EQUITY ONE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-20: Reporting owner KATZMAN CHAIM; Form 4; Security Common Stock (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-02-23: Reporting owner Langer Mark; Form 4; Security Common Stock (Option to buy); Transaction Holding.
- 2015-02-20: Reporting owner KATZMAN CHAIM; Form 4; Security Common Stock (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-02-17: Reporting owner Berfield Michael; Form 4; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | KATZMAN CHAIM Director, Officer (Chairman), 10% Owner | 4 | Common Stock (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −207,317 0 owned after | $24.12 exercise price | 2015-11-23 | |
| 2015-02-23 holding as of filing | Langer Mark Officer (EVP & CFO) | 4 | Common Stock (Option to buy) Derivative · Direct | Holding | 25,000 owned after | $19.07 exercise price | 2015-02-23 | |
| 2015-02-20 | KATZMAN CHAIM Director, Officer (Chairman), 10% Owner | 4 | Common Stock (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −230,000 207,317 owned after | $24.12 exercise price | 2015-02-23 | |
| 2015-02-17 holding as of filing | Berfield Michael Officer (Executive VP, Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $18.88 exercise price | 2015-02-17 | |
| 2015-02-09 holding as of filing | Langer Mark Officer (EVP & CFO) | 4 | Common Stock (Option to buy) Derivative · Direct | Holding | 25,000 owned after | $19.07 exercise price | 2015-02-09 | |
| 2015-02-09 holding as of filing | Berfield Michael Officer (Executive VP, Development) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $18.88 exercise price | 2015-02-09 | |
| 2015-02-09 holding as of filing | Valdes Angela Officer (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 25,000 owned after | $19.84 exercise price | 2015-02-09 | |
| 2015-02-09 holding as of filing | Lukes David R Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $22.87 exercise price | 2015-02-09 | |
| 2015-01-05 holding as of filing | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | Holding | 250,000 owned after | $21.75 exercise price | 2015-01-05 | |
| 2015-01-05 holding as of filing | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | Holding | 50,000 owned after | $11.59 exercise price | 2015-01-05 | |
| 2015-01-05 holding as of filing | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | Holding | 16,500 owned after | $19.13 exercise price | 2015-01-05 | |
| 2015-01-05 holding as of filing | CAPUTO THOMAS Officer (President) | 4 | Common Stock (Option to buy) Derivative · Direct | Holding | 100,000 owned after | $19.07 exercise price | 2015-01-05 | |
| 2015-01-02 holding as of filing | GALLAGHER ARTHUR Officer (EVP & Regional Pres.) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $26.66 exercise price | 2015-01-02 |