DOT HILL SYSTEMS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-13: Reporting owner TIBEY DEBRA E; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-13: Reporting owner SHERWOOD RODERICK M III; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-13: Reporting owner Rudolph Barry; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-13: Reporting owner Mejia Richard Jr; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-13 | TIBEY DEBRA E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.42 exercise price | 2013-08-15 | |
| 2013-08-13 | SHERWOOD RODERICK M III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.42 exercise price | 2013-08-15 | |
| 2013-08-13 | Rudolph Barry Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.42 exercise price | 2013-08-15 | |
| 2013-08-13 | Mejia Richard Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.42 exercise price | 2013-08-15 | |
| 2013-08-13 | Marmen Tom Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.42 exercise price | 2013-08-15 | |
| 2013-08-13 | CHRIST CHARLES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.42 exercise price | 2013-08-15 | |
| 2013-05-06 | TIBEY DEBRA E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.74 exercise price | 2013-05-08 | |
| 2013-05-06 | SHERWOOD RODERICK M III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.74 exercise price | 2013-05-08 | |
| 2013-05-06 | Rudolph Barry Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.74 exercise price | 2013-05-08 | |
| 2013-05-06 | Mejia Richard Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.74 exercise price | 2013-05-08 | |
| 2013-05-06 | Marmen Tom Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.74 exercise price | 2013-05-08 | |
| 2013-05-06 | CHRIST CHARLES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.74 exercise price | 2013-05-08 | |
| 2013-03-19 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +305,000 305,000 owned after | $1.06 exercise price | 2013-03-21 | |
| 2013-03-19 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.06 exercise price | 2013-03-21 |