FINISAR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-06-06: Reporting owner Young Joseph A; Form 4; Security Employee Stock Options 6/6/06 (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-06-06: Reporting owner WORKMAN STEPHEN K; Form 4; Security Employee Stock Options 6/6/06 (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-06-06: Reporting owner Trempont Dominique; Form 4; Security Director Stock Options 6/6/06 (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-06-06: Reporting owner Stephens Robert; Form 4; Security Director Stock Options 6/6/06 (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-06-06 | Young Joseph A Officer (Sr. VP Operations) | 4 | Employee Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $4.63 | 2006-06-08 | |
| 2006-06-06 | WORKMAN STEPHEN K Officer (Chief Financial Officer) | 4 | Employee Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.63 exercise price | 2006-06-08 | |
| 2006-06-06 | Trempont Dominique Director | 4 | Director Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.63 exercise price | 2006-06-08 | |
| 2006-06-06 | Stephens Robert Director | 4 | Director Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.63 exercise price | 2006-06-08 | |
| 2006-06-06 | RAWLS JERRY S Director, Officer (President & CEO) | 4 | Employee Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $4.63 exercise price | 2006-06-08 | |
| 2006-06-06 | OLSSON ANDERS Officer (Sr. VP Engineering) | 4 | Employee Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.63 exercise price | 2006-06-08 | |
| 2006-06-06 | MITCHELL LARRY D Director | 4 | Director Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.63 exercise price | 2006-06-08 | |
| 2006-06-06 | LEVINSON FRANK H Director | 4 | Director Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.63 exercise price | 2006-06-08 | |
| 2006-06-06 | Fries David C Director | 4 | Director Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.63 exercise price | 2006-06-08 | |
| 2006-06-06 | FERGUSON ROGER C Director | 4 | Director Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.63 exercise price | 2006-06-08 | |
| 2006-06-06 | BUSE DAVE Officer (Sr. VP Sales & Marketing) | 4 | Employee Stock Options 6/6/06 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.63 exercise price | 2006-06-08 |