ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-15: Reporting owner GEORGE ROBERT DAVID; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-15: Reporting owner YOST ALBERT S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-06: Reporting owner GEORGE ROBERT DAVID; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-06: Reporting owner YOST ALBERT S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-15 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,970 2,970 owned after | $0.00 | 2015-12-17 | |
| 2015-12-15 | YOST ALBERT S Officer (Segment President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 1,250 owned after | $0.00 | 2015-12-17 | |
| 2015-12-06 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 0 owned after | $0.00 | 2015-12-17 | |
| 2015-12-06 | YOST ALBERT S Officer (Segment President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 0 owned after | $0.00 | 2015-12-17 | |
| 2015-12-06 | MASON MARCIA J Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 0 owned after | $0.00 | 2015-12-17 | |
| 2015-12-06 | POSNER GARY J Officer (Chief Account Ofcr/Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $0.00 | 2015-12-17 | |
| 2015-11-18 | BENSON PAUL PATRICK Officer (VP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700 700 owned after | $0.00 | 2015-11-20 | |
| 2015-11-18 | POSNER GARY J Officer (Chief Account Ofcr/Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600 600 owned after | $0.00 | 2015-11-20 | |
| 2015-11-18 | MASON MARCIA J Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600 1,600 owned after | $0.00 | 2015-11-20 | |
| 2015-11-18 | Ross Roger Alan Officer (Segment President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600 1,600 owned after | $0.00 | 2015-11-20 | |
| 2015-11-18 | YOST ALBERT S Officer (Segment President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800 1,800 owned after | $0.00 | 2015-11-20 | |
| 2015-11-18 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.00 | 2015-11-20 | |
| 2015-11-18 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,500 8,500 owned after | $0.00 | 2015-11-20 | |
| 2015-10-28 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,583 17,583 owned after | $0.00 | 2015-10-30 | |
| 2015-09-17 | YOST ALBERT S Officer (Segment President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.00 | 2015-09-21 | |
| 2015-08-24 | Ross Roger Alan Officer (Segment President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200 4,200 owned after | $0.00 | 2015-08-26 |