FBR & CO. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-10-27: Form 8-K; Period of report 2014-10-24; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2014-10-23: Form 8-K; Period of report 2014-10-23; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2014-10-17: Form 8-K; Period of report 2014-10-13; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2014-09-04: Form 8-K; Period of report 2014-09-04; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-10-27 | 8-K | 2014-10-24 | 7.01 Regulation FD Disclosure | 7.01 On October 23, 2014 FBR & Co. held a conference call to discuss its earnings for the quarter ended September 30, 2014. | form8ktranscript10242014.htm |
| 2014-10-23 | 8-K | 2014-10-23 | 2.02 Results of Operations and Financial Condition | 2.02 On October 23, 2014, FBR & Co. issued a press release announcing its earnings for the quarter ended September 30, 2014. | document.htm |
| 2014-10-17 | 8-K | 2014-10-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Departure of Directors or certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | d806583d8k.htm |
| 2014-09-04 | 8-K | 2014-09-04 | 7.01 Regulation FD Disclosure | 7.01 FBR & Co. (the “Company”) presented at the Barrington Research Fall Conference in Chicago, Illinois on September 4, 2014. | d784242d8k.htm |
| 2014-08-04 | 8-K | 2014-08-04 | 7.01 Regulation FD Disclosure | 7.01 On August 4, 2014, FBR & Co.’s broker dealer subsidiary completed the previously announced purchase of the securities lending business of Lazard Capital Markets LLC. | form8ksecuritylending842014.htm |
| 2014-07-21 | 8-K | 2014-07-21 | 8.01 Other Events | 8.01 On July 21, 2014, FBR & Co. (the “Company”) issued a press release announcing that it intends to commence a modified “Dutch auction” tender offer for up to one million of its outstanding shares of common stock at a price of not less than $28 per share and not more than $29 per share in cash, without interest. | d761842d8k.htm |
| 2014-07-17 | 8-K | 2014-07-16 | 7.01 Regulation FD Disclosure | 7.01 On July 16, 2014 FBR & Co. held a conference call to discuss its earnings for the quarter ended June 30, 2014. | form8ktranscript7162014.htm |
| 2014-07-15 | 8-K | 2014-07-15 | 2.02 Results of Operations and Financial Condition | 2.02 On July 15, 2014, FBR & Co. issued a press release announcing its earnings for the quarter ended June 30, 2014. | document.htm |
| 2014-06-19 | 8-K | 2014-06-19 | 7.01 Regulation FD Disclosure | 7.01 As previously disclosed, FBR & Co. (the “Company”) has entered into a Transaction Agreement with Lazard Capital Markets LLC (“LCM”) pursuant to which the Company’s broker dealer subsidiary FBR Capital Markets & Co. has agreed to purchase LCM’s securities lending business, subject to regulatory approval from the Financial Industry Regulatory Authority (“FINRA”) and other customary closing conditions. | form8kregfd6182014.htm |
| 2014-06-05 | 8-K | 2014-06-05 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 (a) The Annual Meeting of Shareholders of the Company was held on June 3, 2014. | form8kvotingresultsjune2014.htm |
| 2014-04-28 | 8-K | 2014-04-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 25, 2014, Thomas S. Murphy, Jr. and Adam J. Klein informed FBR & Co. (the “Company”) of their decision to retire from service on the Board of Directors of the Company (the "Board") following the completion of their current term. | form8kdirectors4252014.htm |
| 2014-04-24 | 8-K | 2014-04-24 | 7.01 Regulation FD Disclosure | 7.01 On April 23, 2014 FBR & Co. held a conference call to discuss its earnings for the quarter ended March 31, 2014. | form8ktranscript4232014.htm |
| 2014-04-22 | 8-K | 2014-04-16 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) On April 16, 2014, the Audit Committee of the Board of Directors of FBR & Co. (the “Company”) approved the dismissal of PricewaterhouseCoopers LLP (“PWC”) as the Company’s independent registered public accounting firm, effective upon completion of PWC’s review of the Company’s first quarter financial statements and the Company filing its Form 10-Q for the quarterly period ended March 31, 2014. | form8kaccountants4162014.htm |
| 2014-04-22 | 8-K | 2014-04-22 | 2.02 Results of Operations and Financial Condition | 2.02 On April 22, 2014, FBR & Co. issued a press release announcing its earnings for the quarter ended March 31, 2014. | document.htm |
| 2014-03-28 | 8-K | 2014-03-27 | 7.01 Regulation FD Disclosure | 7.01 On March 27, 2014, FBR & Co. (“FBR”) entered into a Transaction Agreement with Lazard Capital Markets LLC (“LCM”) pursuant to which FBR’s broker dealer subsidiary has agreed to purchase LCM’s securities lending business. | form8kregfd3272014.htm |
| 2014-03-25 | 8-K | 2014-03-25 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On March 25, 2014, the Board of Directors of FBR & Co. (the “Company”) approved an amendment to the Bylaws of the Company which deleted in its entirety Article II, Section 2.14 of the Bylaws, which section had established as a requirement for service as a director of the Company that a person may not be party to any agreement or arrangement with a third party that provides for compensation to such person in connection with candidacy or service as a director of the Company. | form8kbylaw3252014.htm |
| 2014-02-07 | 8-K | 2014-02-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | form8kpsuplan2414.htm |
| 2014-02-06 | 8-K | 2014-02-05 | 7.01 Regulation FD Disclosure | 7.01 On February 5, 2014 FBR & Co. held a conference call to discuss its earnings for the quarter ended December 31, 2013 and year-end results for 2013. | form8ktranscript252014.htm |
| 2014-02-05 | 8-K | 2014-02-04 | 2.02 Results of Operations and Financial Condition | 2.02 On February 4, 2014, FBR & Co. issued a press release announcing its earnings for the quarter ended December 31, 2013 and year-end results for 2013. | document.htm |