DZS INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2019-11-26: Form 8-K; Period of report 2019-11-22; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2019-11-25: Form 8-K; Period of report 2019-11-25; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2019-11-15: Form 8-K; Period of report 2019-11-15; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 3.01.
- 2019-11-12: Form 8-K; Period of report 2019-11-12; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2019-11-26 | 8-K | 2019-11-22 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 As previously reported by Dasan Zhone Solutions, Inc. (the “Company”) in a Current Report on Form 8-K, filed with the Securities and Exchange Commission on November 15, 2019, the Company notified the NASDAQ Stock Market LLC (“Nasdaq”) of the resignation of director Michael Connors from the Company’s Board of Directors (the “Board”), effective November 15, 2019. | dzsi-8k_20191122.htm |
| 2019-11-25 | 8-K | 2019-11-25 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 25, 2019, Dasan Zhone Solutions, Inc. (the “Company”) announced the appointment of Thomas Cancro as the Company’s Chief Financial Officer and Corporate Treasurer, effective as of December 2, 2019. | dzsi-8k_20191125.htm |
| 2019-11-15 | 8-K | 2019-11-15 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 3.01 On November 15, 2019, Dasan Zhone Solutions, Inc. (the “Company”) notified the NASDAQ Stock Market LLC (“Nasdaq”) of the resignation of director Michael Connors from the Company’s Board of Directors (the “Board”). 5.02 As described in Item 3.01 of this Current Report on Form 8-K, on November 15, 2019, Michael Connors, resigned from the Board and all committees of the Board for personal reasons, effective immediately. | dzsi-8k_20191115.htm |
| 2019-11-12 | 8-K | 2019-11-12 | 2.02 Results of Operations and Financial Condition | 2.02 On November 12, 2019, DASAN Zhone Solutions, Inc. issued a press release announcing its third quarter 2019 results, a copy of which is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein solely for purposes of this Item 2.02 disclosure. | dzsi-8k_20191112.htm |
| 2019-11-06 | 8-K | 2019-11-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously reported on a Current Report on Form 8-K filed on August 30, 2019 with the Securities and Exchange Commission (the “SEC”), Michael Golomb resigned as Chief Financial Officer, Corporate Treasurer and Corporate Secretary of Dasan Zhone Solutions, Inc. (the “Company”) effective as of August 30, 2019. | dzsi-8k_20191106.htm |
| 2019-10-07 | 8-K | 2019-10-07 | 2.02 Results of Operations and Financial Condition | 2.02 On October 7, 2019, DASAN Zhone Solutions, Inc. issued a press release announcing select, preliminary unaudited financial results for the third quarter ended September 30, 2019, a copy of which is attached to this Current Report on Form 8-K as Exhibit 99.1. | dzsi-8k_20191007.htm |
| 2019-08-30 | 8-K | 2019-08-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 26, 2019, Michael Golomb, the Chief Financial Officer, Corporate Treasurer and Corporate Secretary of Dasan Zhone Solutions, Inc. (the “Company”) informed the Company that he intends to resign his employment with the Company, effective August 30, 2019, to pursue another opportunity. | dzsi-8k_20190826.htm |
| 2019-08-13 | 8-K | 2019-08-13 | 2.02 Results of Operations and Financial Condition | 2.02 On August 13, 2019, DASAN Zhone Solutions, Inc. issued a press release announcing its second quarter 2019 results, a copy of which is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein solely for purposes of this Item 2.02 disclosure. | dzsi-8k_20190813.htm |
| 2019-08-05 | 8-K | 2019-07-31 | 1.01 Entry into a Material Definitive Agreement | 1.01 On July 31, 2019, Dasan Network Solutions, Inc. (“Purchaser”), a California corporation and wholly-owned subsidiary of Dasan Zhone Solutions, Inc., entered into a Share Transfer Agreement (the “Purchase Agreement”) with Handysoft, Inc. (“Seller”), a company incorporated under the laws of Korea. | dzsi-8k_20190731.htm |
| 2019-06-14 | 8-K | 2019-06-10 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On June 7, 2019, following an evaluation of audit fees and costs and at the direction of the Audit Committee (the “Audit Committee”) of the Board of Directors of Dasan Zhone Solutions, Inc. (the “Company”), PricewaterhouseCoopers LLP (“PwC”) was dismissed as the Company’s independent registered public accounting firm. | dzsi-8k_20190614.htm |
| 2019-05-29 | 8-K | 2019-05-28 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On May 28, 2019, the Company held its 2019 annual meeting of stockholders. | dzsi-8k_20190528.htm |
| 2019-05-17 | 8-K | 2019-05-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 14, 2019, the Board of Directors of DASAN Zhone Solutions, Inc. (“DZS” or the “Company”) appointed Philip Yim as its principal operating officer and an executive officer of the Company, effective May 14, 2019. | dzsi-8k_20190514.htm |
| 2019-05-17 | 8-K | 2019-05-15 | 8.01 Other Events | 8.01 On May 15, 2019, DASAN Zhone Solutions, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with B. Riley FBR, Inc. and Craig-Hallum Capital Group LLC as representatives of the several underwriters named therein (collectively, the “Underwriters”), relating to the issuance and sale of 4,102,565 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”). | dzsi-8k_20190515.htm |
| 2019-05-09 | 8-K | 2019-05-09 | 2.02 Results of Operations and Financial Condition | 2.02 On May 9, 2019, DASAN Zhone Solutions, Inc. issued a press release announcing its first quarter 2019 results. | dzsi-8k_20190509.htm |
| 2019-03-18 | 8-K/A | 2019-01-03 | 7.01 Regulation FD Disclosure | 7.01 A copy of the press release of the Company dated March 18, 2019 announcing the updated information relating to the previously announced acquisition of Keymile GmbH is attached hereto as Exhibit 99.2 and incorporated herein by reference. | dzsi-8ka_20190103.htm |
| 2019-02-28 | 8-K | 2019-02-28 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The description of the credit agreements set forth in Item 1.01 above is incorporated herein by reference. | dzsi-8k_20190228.htm |
| 2019-02-28 | 8-K | 2019-02-28 | 2.02 Results of Operations and Financial Condition | 2.02 On February 28, 2019, DASAN Zhone Solutions, Inc. issued a press release announcing its fourth quarter 2018 results. | dzsi-8k_20190228.htm |
| 2019-01-03 | 8-K | 2019-01-03 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.01 On January 3, 2019, we acquired Keymile indirectly through the consummation of the Acquisition. 2.03 The information set forth in Item 1.01 above is incorporated herein by reference. 8.01 Following the decision of the Delaware Chancery Court entitled Sciabacucchi v. | dzsi-8k_20190103.htm |