DOT HILL SYSTEMS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-07-31: Reporting owner Jamal Hanif I; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-06-02: Reporting owner SHERWOOD RODERICK M III; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-05-08: Reporting owner SAUEY WILLIAM R; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-05-08: Reporting owner MARKEE JOSEPH D; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-07-31 | Jamal Hanif I Officer (Sr. VP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $3.03 exercise price | 2006-08-01 | |
| 2006-06-02 | SHERWOOD RODERICK M III Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.02 exercise price | 2006-06-05 | |
| 2006-05-08 | SAUEY WILLIAM R Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.33 | 2006-05-10 | |
| 2006-05-08 | MARKEE JOSEPH D Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.33 | 2006-05-10 | |
| 2006-05-08 | Alexy Kimberly Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.33 | 2006-05-10 | |
| 2006-05-08 | CHRIST CHARLES F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.33 | 2006-05-10 | |
| 2006-03-31 holding as of filing | Burke Shad Officer (CFO and VP of Finance) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.26 exercise price | 2006-03-31 | ||
| 2006-03-31 holding as of filing | Burke Shad Officer (CFO and VP of Finance) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $6.88 exercise price | 2006-03-31 | ||
| 2006-03-07 | KAMMERSGARD DANA Director, Officer (Chief Executive Officer) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $6.87 exercise price | 2006-03-08 | |
| 2006-03-07 | RAMM PRESTON S Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $6.87 | 2006-03-08 | |
| 2006-03-07 | Davis Philip Officer (Sr VP of Sales and Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.87 | 2006-03-08 | |
| 2006-03-07 | KAMMERSGARD DANA Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $6.87 | 2006-03-08 | |
| 2006-03-03 holding as of filing | Davis Philip Officer (Sr. VP of Sales and Marketing) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.10 exercise price | 2006-03-03 | ||
| 2006-03-03 holding as of filing | Davis Philip Officer (Sr. VP of Sales and Marketing) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.82 exercise price | 2006-03-03 | ||
| 2006-03-01 | Collins Patrick Edward Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $6.76 | 2006-03-02 |