Dominari Holdings Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-04-08: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-03-26; Total offering amount $4,446,274.
- 2013-11-12: Federal exemption Rule 506(b); Types of securities offered Equity; SecurityToBeAcquired; Preferred Stock convertible into Common Stock; Date of first sale 2013-11-06; Total offering amount $2,235,000.
- 2013-07-01: Federal exemption Rule 506; Types of securities offered Equity; SecurityToBeAcquired; Preferred Stock convertible into Common Stock; Date of first sale 2013-06-25; Total offering amount $500,000.
- 2012-11-16: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2012-11-08; Total offering amount $2,575,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2014-04-08 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-03-26 | $4,446,274 | $4,446,081 | $193 | 98 |
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| 2013-11-12 | Rule 506(b) | Equity; SecurityToBeAcquired; Preferred Stock convertible into Common Stock | 2013-11-06 | $2,235,000 | $2,235,000 | $0 | 5 |
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| 2013-07-01 | Rule 506 | Equity; SecurityToBeAcquired; Preferred Stock convertible into Common Stock | 2013-06-25 | $500,000 | $500,000 | $0 | 1 |
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| 2012-11-16 | Rule 506 | Equity; OptionToAcquire | 2012-11-08 | $2,575,000 | $2,575,000 | $0 | 18 |
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