 18,182 owned after | $14.48 exercise price | 2007-02-01 | |
| 2007-01-30 | HAMMOND MARK T Director, Officer (President and CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +181,818 181,818 owned after | $14.48 exercise price | 2007-02-01 | |
| 2007-01-30 | HAMMOND THOMAS J Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109,091 109,091 owned after | $14.48 exercise price | 2007-02-01 | |
| 2006-05-26 | Murray Joel Officer (Chief Accounting Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,247 2,247 owned after | $16.28 exercise price | 2006-05-31 | |
| 2006-05-26 | RONDEAU JR ROBERT O Director, Officer (Executive Director) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,237 11,237 owned after | $16.28 exercise price | 2006-05-31 | |
| 2006-05-26 | HAMMOND KIRSTIN A Director, Officer (Executive Director) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,237 11,237 owned after | $16.28 exercise price | 2006-05-31 | |
| 2006-05-26 | Borja Paul D Officer (Executive VP and CFO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,856 16,856 owned after | $16.28 exercise price | 2006-05-31 | |
| 2006-05-26 | HAMMOND MARK T Director, Officer (President and CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +119,866 119,866 owned after | $16.28 exercise price | 2006-05-31 | |
| 2006-05-26 | HAMMOND THOMAS J Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +84,281 84,281 owned after | $16.28 exercise price | 2006-05-31 | |
| 2006-04-19 | BAZZY CHARLES Director | 4 | Flagstar Bancorp, Inc. Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,375 56,042 owned after | $5.01 | 2006-04-21 |