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ENERNOC INC Forms 3, 4 and 5: Preferred Stock

ENERNOC INC Forms 3, 4 and 5: Preferred Stock

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 100 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2007-05-23: Reporting owner Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
  • 2007-05-23: Reporting owner Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
  • 2007-05-23: Reporting owner Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
  • 2007-05-23: Reporting owner Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC; Form 4; Security Series A-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Fund VI, L.P.
C Conversion of derivative security−286,912
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
C Conversion of derivative security−8,021
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
C Conversion of derivative security−13,575
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Fund VI, L.P.
C Conversion of derivative security−385,066
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
C Conversion of derivative security−10,765
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
C Conversion of derivative security−18,218
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Fund VI, L.P.
C Conversion of derivative security−183,314
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Converible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
C Conversion of derivative security−5,126
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
C Conversion of derivative security−8,672
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Fund VI, L.P.
C Conversion of derivative security−36,014
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
C Conversion of derivative security−1,007
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
C Conversion of derivative security−1,704
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · by Draper Fisher Jurvetson Fund VI, L.P.
C Conversion of derivative security−8,412
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
C Conversion of derivative security−235
0 owned after
no price filed2007-05-24
2007-05-23Draper Associates, Inc. | Draper Fisher Jurvetson Fund VI, L.P. | Jurvetson Stephen T | Fisher John H N | DRAPER ASSOCIATES L P | Draper Fisher Jurvetson Partners VI, LLC | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
C Conversion of derivative security−398
0 owned after
no price filed2007-05-24
2007-05-23Giudice Philip
Director, Officer (Senior Vice President)
4Series A-1 Convertible Preferred Stock
Derivative · Direct
C Conversion of derivative security−8,948
0 owned after
no price filed2007-05-24
2007-05-23Giudice Philip
Director, Officer (Senior Vice President)
4Series A Convertible Preferred Stock
Derivative · Direct
C Conversion of derivative security−6,667
0 owned after
no price filed2007-05-24
2007-05-23Braemar Partners, LLC | Lese William D | Braemar Power & Communications Management, L.P. | Braemar Energy Ventures, LP
10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Series A Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, LP
C Conversion of derivative security−200,000
0 owned after
no price filed2007-05-24
2007-05-23Braemar Partners, LLC | Lese William D | Braemar Power & Communications Management, L.P. | Braemar Energy Ventures, LP
10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, LP
C Conversion of derivative security−268,421
0 owned after
no price filed2007-05-24
2007-05-23Braemar Partners, LLC | Lese William D | Braemar Power & Communications Management, L.P. | Braemar Energy Ventures, LP
10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, LP
C Conversion of derivative security−127,784
0 owned after
no price filed2007-05-24
2007-05-23Braemar Partners, LLC | Lese William D | Braemar Power & Communications Management, L.P. | Braemar Energy Ventures, LP
10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, LP
C Conversion of derivative security−25,104
0 owned after
no price filed2007-05-24
2007-05-23Braemar Partners, LLC | Lese William D | Braemar Power & Communications Management, L.P. | Braemar Energy Ventures, LP
10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, LP
C Conversion of derivative security−5,427
0 owned after
no price filed2007-05-24
2007-05-23FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP | FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
C Conversion of derivative security−747,175
0 owned after
no price filed2007-05-24
2007-05-23FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP | FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
C Conversion of derivative security−6,341
0 owned after
no price filed2007-05-24
2007-05-23FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP | FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
C Conversion of derivative security−5,901
0 owned after
no price filed2007-05-24
2007-05-23FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP | FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
C Conversion of derivative security−191,310
0 owned after
no price filed2007-05-24
2007-05-23FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP | FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
C Conversion of derivative security−1,624
0 owned after
no price filed2007-05-24
