ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-18: Reporting owner BENSON PAUL PATRICK; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-18: Reporting owner YOST ALBERT S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-18: Reporting owner Ross Roger Alan; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-18: Reporting owner Reusser Curtis C; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-18 | BENSON PAUL PATRICK Officer (EVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 0 owned after | $0.00 | 2018-11-20 | |
| 2018-11-18 | YOST ALBERT S Officer (EVP, Pres--Advanced Materials) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 0 owned after | $0.00 | 2018-11-20 | |
| 2018-11-18 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 0 owned after | $0.00 | 2018-11-20 | |
| 2018-11-18 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 0 owned after | $0.00 | 2018-11-20 | |
| 2018-11-14 | Reid Brian D Officer (Corp. Controller & CAO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +820 820 owned after | $0.00 | 2018-11-16 | |
| 2018-11-14 | BENSON PAUL PATRICK Officer (EVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,480 2,480 owned after | $0.00 | 2018-11-16 | |
| 2018-11-14 | Walther Donald E. Officer (Executive VP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,069 5,069 owned after | $0.00 | 2018-11-16 | |
| 2018-11-14 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,534 4,534 owned after | $0.00 | 2018-11-16 | |
| 2018-11-14 | YOST ALBERT S Officer (EVP, Pres--Advanced Materials) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,197 5,197 owned after | $0.00 | 2018-11-16 | |
| 2018-11-14 | Nolan Stephen M Officer (Executive VP, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,931 6,931 owned after | $0.00 | 2018-11-16 | |
| 2018-11-14 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,788 21,788 owned after | $0.00 | 2018-11-16 | |
| 2018-09-17 | YOST ALBERT S Officer (EVP, Pres--Advanced Materials) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2018-09-19 | |
| 2018-08-24 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 0 owned after | $0.00 | 2018-08-28 | |
| 2018-05-15 | Walther Donald E. Officer (Executive VP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,935 3,935 owned after | $0.00 | 2018-05-17 | |
| 2018-02-05 | Nolan Stephen M Officer (Executive VP, CFO) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,450 8,450 owned after | $0.00 | 2018-02-08 | |
| 2018-02-05 | Nolan Stephen M Officer (Executive VP, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,450 8,450 owned after | $0.00 | 2018-02-07 |