EMMIS COMMUNICATIONS CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-03-01: Reporting owner SMULYAN JEFFREY H; Form 4; Security Class B Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-24: Reporting owner SMULYAN JEFFREY H; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2013-10-23: Reporting owner SMULYAN JEFFREY H; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2013-10-03: Reporting owner SMULYAN JEFFREY H; Form 4/A; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-03-01 | SMULYAN JEFFREY H Director, Officer (Chairman,CEO) | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 1,242,366 owned after | $0.00 | 2018-03-05 | |
| 2013-10-24 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −48,907 4,599,264 owned after | $0.00 | 2013-10-25 | |
| 2013-10-23 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −74,513 4,648,171 owned after | $0.00 | 2013-10-25 | |
| 2013-10-03 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO) | 4/A | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,800 4,692,884 owned after | $0.00 | 2015-02-23 | |
| 2013-09-16 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO) | 4/A | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −25,000 4,697,684 owned after | $0.00 | 2015-02-23 | |
| 2010-11-11 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −207,996 4,722,684 owned after | $0.00 | 2010-11-12 | |
| 2010-01-29 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,625 4,930,680 owned after | $0.00 | 2010-02-01 | |
| 2007-05-11 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,038 4,956,305 owned after | $0.00 | 2007-05-15 | |
| 2007-01-10 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +386 386 owned after | $0.00 | 2007-01-12 | |
| 2006-04-18 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,700 4,929,881 owned after | $0.00 | 2006-04-19 | |
| 2006-02-14 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,407 4,891,181 owned after | $0.00 | 2006-02-16 | |
| 2006-01-09 | SMULYAN JEFFREY H Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10 4,879,774 owned after | $0.00 | 2006-01-12 |