ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-15: Reporting owner DURAND ALAIN MICHEL; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-15: Reporting owner GEORGE ROBERT DAVID; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-15: Reporting owner YOST ALBERT S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-12: Reporting owner HEINE CALVIN THOMAS; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-15 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2014-12-17 | |
| 2014-12-15 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,940 5,940 owned after | $0.00 | 2014-12-17 | |
| 2014-12-15 | YOST ALBERT S Officer (Pres-Adv Mat'ls & Treasurer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2014-12-17 | |
| 2014-12-12 | HEINE CALVIN THOMAS Officer (VP Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.00 | 2014-12-16 | |
| 2014-12-12 | HEINE CALVIN THOMAS Officer (VP Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $0.00 | 2014-12-16 | |
| 2014-12-11 | BENSON PAUL PATRICK Officer (VP, HR) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,100 2,100 owned after | $0.00 | 2015-02-11 | |
| 2014-12-11 | BENSON PAUL PATRICK Officer (VP, HR) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300 300 owned after | $0.00 | 2014-12-15 | |
| 2014-12-11 | YOST ALBERT S Officer (Group VP & Treasurer) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,100 1,100 owned after | $0.00 | 2014-12-15 | |
| 2014-12-11 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2014-12-15 | |
| 2014-12-11 | MASON MARCIA J Officer (VP and General Counsel) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $0.00 | 2014-12-15 | |
| 2014-12-11 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.00 | 2014-12-15 | |
| 2014-12-11 | POSNER GARY J Officer (Chief Accounting Officer) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300 300 owned after | $0.00 | 2014-12-15 | |
| 2014-12-11 | HOUSTON FRANK E Officer (President-Avionics/Control Seg) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200 1,200 owned after | $0.00 | 2014-12-15 | |
| 2014-12-11 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $0.00 | 2014-12-15 | |
| 2014-12-11 | BENSON PAUL PATRICK Officer (VP, HR) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300 300 owned after | $0.00 | 2014-12-12 | |
| 2014-12-11 | YOST ALBERT S Officer (Group VP & Treasurer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,100 1,100 owned after | $0.00 | 2014-12-12 | |
| 2014-12-11 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2014-12-12 | |
| 2014-12-11 | MASON MARCIA J Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $0.00 | 2014-12-12 | |
| 2014-12-11 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300 300 owned after | $0.00 | 2014-12-12 | |
| 2014-12-11 | HOUSTON FRANK E Officer (President-Avionics/Control Seg) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200 1,200 owned after | $0.00 | 2014-12-12 | |
| 2014-12-11 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.00 | 2014-12-12 | |
| 2014-12-11 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $0.00 | 2014-12-12 | |
| 2014-10-28 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,584 35,166 owned after | $0.00 | 2014-10-30 |