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ENERNOC INC Forms 3, 4 and 5: Other

ENERNOC INC Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-02-28: Reporting owner Healy Timothy G; Form 4; Security Stock Opiton (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2011-02-28: Reporting owner Dixon Gregg; Form 4; Security Stock Opiton (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2009-01-21: Reporting owner BRADY DARREN P; Form 4; Security Stock Opiton (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2009-01-13: Reporting owner Dixon Gregg; Form 4; Security Stock Opiton (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-02-28Healy Timothy G
Director, Officer (Chairman & CEO)
4Stock Opiton (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,215
0 owned after
$0.35
exercise price
2012-03-01
2011-02-28Dixon Gregg
Officer (Senior Vice President)
4Stock Opiton (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−19,614
0 owned after
$0.51
exercise price
2011-03-01
2009-01-21BRADY DARREN P
Officer (COO and SVP)
4Stock Opiton (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+89,368
89,368 owned after
$11.47
exercise price
2009-01-23
2009-01-13Dixon Gregg
Officer (Senior Vice President)
4Stock Opiton (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,770
0 owned after
$0.17
exercise price
2009-01-14