FBR & CO. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-10-28: Form 8-K; Period of report 2009-10-28; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2009-10-23: Form 8-K; Period of report 2009-10-21; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2009-10-23: Form 8-K; Period of report 2009-10-22; Description 8.01 Other Events; Details 8.01.
- 2009-10-20: Form 8-K; Period of report 2009-10-20; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-10-28 | 8-K | 2009-10-28 | 7.01 Regulation FD Disclosure | 7.01 On October 28, 2009, FBR Capital Markets Corporation (the “Company”) announced the closing of the secondary offering of all of the remaining shares of Company common stock beneficially owned by the Company’s former majority owner, Arlington Asset Investment Corp. The closing included the exercise of the underwriters’ overallotment option in full. | form8koct282009.htm |
| 2009-10-23 | 8-K | 2009-10-21 | 7.01 Regulation FD Disclosure | 7.01 On October 21, 2009, FBR Capital Markets Corporation held a conference call to discuss its results for the quarter ended September 30, 2009. | q32009transcript8k.htm |
| 2009-10-23 | 8-K | 2009-10-22 | 8.01 Other Events | 8.01 On October 22, 2009, in connection with the secondary offering of FBR Capital Markets Corporation’s (the “Company”) common stock by Arlington Asset Investment Corp. and one of its wholly-owned subsidiaries (the “Selling Stockholders”), the Company and the Selling Stockholders entered into an underwriting agreement (the “Underwriting Agreement”) with FBR Capital Markets & Co. and Barclays Capital Inc. as representatives of the several underwriters named in Schedule I thereto. | d8k.htm |
| 2009-10-20 | 8-K | 2009-10-20 | 7.01 Regulation FD Disclosure | 7.01 On October 20, 2009, FBR Capital Markets Corporation (the “Company”) issued a press release announcing that Arlington Asset Investment Corp. and one of its wholly-owned subsidiaries plan to offer 12,830,450 shares of the Company’s common stock in an underwritten public offering. | d8k.htm |
| 2009-10-20 | 8-K | 2009-09-30 | 2.02 Results of Operations and Financial Condition | 2.02 On October 20, 2009, FBR Capital Markets Corporation issued a press release announcing its earnings for the quarter ended September 30, 2009. | f8k_102009.htm |
| 2009-07-30 | 8-K | 2009-07-29 | 8.01 Other Events | 8.01 On July 29, 2009, FBR Capital Markets Corporation held a conference call to discuss its results for the quarter ended June 30, 2009. | q22009transcript8k.htm |
| 2009-07-29 | 8-K | 2009-06-30 | 2.02 Results of Operations and Financial Condition | 2.02 On July 29, 2009, FBR Capital Markets Corporation issued a press release announcing its earnings for the quarter ended June 30, 2009. | f8k_072909.htm |
| 2009-06-16 | 8-K | 2009-06-15 | 8.01 Other Events | 8.01 On June 15, 2009, in connection with the previously announced follow-on equity offering by FBR Capital Markets Corporation (the “Company”), the Company entered into an underwriting agreement (the “Underwriting Agreement”) with a wholly owned subsidiary of Arlington Asset Investment Corp., as selling stockholder, and FBR Capital Markets & Co., as representative of the several underwriters named in Schedule I thereto. | d8k.htm |
| 2009-06-10 | 8-K | 2009-06-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 4, 2009, the shareholders of FBR Capital Markets Corporation (the “Company) approved an amendment to the Company’s 2006 Long-Term Incentive Plan (the “LTIP”) to (i) add a specific limit on the number of shares for which options can be granted under the 2006 LTIP, (ii) eliminate the six-month holding period for shares surrendered in connection with the exercise of an option, (iii) clarify that other stock-based awards granted under the 2006 LTIP may be immediately vested and transferable, (iv) change the per individual grant limitations for certain awards and (v) extend the term of the 2006 LTIP until April 20, 2019. | june48kltipapproval.htm |
| 2009-05-21 | 8-K | 2009-05-20 | 8.01 Other Events | 8.01 On May 20, 2009, FBR Capital Markets Corporation (the “Company”) closed the repurchase transaction with Friedman, Billings, Ramsey Group, Inc. (d/b/a Arlington Asset Investment Corp.) and FBR TRS Holdings, Inc. (“FBR TRS Holdings”) that we previously announced on May 18, 2009 and that was referenced in the Company’s Form 8-K filed May 19, 2009. | may218krepurchaseclosing.htm |
| 2009-05-19 | 8-K | 2009-05-18 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 5.02 Certain Officers; Compensatory Arrangements of Certain Officers. 7.01 On May 18, 2009, the Company issued a press release announcing the Repurchase Transaction. | d8k.htm |
| 2009-04-24 | 8-K | 2009-04-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Departure of Directors or certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | alper8kapril2009.htm |
| 2009-04-23 | 8-K | 2009-04-22 | 8.01 Other Events | 8.01 On April 22, 2009, FBR Capital Markets Corporation held a conference call to discuss its results for the quarter ended March 31, 2009. | q12009transcript8k.htm |
| 2009-04-22 | 8-K | 2009-04-22 | 2.02 Results of Operations and Financial Condition | 2.02 On April 22, 2009, FBR Capital Markets Corporation issued a press release announcing its earnings for the quarter ended March 31, 2009. | v146851_8k.htm |
| 2009-03-02 | 8-K | 2009-02-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 24, 2009, the Board of Directors of the Company approved the award of the following discretionary option grant for one named executive officer and the following discretionary performance bonuses for two of its named executive officers. | feb248kexecbonus.htm |
| 2009-02-26 | 8-K | 2009-02-25 | 8.01 Other Events | 8.01 On February 25, 2009, FBR Capital Markets Corporation held a conference call to discuss its results for the quarter ended December 31, 2008. | q42008transcript8k.htm |
| 2009-02-25 | 8-K | 2009-02-25 | 2.02 Results of Operations and Financial Condition | 2.02 On February 25, 2009, FBR Capital Markets Corporation issued a press release announcing its earnings for the quarter ended December 31, 2008. | v141218_8k.htm |