EQUITY ONE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-06: Reporting owner Lukes David R; Form 4; Security Employee Stock Option (right to buy); Transaction Holding.
- 2016-08-25: Reporting owner CAPUTO THOMAS; Form 4; Security Common Stock (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-24: Reporting owner CAPUTO THOMAS; Form 4; Security Common Stock (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-24: Reporting owner CAPUTO THOMAS; Form 4; Security Common Stock (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-06 holding as of filing | Lukes David R Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $22.87 exercise price | 2016-12-06 | |
| 2016-08-25 | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −101,093 0 owned after | $21.75 exercise price | 2016-08-25 | |
| 2016-08-24 | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −148,907 101,093 owned after | $21.75 exercise price | 2016-08-25 | |
| 2016-08-24 | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $19.13 exercise price | 2016-08-25 | |
| 2016-08-24 | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $19.07 exercise price | 2016-08-25 | |
| 2016-05-10 | Berfield Michael Officer (Executive VP, Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $18.88 exercise price | 2016-05-11 | |
| 2016-05-09 | Valdes Angela Officer (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $19.84 exercise price | 2016-05-11 | |
| 2016-03-02 holding as of filing | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | Holding | 250,000 owned after | $21.75 exercise price | 2016-03-02 | |
| 2016-03-02 holding as of filing | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | Holding | 16,500 owned after | $19.13 exercise price | 2016-03-02 | |
| 2016-03-02 holding as of filing | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | Holding | 100,000 owned after | $19.07 exercise price | 2016-03-02 | |
| 2016-03-01 | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $11.59 exercise price | 2016-03-02 | |
| 2016-02-09 holding as of filing | Lukes David R Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $22.87 exercise price | 2016-02-09 | |
| 2016-02-09 holding as of filing | Berfield Michael Officer (Executive VP, Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $18.88 exercise price | 2016-02-09 | |
| 2016-02-09 holding as of filing | Valdes Angela Officer (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 25,000 owned after | $19.84 exercise price | 2016-02-09 |