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FATE THERAPEUTICS INC (FATE) Material Contracts

FATE THERAPEUTICS INC Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-06-15: Form 8-K; Exhibit 10.1; Description Third Amended and Restated 2022 Stock Option and Incentive Plan and form agreements thereunder.
  • 2026-05-13: Form 10-Q; Exhibit 10.1; Description Amended and Restated Non-Employee Director Compensation Policy, effective March 31, 2026.
  • 2025-11-13: Form 10-Q; Exhibit 10.1; Description Severance and Change in Control Policy, as currently in effect.
  • 2025-10-14: Form 8-K; Exhibit 10.1; Description Offer Letter between the Company and Kamal Adawi, dated as of October 13, 2025.
FiledFormExhibitDescription
2026-06-158-K10.1Third Amended and Restated 2022 Stock Option and Incentive Plan and form agreements thereunder
2026-05-1310-Q10.1Amended and Restated Non-Employee Director Compensation Policy, effective March 31, 2026
2025-11-1310-Q10.1Severance and Change in Control Policy, as currently in effect
2025-10-148-K10.1Offer Letter between the Company and Kamal Adawi, dated as of October 13, 2025
2025-08-1210-Q10.2Amendment No. 5 to Collaboration and Option Agreement by and between the Registrant and Ono Pharmaceutical Co., Ltd, dated June 13, 2025
2025-05-308-K10.1Second Amended and Restated 2022 Stock Option and Incentive Plan and form agreements thereunder
2025-03-0510-K10.41Amendment 03 to Collaboration and Option Agreement, dated November 30, 2023, by and between the Registrant and Ono Pharmaceutical Co. Ltd.
2025-03-0510-K10.5Amended and Restated Non-Employee Director Compensation Policy
2025-01-068-K10.1Strategic Advisory Services Agreement between the Registrant and J. Scott Wolchko, dated as of December 31, 2024
2024-11-1210-Q10.2Amendment No.4 to Collaboration and Option Agreement by and between the Registrant and Ono Pharmaceutical Co., Ltd, dated August 28, 2024
2024-08-308-K10.1Amended and Restated Form of Indemnification Agreement
2024-06-078-K10.1Amended and Restated 2022 Stock Option and Incentive Plan and form agreements thereunder
2024-03-218-K10.1Securities Purchase Agreement, dated as of March 19, 2024, between Fate Therapeutics, Inc. and RedCo II Master Fund, L.P.
2024-02-2610-K10.42Exclusive License Agreement, dated April 17, 2020, by an between the Registrant and Baylor College of Medicine
2024-02-2610-K10.41Amendment 03 to Collaboration and Option Agreement, dated November 30, 2023, by and between the Registrant and Ono Pharmaceutical Co. Ltd.
2023-08-0810-Q10.1Amended and Restated Non-Employee Director Compensation Policy
2022-11-078-K10.1Letter Agreement, dated November 7, 2022, by and between Fate Therapeutics, Inc. and Ono Pharmaceutical Co., Ltd.
2022-08-0310-Q10.2Amendment 01 to Collaboration and Option Agreement, dated June 28, 2022, by and between the Registrant and Ono Pharmaceutical Co. Ltd.
2022-02-2810-K10.40License Agreement, dated April 9, 2020, by and between the Registrant and Dana-Farber Cancer Institute, Inc.
2021-08-0410-Q10.1Amended and Restated Non-Employee Director Compensation Policy
2021-02-2410-K10.40Patent License Agreement by and between the Registrant and Max-Delbrück-Centrum für Molekulare Medizin in der Helmholtz-Gemeinschaft, dated August 30, 2019
2021-02-2410-K10.39Letter Agreement, dated December 4, 2020, by and between the Registrant and Ono Pharmaceutical Co., Ltd.