2007-05-23FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP | FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
C Conversion of derivative security−1,511
0 owned after
no price filed2007-05-24
2007-05-23FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP | FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
C Conversion of derivative security−250,953
0 owned after
no price filed2007-05-24
2007-05-23FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP | FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Converible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
C Conversion of derivative security−2,130
0 owned after
no price filed2007-05-24
2007-05-23FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP | FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
C Conversion of derivative security−1,982
0 owned after
no price filed2007-05-24
2007-05-23SCHUH MICHAEL N | Weiss Warren M | ELMORE WILLIAM B | GOULD KATHRYN C | HOLLAND PAUL R | KOONTZ PAUL G
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
C Conversion of derivative security−747,175
0 owned after
no price filed2007-05-24
2007-05-23SCHUH MICHAEL N | Weiss Warren M | ELMORE WILLIAM B | GOULD KATHRYN C | HOLLAND PAUL R | KOONTZ PAUL G
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
C Conversion of derivative security−6,341
0 owned after
no price filed2007-05-24
2007-05-23SCHUH MICHAEL N | Weiss Warren M | ELMORE WILLIAM B | GOULD KATHRYN C | HOLLAND PAUL R | KOONTZ PAUL G
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
C Conversion of derivative security−5,901
0 owned after
no price filed2007-05-24
2007-05-23SCHUH MICHAEL N | Weiss Warren M | ELMORE WILLIAM B | GOULD KATHRYN C | HOLLAND PAUL R | KOONTZ PAUL G
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
C Conversion of derivative security−191,310
0 owned after
no price filed2007-05-24
2007-05-23SCHUH MICHAEL N | Weiss Warren M | ELMORE WILLIAM B | GOULD KATHRYN C | HOLLAND PAUL R | KOONTZ PAUL G
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
C Conversion of derivative security−1,624
0 owned after
no price filed2007-05-24
2007-05-23SCHUH MICHAEL N | Weiss Warren M | ELMORE WILLIAM B | GOULD KATHRYN C | HOLLAND PAUL R | KOONTZ PAUL G
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
C Conversion of derivative security−1,511
0 owned after
no price filed2007-05-24
2007-05-23SCHUH MICHAEL N | Weiss Warren M | ELMORE WILLIAM B | GOULD KATHRYN C | HOLLAND PAUL R | KOONTZ PAUL G
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
C Conversion of derivative security−250,953
0 owned after
no price filed2007-05-24
2007-05-23SCHUH MICHAEL N | Weiss Warren M | ELMORE WILLIAM B | GOULD KATHRYN C | HOLLAND PAUL R | KOONTZ PAUL G
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Converible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
C Conversion of derivative security−2,130
0 owned after
no price filed2007-05-24
2007-05-23SCHUH MICHAEL N | Weiss Warren M | ELMORE WILLIAM B | GOULD KATHRYN C | HOLLAND PAUL R | KOONTZ PAUL G
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
C Conversion of derivative security−1,982
0 owned after
no price filed2007-05-24
2007-05-23GROSSER ADAM
Director, 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
C Conversion of derivative security−747,175
0 owned after
no price filed2007-05-24
2007-05-23GROSSER ADAM
Director, 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
C Conversion of derivative security−6,341
0 owned after
no price filed2007-05-24
2007-05-23GROSSER ADAM
Director, 10% Owner
4Series B Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
C Conversion of derivative security−5,901
0 owned after
no price filed2007-05-24
2007-05-23GROSSER ADAM
Director, 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
C Conversion of derivative security−191,310
0 owned after
no price filed2007-05-24
2007-05-23GROSSER ADAM
Director, 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
C Conversion of derivative security−1,624
0 owned after
no price filed2007-05-24
2007-05-23GROSSER ADAM
Director, 10% Owner
4Series B-1 Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
C Conversion of derivative security−1,511
0 owned after
no price filed2007-05-24
2007-05-23GROSSER ADAM
Director, 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
C Conversion of derivative security−250,953
0 owned after
no price filed2007-05-24
2007-05-23GROSSER ADAM
Director, 10% Owner
4Series C Converible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
C Conversion of derivative security−2,130
0 owned after
no price filed2007-05-24
2007-05-23GROSSER ADAM
Director, 10% Owner
4Series C Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
C Conversion of derivative security−1,982
0 owned after
no price filed2007-05-24
2007-05-17
holding as of filing
Giudice Philip
Director, Officer (Senior Vice President)
3Series A Convertible Preferred Stock
Derivative · Direct
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Braemar Partners, LLC | Braemar Energy Ventures, LP | Lese William D | Braemar Power & Communications Management, L.P.
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner
3Series A Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Braemar Partners, LLC | Braemar Energy Ventures, LP | Lese William D | Braemar Power & Communications Management, L.P.
