FLAGSTAR BANCORP INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-22: Reporting owner Soura Marshall P; Form 4; Security Series D Mandatorily Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-12-22: Reporting owner Kerin Matthew A; Form 4; Security Series D Mandatorily Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-12-22: Reporting owner Borja Paul D; Form 4; Security Series D Mandatorily Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-12-22: Reporting owner Rinaldi Salvatore J; Form 4; Security Series D Mandatorily Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-22 | Soura Marshall P Officer (Executive Vice-President) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,775 0 owned after | $20.00 | 2010-12-27 | |
| 2010-12-22 | Kerin Matthew A Officer (Executive Vice-President) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −10,650 0 owned after | $20.00 | 2010-12-27 | |
| 2010-12-22 | Borja Paul D Officer (Executive VP and CFO) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,775 0 owned after | $20.00 | 2010-12-27 | |
| 2010-12-22 | Rinaldi Salvatore J Officer (EVP and Chief of Staff) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,775 0 owned after | $20.00 | 2010-12-27 | |
| 2010-12-22 | CAMPANELLI JOSEPH P Director, Officer (Chairman, President and CEO) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −14,200 0 owned after | $20.00 | 2010-12-27 | |
| 2010-11-03 holding as of filing | PATTERSON MARK R Director | 3 | Mandatorily Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | no price filed | 2010-11-03 | ||
| 2010-11-03 holding as of filing | Eng Gregory Director | 3 | Mandatorily Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | no price filed | 2010-11-03 | ||
| 2010-11-03 holding as of filing | MATLIN DAVID J Director | 3 | Mandatorily Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | no price filed | 2010-11-03 | ||
| 2010-11-03 holding as of filing | MP Thrift Investments L.P. 10% Owner | 3 | Mandatorily Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | no price filed | 2010-11-03 | ||
| 2010-11-02 | Soura Marshall P Officer (Executive Vice-President) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,775 1,775 owned after | $20.00 | 2010-11-02 | |
| 2010-11-02 | Kerin Matthew A Officer (Executive Vice-President) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,650 10,650 owned after | $20.00 | 2010-11-02 | |
| 2010-11-02 | Borja Paul D Officer (Executive VP and CFO) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,775 1,775 owned after | $20.00 | 2010-11-02 | |
| 2010-11-02 | Rinaldi Salvatore J Officer (EVP and Chief of Staff) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,775 1,775 owned after | $20.00 | 2010-11-02 | |
| 2010-11-02 | CAMPANELLI JOSEPH P Director, Officer (Chairman, President and CEO) | 4 | Series D Mandatorily Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +14,200 14,200 owned after | $20.00 | 2010-11-02 | |
| 2009-06-30 | MP Thrift Investments L.P. 10% Owner | 4 | Trust Preferred Securities (the ?Capital Securities?) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $1,000.00 | 2009-07-02 | |
| 2009-06-30 | PATTERSON MARK R Director | 4 | Trust Preferred Securities (the ?Capital Securities?) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $1,000.00 | 2009-07-02 | |
| 2009-06-30 | MATLIN DAVID J Director | 4 | Trust Preferred Securities (the ?Capital Securities?) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $1,000.00 | 2009-07-02 | |
| 2009-06-30 | Eng Gregory Director | 4 | Trust Preferred Securities (the ?Capital Securities?) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $1,000.00 | 2009-07-02 | |
| 2009-05-26 | MP Thrift Investments L.P. 10% Owner | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | C Conversion of derivative security | −250,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | MP Thrift Investments L.P. 10% Owner | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | C Conversion of derivative security | −25,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | MP Thrift Investments L.P. 10% Owner | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | C Conversion of derivative security | −25,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | Eng Gregory Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | C Conversion of derivative security | −250,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | Eng Gregory Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | C Conversion of derivative security | −25,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | Eng Gregory Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | C Conversion of derivative security | −25,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | MATLIN DAVID J Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | C Conversion of derivative security | −250,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | MATLIN DAVID J Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | C Conversion of derivative security | −25,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | MATLIN DAVID J Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | C Conversion of derivative security | −25,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | PATTERSON MARK R Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | C Conversion of derivative security | −250,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | PATTERSON MARK R Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | C Conversion of derivative security | −25,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-05-26 | PATTERSON MARK R Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | C Conversion of derivative security | −25,000 0 owned after | $1,000.00 | 2009-10-30 | |
| 2009-02-27 | MP Thrift Investments L.P. 10% Owner | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 300,000 owned after | $1,000.00 | 2009-03-02 | |
| 2009-02-27 | MATLIN DAVID J Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 300,000 owned after | $1,000.00 | 2009-03-02 | |
| 2009-02-27 | Eng Gregory Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +25,000 300,000 owned after | $1,000.00 | 2009-03-02 | |
| 2009-02-27 | PATTERSON MARK R Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 300,000 owned after | $1,000.00 | 2009-03-02 | |
| 2009-02-17 | MP Thrift Investments L.P. 10% Owner | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 275,000 owned after | $1,000.00 | 2009-02-18 | |
| 2009-02-17 | MATLIN DAVID J Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 275,000 owned after | $1,000.00 | 2009-02-18 | |
| 2009-02-17 | Eng Gregory Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +25,000 275,000 owned after | $1,000.00 | 2009-02-18 | |
| 2009-02-17 | PATTERSON MARK R Director | 4 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 275,000 owned after | $1,000.00 | 2009-02-18 | |
| 2009-02-04 holding as of filing | MATLIN DAVID J Director | 3 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | Holding | $1,000.00 exercise price | 2009-02-04 | ||
| 2009-02-04 holding as of filing | Eng Gregory Director | 3 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | Holding | $1,000.00 exercise price | 2009-02-04 | ||
| 2009-02-04 holding as of filing | MP Thrift Investments L.P. 10% Owner | 3 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | Holding | $1,000.00 exercise price | 2009-02-04 | ||
| 2009-02-04 holding as of filing | PATTERSON MARK R Director | 3 | Convertible Participating Voting Preferred Stock Series B Derivative · Direct | Holding | $1,000.00 exercise price | 2009-02-04 |