2021-02-2410-K10.22License Agreement between the Registrant and The Scripps Research Institute, dated as of August 24, 2010
2021-02-2410-K10.21License Agreement between the Registrant and The Scripps Research Institute, dated as of May 25, 2010
2021-02-2410-K10.20License Agreement between the Registrant and The Scripps Research Institute, dated as of July 13, 2009
2021-02-2410-K10.19Whitehead Institute for Biomedical Research Exclusive Patent License Agreement between the Registrant and the Whitehead Institute for Biomedical Research, dated as of February 24, 2009
2021-02-2410-K10.10Forms of Restricted Stock Unit Award Agreement under Fate Therapeutics, Inc. Inducement Equity Plan
2021-02-2410-K10.9Forms of Stock Option Agreement under Fate Therapeutics, Inc. Inducement Equity Plan
2021-02-2410-K10.8Fate Therapeutics, Inc. Amended and Restated Inducement Equity Plan
2021-02-2410-K10.7Amended and Restated Non-Employee Director Compensation Policy
2021-02-2410-K10.2Amended and Restated 2013 Stock Option and Incentive Plan and forms of agreements thereunder
2020-08-198-K10.1Offer Letter between the Company and Edward J. Dulac III, dated as of May 20, 2020
2020-08-0510-Q10.3Stock Purchase Agreement by and between the Registrant and Johnson & Johnson Innovation – JJDC, Inc., dated June 8, 2020
2020-08-0510-Q10.2Stock Purchase Agreement by and between the Registrant and Johnson & Johnson Innovation – JJDC, Inc., dated April 2, 2020
2020-08-0510-Q10.1Collaboration and Option Agreement by and between the Registrant and Janssen Biotech, Inc., dated April 2, 2020
2020-03-0210-K10.34Lease Agreement by and between the Registrant and Scripps Summit Investments LLC, dated January 7, 2020
2020-03-0210-K10.8Fate Therapeutics, Inc. Inducement Equity Plan
2020-03-0210-K10.7Amended and Restated Non-Employee Director Compensation Policy
2019-03-0510-K10.38Offer Letter by and between the Registrant and Bahram Valamehr, dated November 23, 2009
2019-03-0510-K10.33Offer Letter by and between the Registrant and Cindy R. Tahl, dated October 23, 2009
2019-03-0510-K10.8Fate Therapeutics, Inc. Inducement Equity Plan
2019-03-0510-K10.7Amended and Restated Non-Employee Director Compensation Policy
2019-02-0810-Q/A10.2Collaboration and Option Agreement by and between the Registrant and Ono Pharmaceutical Co., Ltd., dated September 14, 2018
2018-11-0110-Q10.2Collaboration and Option Agreement by and between the Registrant and Ono Pharmaceutical Co., Ltd., dated September 14, 2018
2018-11-0110-Q10.1Exclusive License Agreement by and between the Registrant and The J. David Gladstone Institutes, dated September 11, 2018
2018-08-0610-Q10.2Amended and Restated Exclusive License Agreement by and between the Registrant and Memorial Sloan Kettering Cancer Center, dated May 15, 2018
2018-08-0610-Q10.1Sixth Amendment to the Lease Agreement by and between the Registrant and ARE-3535/3565 General Atomics Court, dated May 31, 2018
2018-05-1010-Q10.1Employment Offer Letter by and between the Registrant and Chris M. Storgard, MD, dated April 27, 2016
2018-03-0510-K10.32Severance and Change in Control Policy
2018-03-0510-K10.8Fate Therapeutics, Inc. Inducement Equity Plan
2018-03-0510-K10.5Amended and Restated Employment Agreement by and between the Registrant and Scott Wolchko, dated January 14, 2018
2017-08-1410-Q10.1First Amendment to Amended and Restated Loan and Security Agreement, by and between the Registrant and Silicon Valley Bank, dated July 14, 2017
2017-05-088-K10.1Amended and Restated 2013 Stock Option and Incentive Plan and forms of agreements thereunder
2016-11-228-K10.2Registration Rights Agreement, dated November 21, 2016, by and among the Company and the Purchasers
2016-11-228-K10.1Securities Purchase Agreement, dated November 21, 2016, by and among the Company and the Purchasers
2016-08-0810-Q10.2Fifth Amendment to Lease Agreement by and between the Registrant and ARE-3535/3565 General Atomics Court, dated June 1, 2016
2016-08-0810-Q10.1Amended and Restated Non-Employee Director Compensation Policy
2016-08-088-K10.2Registration Rights Agreement, dated August 6, 2016, by and among the Company and the Purchasers
2016-08-088-K10.1Securities Purchase Agreement, dated August 6, 2016, by and among the Company and the Purchasers
2016-03-0310-K10.17Sublease, dated December 15, 2014 by and between the Registrant and The Scripps Research Institute
2016-03-0310-K10.16Fourth Amendment to Lease Agreement by and between the Registrant and ARE-3535/3565 General Atomics Court, dated March 2, 2015
2016-03-0310-K10.15Third Amendment to Lease Agreement by and between the Registrant and ARE-3535/3565 General Atomics Court, dated September 2, 2014
2016-03-0310-K10.5Employment Agreement by and between the Registrant and Scott Wolchko, dated January 12, 2016
2015-11-0610-Q/A10.2Amendment to Amended and Restated Investor Rights Agreement between the registrant and certain of its stockholders, dated as of May 4, 2015.
2015-11-0610-Q/A10.1Collaboration and License Agreement between the registrant and Juno Therapeutics, Inc., dated as of May 4, 2015.
2015-08-0510-Q10.2Amendment to Amended and Restated Investor Rights Agreement between the registrant and certain of its stockholders, dated as of May 4, 2015.
2015-08-0510-Q10.1Collaboration and License Agreement between the registrant and Juno Therapeutics, Inc., dated as of May 4, 2015.
2015-03-1210-K10.26CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURIT
2015-03-1210-K10.25LICENSE AGREEMENT
2015-03-1210-K10.24CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURIT
2015-03-1210-K10.23CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURIT
2015-01-078-K10.2Form of Unrestricted Stock Award Agreement under the 2013 Stock Option and Incentive Plan
2015-01-078-K10.1Amended and Restated Senior Executive Incentive Bonus Plan
2014-08-058-K10.2Form of Warrant
2014-08-058-K10.1Amended and Restated Loan and Security Agreement, dated as of July 30, 2014, by and between the Company and the Bank
2014-01-108-K10.1Senior Executive Cash Incentive Bonus Plan

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