ENERNOC INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-02-28: Reporting owner Healy Timothy G; Form 4; Security Stock Opiton (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-28: Reporting owner Dixon Gregg; Form 4; Security Stock Opiton (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-01-21: Reporting owner BRADY DARREN P; Form 4; Security Stock Opiton (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-01-13: Reporting owner Dixon Gregg; Form 4; Security Stock Opiton (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-02-28 | Healy Timothy G Director, Officer (Chairman & CEO) | 4 | Stock Opiton (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,215 0 owned after | $0.35 exercise price | 2012-03-01 | |
| 2011-02-28 | Dixon Gregg Officer (Senior Vice President) | 4 | Stock Opiton (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,614 0 owned after | $0.51 exercise price | 2011-03-01 | |
| 2009-01-21 | BRADY DARREN P Officer (COO and SVP) | 4 | Stock Opiton (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,368 89,368 owned after | $11.47 exercise price | 2009-01-23 | |
| 2009-01-13 | Dixon Gregg Officer (Senior Vice President) | 4 | Stock Opiton (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,770 0 owned after | $0.17 exercise price | 2009-01-14 |