FBR & CO. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-11-26: Form 8-K; Period of report 2013-11-26; Description 1.02 Termination of a Material Definitive Agreement; Details 1.02.
- 2013-11-20: Form 8-K; Period of report 2013-11-15; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2013-10-24: Form 8-K; Period of report 2013-10-24; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2013-10-22: Form 8-K; Period of report 2013-10-22; Description 2.02 Results of Operations and Financial Condition; 5.07 Submission of Matters to a Vote of Security Holders; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-11-26 | 8-K | 2013-11-26 | 1.02 Termination of a Material Definitive Agreement | 1.02 On November 26, 2013 we entered into a transaction with Forest Holdings LLC (“Forest LLC”), Forest Holdings (ERISA) LLC (“Forest ERISA”), and Crestview Advisors, L.L.C. (“Crestview”) to repurchase an aggregate of 736,781 shares of the common stock of our Company (the “Stock”) at a purchase price of $25.75 per share (including 26,108 Shares issued upon the exercise of an option to purchase Stock at an exercise price of $14.52 and 61,224 Shares issued upon the exercise of an option to purchase Stock at an exercise price of $10.96), and at the same time, Forest LLC and Forest ERISA entered into transactions to sell the remainder of the Stock held by them to third parties (collectively, the “Sale Transactions”). | form8kcrestview11262013.htm |
| 2013-11-20 | 8-K | 2013-11-15 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The description of the Lease Agreement in “Item 1.01 Entry into a Material Definitive Agreement” of this Current Report on Form 8-K is incorporated by reference in its entirety into this Item 2.03. | d631612d8k.htm |
| 2013-10-24 | 8-K | 2013-10-24 | 7.01 Regulation FD Disclosure | 7.01 On October 23, 2013 FBR & Co. held a conference call to discuss its earnings for the quarter ended September 30, 2013. | form8ktranscript10232013.htm |
| 2013-10-22 | 8-K | 2013-10-22 | 2.02 Results of Operations and Financial Condition; 5.07 Submission of Matters to a Vote of Security Holders | 2.02 On October 22, 2013, FBR & Co. issued a press release announcing its earnings for the quarter ended September 30, 2013. 5.07 (a) A Special Meeting of Shareholders of FBR & Co. was held on October 22, 2013. | document.htm |
| 2013-10-15 | 8-K | 2013-10-14 | 7.01 Regulation FD Disclosure | 7.01 On October 14, 2013, FBR & Co. issued a press release announcing the addition of 29 professionals from Lazard Capital Markets. | form8kpressrelease10142013.htm |
| 2013-07-18 | 8-K | 2013-07-17 | 8.01 Other Events | 8.01 On July 17, 2013 FBR & Co. held a conference call to discuss its earnings for the quarter ended June 30, 2013. | form8ktranscript7182013.htm |
| 2013-07-17 | 8-K | 2013-07-16 | 2.02 Results of Operations and Financial Condition | 2.02 On July 16, 2013, FBR & Co. issued a press release announcing its earnings for the quarter ended June 30, 2013. | document.htm |
| 2013-06-07 | 8-K | 2013-06-07 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders | 5.03 On June 5, 2013, the Board of Directors of FBR & Co. (the “Company”) approved an amendment to the Bylaws of the Company which, subject to certain exceptions, establishes as a requirement for service as a director of the Company that a person may not be party to any agreement or arrangement with a third party that provides for compensation to such person in connection with candidacy or service as a director of the Company. 5.07 (a) The Annual Meeting of Shareholders of FBR & Co. was held on June 5, 2013. | form8kvotingresultsjune52013.htm |
| 2013-04-25 | 8-K | 2013-04-24 | 8.01 Other Events | 8.01 On April 24, 2013 FBR & Co. held a conference call to discuss its earnings for the quarter ended March 31, 2013. | form8ktranscript4242013.htm |
| 2013-04-24 | 8-K | 2013-04-23 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 2.02 On April 23, 2013, FBR & Co. issued a press release announcing its earnings for the quarter ended March 31, 2013. 5.02 On April 23, 2013, Ralph S. Michael III informed the Board of Directors (the “Board”) of FBR & Co. (the “Company”) of his decision to retire from service on the Board following the completion of his current term. 5.03 In connection with Mr. Michael’s impending retirement, the Board amended Article II, Section 2 of the Company’s Amended and Restated Bylaws on April 23, 2013, in order to decrease the size of the Board from nine (9) to seven (7) directors, effective upon completion of the Company’s 2013 Annual Meeting of Shareholders. | f8k_042313.htm |
| 2013-03-15 | 8-K | 2013-03-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | psuprogram8k3112013.htm |
| 2013-02-06 | 8-K | 2013-02-05 | 2.02 Results of Operations and Financial Condition; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 2.02 On February 5, 2013, FBR & Co., a Virginia corporation (the “Corporation”), issued a press release announcing its earnings for the quarter ended December 31, 2012 and year-end results for 2012. 5.03 On June 5, 2012, at the annual meeting of shareholders of the Corporation, the Corporation’s shareholders approved an amendment to the Corporation’s Amended and Restated Articles of Incorporation to effect a reverse stock split of the Corporation’s issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”), at a reverse stock split ratio of 1-for-4, 1-for-8, or some ratio between those two ratios. | f8k_020513.htm |