ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-15: Reporting owner YOST ALBERT S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-15: Reporting owner GEORGE ROBERT DAVID; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-05: Reporting owner Reusser Curtis C; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-05: Reporting owner YOST ALBERT S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-15 | YOST ALBERT S Officer (EVP, Pres--Advanced Materials) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $0.00 | 2016-12-19 | |
| 2016-12-15 | GEORGE ROBERT DAVID Officer (EVP,CFO, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,970 0 owned after | $0.00 | 2016-12-19 | |
| 2016-12-05 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $0.00 | 2016-12-07 | |
| 2016-12-05 | YOST ALBERT S Officer (EVP, Pres--Advanced Materials) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2016-12-07 | |
| 2016-12-05 | POSNER GARY J Officer (Chief Account Ofcr/Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $0.00 | 2016-12-07 | |
| 2016-12-05 | MASON MARCIA J Officer (EVP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 0 owned after | $0.00 | 2016-12-07 | |
| 2016-12-05 | GEORGE ROBERT DAVID Officer (EVP,CFO, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 0 owned after | $0.00 | 2016-12-07 | |
| 2016-11-08 | POSNER GARY J Officer (Chief Account Ofcr/Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700 700 owned after | $0.00 | 2017-10-25 | |
| 2016-11-08 | YOST ALBERT S Officer (EVP, Pres--Advanced Materials) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,300 2,300 owned after | $0.00 | 2016-11-14 | |
| 2016-11-08 | GEORGE ROBERT DAVID Officer (EVP,CFO, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,100 3,100 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,300 10,300 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | BENSON PAUL PATRICK Officer (EVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800 800 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | MASON MARCIA J Officer (EVP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,100 2,100 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2016-11-10 | |
| 2016-10-28 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,583 0 owned after | $0.00 | 2016-10-31 | |
| 2016-08-24 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 2,800 owned after | $0.00 | 2016-08-25 |