ENERNOC INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-29: Reporting owner Lese William D; Form 4/A; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-12-29: Reporting owner GROSSER ADAM; Form 4/A; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-12-29: Reporting owner GROSSER ADAM; Form 4/A; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-12-29: Reporting owner GROSSER ADAM; Form 4/A; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-29 | Lese William D Director, 10% Owner | 4/A | Series C Convertible Preferred Stock Derivative · Indirect · By Braemar Energy Ventures, L.P. | P Open market or private purchase of non-derivative or derivative security | +5,427 5,427 owned after | $55.28 | 2007-05-25 | |
| 2006-12-29 | GROSSER ADAM Director, 10% Owner | 4/A | Series C Convertible Preferred Stock Derivative · Indirect · By Foundation Capital IV, L.P. | P Open market or private purchase of non-derivative or derivative security | +88,991 88,991 owned after | $55.28 | 2007-05-25 | |
| 2006-12-29 | GROSSER ADAM Director, 10% Owner | 4/A | Series C Convertible Preferred Stock Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC | P Open market or private purchase of non-derivative or derivative security | +755 755 owned after | $55.28 | 2007-05-25 | |
| 2006-12-29 | GROSSER ADAM Director, 10% Owner | 4/A | Series C Convertible Preferred Stock Derivative · Indirect · By FC IV Active Advisors, LLC | P Open market or private purchase of non-derivative or derivative security | +703 703 owned after | $55.28 | 2007-05-25 |