EMMIS COMMUNICATIONS CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-01-10: Reporting owner LEVITAN MICHAEL; Form 4; Security Phantom Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-01-10: Reporting owner THOE GARY A; Form 4; Security Phantom Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-01-10: Reporting owner CUMMINGS RICHARD F; Form 4; Security Phantom Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-01-10: Reporting owner KASEFF GARY L; Form 4; Security Phantom Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-01-10 | LEVITAN MICHAEL Officer (EVP - HR) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,790 0 owned after | $0.00 | 2007-01-12 | |
| 2007-01-10 | THOE GARY A Officer (Publishing Div. President) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,653 0 owned after | $0.00 | 2007-01-12 | |
| 2007-01-10 | CUMMINGS RICHARD F Officer (Radio Division President) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,220 0 owned after | $0.00 | 2007-01-12 | |
| 2007-01-10 | KASEFF GARY L Director, Officer (EVP and General Counsel) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,214 0 owned after | $0.00 | 2007-01-12 | |
| 2006-09-14 holding as of filing | Walsh Patrick M Officer (Executive VP & CFO) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2006-09-14 | ||
| 2006-09-05 | Walsh Patrick M Officer (Executive VP & CFO) | 4/A | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $0.00 | 2006-09-14 | |
| 2006-09-05 | Walsh Patrick M Officer (Executive VP & CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2006-09-07 | |
| 2006-04-19 holding as of filing | KASEFF GARY L Director, Officer (EVP and General Counsel) | 4 | Phantom Stock Derivative · Direct | Holding | 4,214 owned after | no price filed | 2006-04-19 | |
| 2006-04-19 holding as of filing | CUMMINGS RICHARD F Officer (Radio Division President) | 4 | Phantom Stock Derivative · Direct | Holding | 3,220 owned after | no price filed | 2006-04-19 | |
| 2006-04-19 holding as of filing | LEVITAN MICHAEL Officer (EVP - HR) | 4 | Phantom Stock Derivative · Direct | Holding | 2,790 owned after | no price filed | 2006-04-19 | |
| 2006-04-19 holding as of filing | Newcomer David R Officer (VP Finance, Interim CFO) | 4 | Phantom Stock Derivative · Direct | Holding | 1,141 owned after | no price filed | 2006-04-19 | |
| 2006-04-19 holding as of filing | Newcomer David R Officer (VP Finance, Interim CFO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 1,238 owned after | no price filed | 2006-04-19 | |
| 2006-04-19 holding as of filing | THOE GARY A Officer (Publishing Div. President) | 4 | Phantom Stock Derivative · Direct | Holding | 1,653 owned after | no price filed | 2006-04-19 | |
| 2006-02-16 holding as of filing | Newcomer David R Officer (VP Finance, Interim CFO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 1,238 owned after | no price filed | 2006-02-16 | |
| 2006-02-14 | LEVITAN MICHAEL Officer (EVP - HR) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,775 2,790 owned after | $0.00 | 2006-02-16 | |
| 2006-02-14 | THOE GARY A Officer (Publishing Div. President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,653 1,653 owned after | $0.00 | 2006-02-16 | |
| 2006-02-14 | Newcomer David R Officer (VP Finance, Interim CFO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,141 1,141 owned after | $0.00 | 2006-02-16 | |
| 2006-01-11 holding as of filing | Newcomer David R Officer (VP Finance, Interim CFO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 1,238 owned after | no price filed | 2006-01-11 | |
| 2006-01-09 | FIDDICK PAUL Officer (International Div. Pres.) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,653 0 owned after | $0.00 | 2006-01-12 | |
| 2006-01-09 | THOE GARY A Officer (Publishing Div. President) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,824 0 owned after | $0.00 | 2006-01-12 | |
| 2006-01-09 | KASEFF GARY L Director, Officer (EVP and General Counsel) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,173 12 owned after | $0.00 | 2006-01-12 | |
| 2006-01-09 | BONGARTEN RANDALL D Officer (T.V. Division President) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,484 50,000 owned after | $0.00 | 2006-01-11 | |
| 2006-01-09 | LEVITAN MICHAEL Officer (EVP - HR) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,732 15 owned after | $0.00 | 2006-01-11 | |
| 2006-01-09 | CUMMINGS RICHARD F Officer (Radio Division President) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,194 12 owned after | $0.00 | 2006-01-11 | |
| 2005-02-14 | CUMMINGS RICHARD F Officer (Radio Division President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,208 3,208 owned after | $0.00 | 2006-02-16 | |
| 2005-02-14 | KASEFF GARY L Director, Officer (EVP and General Counsel) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,202 11,387 owned after | $0.00 | 2006-02-16 |