EMMIS COMMUNICATIONS CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-29: Reporting owner AMALGAMATED GADGET LP | RAYNOR GEOFFREY | SCEPTER HOLDINGS INC; Form 4; Security 6.25% Series A Cumulative Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-01-05: Reporting owner King Luther Jr | King John Bryan | LKCM Private Discipline Master Fund, SPC | KING LUTHER CAPITAL MANAGEMENT CORP; Form 4; Security Series A Cumulative Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2009-11-04: Reporting owner LKCM Private Discipline Master Fund, SPC | King Luther Jr | KING LUTHER CAPITAL MANAGEMENT CORP | King John Bryan; Form 4; Security Series A Cumulative Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2009-11-03: Reporting owner LKCM Private Discipline Master Fund, SPC | King Luther Jr | KING LUTHER CAPITAL MANAGEMENT CORP | King John Bryan; Form 4; Security Series A Cumulative Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-29 | AMALGAMATED GADGET LP | RAYNOR GEOFFREY | SCEPTER HOLDINGS INC 10% Owner | 10% Owner | 10% Owner | 4 | 6.25% Series A Cumulative Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −65,000 272,050 owned after | $16.50 | 2011-03-31 | |
| 2010-01-05 | King Luther Jr | King John Bryan | LKCM Private Discipline Master Fund, SPC | KING LUTHER CAPITAL MANAGEMENT CORP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Cumulative Convertible Preferred Stock Derivative · Indirect · See footnote | S Open market or private sale of non-derivative or derivative security | −125,783 243,962 owned after | $15.00 | 2010-01-06 | |
| 2009-11-04 | LKCM Private Discipline Master Fund, SPC | King Luther Jr | KING LUTHER CAPITAL MANAGEMENT CORP | King John Bryan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Cumulative Convertible Preferred Stock Derivative · Indirect · See footnote | S Open market or private sale of non-derivative or derivative security | −1,005 225,783 owned after | $16.75 | 2009-11-04 | |
| 2009-11-03 | LKCM Private Discipline Master Fund, SPC | King Luther Jr | KING LUTHER CAPITAL MANAGEMENT CORP | King John Bryan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Cumulative Convertible Preferred Stock Derivative · Indirect · See footnote | S Open market or private sale of non-derivative or derivative security | −200 226,788 owned after | $16.82 | 2009-11-04 | |
| 2009-10-30 | King John Bryan | King Luther Jr | KING LUTHER CAPITAL MANAGEMENT CORP | LKCM Private Discipline Master Fund, SPC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Cumulative Convertible Preferred Stock Derivative · Indirect · See footnote | S Open market or private sale of non-derivative or derivative security | −3,370 226,988 owned after | $16.61 | 2009-11-02 |