DOT HILL SYSTEMS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-06: Reporting owner TIBEY DEBRA E; Form 4; Security Director Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-06: Reporting owner TIBEY DEBRA E; Form 4; Security Director Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-06: Reporting owner TIBEY DEBRA E; Form 4; Security Director Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-06: Reporting owner TIBEY DEBRA E; Form 4; Security Director Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-06 | TIBEY DEBRA E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.60 exercise price | 2015-10-08 | |
| 2015-10-06 | TIBEY DEBRA E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.15 exercise price | 2015-10-08 | |
| 2015-10-06 | TIBEY DEBRA E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.74 exercise price | 2015-10-08 | |
| 2015-10-06 | TIBEY DEBRA E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.03 exercise price | 2015-10-08 | |
| 2015-10-06 | TIBEY DEBRA E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.44 exercise price | 2015-10-08 | |
| 2015-10-06 | TIBEY DEBRA E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.42 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.02 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.85 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.70 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.94 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.75 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.95 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.15 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.74 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.03 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.44 exercise price | 2015-10-08 | |
| 2015-10-06 | SHERWOOD RODERICK M III Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.42 exercise price | 2015-10-08 | |
| 2015-10-06 | SAMPIAS ERNEST J Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $6.44 exercise price | 2015-10-08 | |
| 2015-10-06 | Rudolph Barry Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.42 exercise price | 2015-10-08 | |
| 2015-10-06 | Rudolph Barry Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.74 exercise price | 2015-10-08 | |
| 2015-10-06 | Rudolph Barry Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.03 exercise price | 2015-10-08 | |
| 2015-10-06 | Rudolph Barry Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.44 exercise price | 2015-10-08 | |
| 2015-10-06 | Rudolph Barry Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.42 exercise price | 2015-10-08 | |
| 2015-10-06 | Mejia Richard Jr Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.94 exercise price | 2015-10-08 | |
| 2015-10-06 | Mejia Richard Jr Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.94 exercise price | 2015-10-08 | |
| 2015-10-06 | Mejia Richard Jr Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.75 exercise price | 2015-10-08 | |
| 2015-10-06 | Mejia Richard Jr Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.95 exercise price | 2015-10-08 | |
| 2015-10-06 | Mejia Richard Jr Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.15 exercise price | 2015-10-08 | |
| 2015-10-06 | Mejia Richard Jr Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.74 exercise price | 2015-10-08 | |
| 2015-10-06 | Mejia Richard Jr Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.03 exercise price | 2015-10-08 | |
| 2015-10-06 | Mejia Richard Jr Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.44 exercise price | 2015-10-08 | |
| 2015-10-06 | Mejia Richard Jr Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.42 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $4.33 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.85 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.70 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.94 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.75 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.95 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.15 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.74 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.03 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.44 exercise price | 2015-10-08 | |
| 2015-10-06 | CHRIST CHARLES F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.42 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $3.03 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $3.57 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.40 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.36 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −116,667 0 owned after | $1.44 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $2.84 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −127,500 0 owned after | $1.40 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $1.06 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −106,000 0 owned after | $4.00 exercise price | 2015-10-08 | |
| 2015-10-06 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.75 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $6.87 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $3.57 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.40 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.36 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $1.44 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $2.84 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −337,500 0 owned after | $1.40 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −305,000 0 owned after | $1.06 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −260,000 0 owned after | $4.00 exercise price | 2015-10-08 | |
| 2015-10-06 | KAMMERSGARD DANA Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $4.75 exercise price | 2015-10-08 | |
| 2015-07-31 | CHRIST CHARLES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.85 exercise price | 2015-08-07 | |
| 2015-05-04 | SAMPIAS ERNEST J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.44 exercise price | 2015-05-06 | |
| 2015-05-04 | Rudolph Barry Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.44 exercise price | 2015-05-06 | |
| 2015-05-04 | SHERWOOD RODERICK M III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.44 exercise price | 2015-05-06 | |
| 2015-05-04 | Mejia Richard Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.44 exercise price | 2015-05-06 | |
| 2015-05-04 | TIBEY DEBRA E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.44 exercise price | 2015-05-06 | |
| 2015-05-04 | CHRIST CHARLES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.44 exercise price | 2015-05-06 | |
| 2015-04-24 | CHRIST CHARLES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.20 exercise price | 2015-04-27 | |
| 2015-03-10 | KAMMERSGARD DANA Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $4.75 exercise price | 2015-03-12 | |
| 2015-03-10 | Jamal Hanif I Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.75 exercise price | 2015-03-12 |