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner
3Series A-1 Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Braemar Partners, LLC | Braemar Energy Ventures, LP | Lese William D | Braemar Power & Communications Management, L.P.
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Braemar Partners, LLC | Braemar Energy Ventures, LP | Lese William D | Braemar Power & Communications Management, L.P.
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Braemar Partners, LLC | Braemar Energy Ventures, LP | Lese William D | Braemar Power & Communications Management, L.P.
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Braemar Energy Ventures, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
GROSSER ADAM
Director, 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
GROSSER ADAM
Director, 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
GROSSER ADAM
Director, 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
GROSSER ADAM
Director, 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
GROSSER ADAM
Director, 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · Foundation Capital IV Principals Fund, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
GROSSER ADAM
Director, 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
GROSSER ADAM
Director, 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
GROSSER ADAM
Director, 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
GROSSER ADAM
Director, 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
KOONTZ PAUL G | HOLLAND PAUL R | Weiss Warren M | SCHUH MICHAEL N | ELMORE WILLIAM B | GOULD KATHRYN C
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
KOONTZ PAUL G | HOLLAND PAUL R | Weiss Warren M | SCHUH MICHAEL N | ELMORE WILLIAM B | GOULD KATHRYN C
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
KOONTZ PAUL G | HOLLAND PAUL R | Weiss Warren M | SCHUH MICHAEL N | ELMORE WILLIAM B | GOULD KATHRYN C
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
KOONTZ PAUL G | HOLLAND PAUL R | Weiss Warren M | SCHUH MICHAEL N | ELMORE WILLIAM B | GOULD KATHRYN C
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
KOONTZ PAUL G | HOLLAND PAUL R | Weiss Warren M | SCHUH MICHAEL N | ELMORE WILLIAM B | GOULD KATHRYN C
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · Foundation Capital IV Principals Fund, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
KOONTZ PAUL G | HOLLAND PAUL R | Weiss Warren M | SCHUH MICHAEL N | ELMORE WILLIAM B | GOULD KATHRYN C
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
KOONTZ PAUL G | HOLLAND PAUL R | Weiss Warren M | SCHUH MICHAEL N | ELMORE WILLIAM B | GOULD KATHRYN C
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
KOONTZ PAUL G | HOLLAND PAUL R | Weiss Warren M | SCHUH MICHAEL N | ELMORE WILLIAM B | GOULD KATHRYN C
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
KOONTZ PAUL G | HOLLAND PAUL R | Weiss Warren M | SCHUH MICHAEL N | ELMORE WILLIAM B | GOULD KATHRYN C
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC | FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC | FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC | FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC | FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC | FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · Foundation Capital IV Principals Fund, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC | FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC | FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC | FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Foundation Capital IV Principals Fund, LLC | FC IV ACTIVE ADVISORS FUND LLC | FOUNDATION CAPITAL IV LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Fund VI, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Fund VI, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Fund VI, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Fund VI, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B-1 Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Fund VI, L.P.
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Draper Fisher Jurvetson Partners VI, LLC
Holdingno price filed2007-05-17
2007-05-17
holding as of filing
Draper Fisher Jurvetson Fund VI, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | Jurvetson Stephen T | Draper Fisher Jurvetson Partners VI, LLC | Draper Associates, Inc. | DRAPER TIMOTHY C | Draper Fisher Jurvetson Management Co. VI, LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Preferred Stock
Derivative · Indirect · By Draper Associates, L.P.
Holdingno price filed2007-05-17
2007-01-05GROSSER ADAM
Director, 10% Owner
4/ASeries C Converible Preferred Stock
Derivative · Indirect · By Foundation Capital IV, L.P.
P Open market or private purchase of non-derivative or derivative security+161,962
250,953 owned after
$55.282007-05-25
2007-01-05GROSSER ADAM
Director, 10% Owner
4/ASeries C Convertible Preferred Stock
Derivative · Indirect · By Foundation Capital IV Principals Fund, LLC
P Open market or private purchase of non-derivative or derivative security+1,375
2,130 owned after
$55.282007-05-25
2007-01-05GROSSER ADAM
Director, 10% Owner
4/ASeries C Convertible Preferred Stock
Derivative · Indirect · By FC IV Active Advisors, LLC
P Open market or private purchase of non-derivative or derivative security+1,279
1,982 owned after
$55.282007-05-25