DZS INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2020-12-04: Form 8-K; Period of report 2020-12-01; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2020-10-29: Form 8-K; Period of report 2020-10-29; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2020-10-07: Form 8-K; Period of report 2020-10-05; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 5.02.
- 2020-08-27: Form 8-K; Period of report 2020-08-24; Description 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 5.03.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2020-12-04 | 8-K | 2020-12-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As a result of the delay in Thomas Cancro, the Company’s Chief Financial Officer, being able to relocate his residence to the area of the corporate headquarters of DZS, Inc. (the “Company”) due to the COVID-19 pandemic, on December 1, 2020 the Company and Mr. Cancro entered into an amendment (the “Amendment”) to Mr. Cancro’s employment agreement (the “Employment Agreement”) with the Company. | dzsi-8k_20201201.htm |
| 2020-10-29 | 8-K | 2020-10-29 | 2.02 Results of Operations and Financial Condition | 2.02 On October 29, 2020, DZS Inc. (the “Company”) announced its financial results for the quarter ended September 30, 2020 by issuing a press release and a stockholder letter. | dzsi-8k_20201029.htm |
| 2020-10-07 | 8-K | 2020-10-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 In connection with the appointment by the Board of Directors (the “Board”) of DZS Inc. (the “Company”) of Andrew Bender as Chief Technology Officer (noted below), the Company announced that Philip Yim, the Company’s current Chief Technology Officer, will be leaving the Company. 8.01 On October 5, 2020, the Board appointed Justin Ferguson as Chief Legal Officer and Corporate Secretary of the Company, and Mr. Bender as Chief Technology Officer of the Company. | dzsi-8k_20201005.htm |
| 2020-08-27 | 8-K | 2020-08-24 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On August 24, 2020, our board approved an amendment to our Certificate of Incorporation to change our name to “DZS Inc.”. | dzsi-8k_20200824.htm |
| 2020-08-19 | 8-K | 2020-08-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 17, 2020, the Board of Directors of Dasan Zhone Solutions, Inc. (the “Company”) determined that Philip John Yim, who most recently served as the Company’s Chief Operating Officer, will be reassigned to the position of Chief Technology Officer, effective as of such date. | dzsi-8k_20200817.htm |
| 2020-08-05 | 8-K | 2020-08-05 | 2.02 Results of Operations and Financial Condition | 2.02 On August 5, 2020, DASAN Zhone Solutions, Inc. issued a press release announcing its second quarter 2020 results, a copy of which is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein solely for purposes of this Item 2.02 disclosure. | dzsi-8k_20200805.htm |
| 2020-08-03 | 8-K | 2020-07-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 30, 2020, the Board of Directors (the “Board”) of DASAN Zhone Solutions, Inc. (the “Company”) approved the following changes regarding the role of President and Chief Executive Officer of the Company. | dzsi-8k_20200730.htm |
| 2020-06-19 | 8-K | 2020-06-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective June 18, 2020, Dasan Zhone Solutions, Inc. (the “Company”) and Philip John Yim, Chief Operating Officer of the Company, entered into an employment agreement (the “Employment Agreement”) pursuant to which Mr. Yim will continue his employment as the Chief Operating Officer of the Company. | dzsi-8k_20200618.htm |
| 2020-05-27 | 8-K | 2020-05-26 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On May 26, 2020, the Company held its 2020 annual meeting of stockholders. | dzsi-8k_20200526.htm |
| 2020-05-07 | 8-K | 2020-05-07 | 2.02 Results of Operations and Financial Condition | 2.02 On May 7, 2020, DASAN Zhone Solutions, Inc. issued a press release announcing its first quarter 2020 results, a copy of which is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein solely for purposes of this Item 2.02 disclosure. | dzsi-8k_20200331.htm |
| 2020-03-27 | 8-K | 2020-03-26 | 1.02 Termination of a Material Definitive Agreement | 1.02 On March 26, 2020, DASAN Zhone Solutions, Inc. (the “Company”) repaid all outstanding principal and accrued but unpaid interest under the Revolving Credit, Term Loan, Guaranty and Security Agreement and that certain Export-Import Revolving Credit, Guaranty and Security Agreement (such agreements, the “PNC Credit Facilities”), in each case by and among the Company, ZTI Merger Subsidiary III, Inc., a wholly owned subsidiary of the Company, certain direct and indirect subsidiaries of the Company, as guarantors, PNC Bank, National Association (“PNC Bank”) and Citibank, N.A., as lenders, and PNC Bank as agent for the lenders. | dzsi-8k_20200326.htm |
| 2020-03-10 | 8-K | 2020-03-05 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into Material Definitive Agreement. 2.03 The information set forth under Item 1.01 above is hereby incorporated by reference in its entirety into this Item 2.03. | dzsi-8k_20200305.htm |
| 2020-03-05 | 8-K | 2020-03-05 | 2.02 Results of Operations and Financial Condition | 2.02 On March 5, 2020, DASAN Zhone Solutions, Inc. issued a press release announcing its fourth quarter and fiscal year 2019 results, a copy of which is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein solely for purposes of this Item 2.02 disclosure. | dzsi-8k_20200305.htm |
| 2020-03-02 | 8-K | 2020-03-02 | 1.01 Entry into a Material Definitive Agreement | 1.01 On February 24, 2020, Dasan Zhone Solutions, Inc. (the “Company”) entered into two separate Agreements of Sublease (the “Subleases”) with Huawei Technologies USA Inc. (“Huawei”) and Futurewei Technologies, Inc. (“Futurewei,” together with Huawei, the “Sublessors”), respectively, for two suites located on the fourth floor of the building known as Legacy Place, 5700 Tennyson Parkway, Plano, Texas (the “Premises”). | dzsi-8k_20200106.htm |
| 2020-01-06 | 8-K | 2020-01-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 6, 2020, upon the recommendation of the Corporate Governance and Nominating Committee, the Board of Directors (the “Board”) of DASAN Zhone Solutions, Inc., a Delaware corporation (the “Company”), unanimously appointed Joon Kyung Kim, age 61. | dzsi-8k_20200106.htm |