EQUITY ONE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-03-01: Reporting owner Lukes David R; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-07: Reporting owner Lukes David R; Form 4; Security Employee Stock Option (right to buy); Transaction Holding.
- 2016-12-06: Reporting owner Lukes David R; Form 4; Security Employee Stock Option (right to buy); Transaction Holding.
- 2016-08-25: Reporting owner CAPUTO THOMAS; Form 4; Security Common Stock (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-03-01 | Lukes David R Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $1,757,500.00 | 2017-03-02 | |
| 2017-02-07 holding as of filing | Lukes David R Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $22.87 exercise price | 2017-02-07 |