DETERMINE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-02-06: Reporting owner MILLER LLOYD I III; Form 4; Security Series F Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-02-06: Reporting owner MILLER LLOYD I III; Form 4; Security Series F Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-02-06: Reporting owner MILLER LLOYD I III; Form 4; Security Series F Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-07-02: Reporting owner MILLER LLOYD I III; Form 4; Security Series E Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-02-06 | MILLER LLOYD I III 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +15,957 159,574 owned after | $47.00 | 2015-02-10 | |
| 2015-02-06 | MILLER LLOYD I III 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +15,957 159,574 owned after | $47.00 | 2015-02-10 | |
| 2015-02-06 | MILLER LLOYD I III 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +15,957 159,574 owned after | $47.00 | 2015-02-10 | |
| 2014-07-02 | MILLER LLOYD I III 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | P Open market or private purchase of non-derivative or derivative security | +19,761 197,607 owned after | $60.00 | 2014-07-03 | |
| 2014-07-02 | MILLER LLOYD I III 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Trust C - Lloyd I. Miller | P Open market or private purchase of non-derivative or derivative security | +5,489 54,890 owned after | $60.00 | 2014-07-03 | |
| 2014-07-02 | MILLER LLOYD I III 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Milfam II L.P. | P Open market or private purchase of non-derivative or derivative security | +29,641 296,410 owned after | $60.00 | 2014-07-03 | |
| 2014-01-24 | MILLER LLOYD I III 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | P Open market or private purchase of non-derivative or derivative security | +5,417 54,169 owned after | $60.00 | 2014-01-27 | |
| 2014-01-24 | MILLER LLOYD I III 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Trust C - Lloyd I. Miller | P Open market or private purchase of non-derivative or derivative security | +1,505 15,047 owned after | $60.00 | 2014-01-27 | |
| 2014-01-24 | MILLER LLOYD I III 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Milfam II L.P. | P Open market or private purchase of non-derivative or derivative security | +8,125 81,253 owned after | $60.00 | 2014-01-27 | |
| 2013-05-31 | MILLER LLOYD I III 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | P Open market or private purchase of non-derivative or derivative security | +23,417 23,417 owned after | $7.00 | 2013-06-04 | |
| 2013-05-31 | MILLER LLOYD I III 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Trust C - Lloyd I. Miller | P Open market or private purchase of non-derivative or derivative security | +6,505 6,505 owned after | $7.00 | 2013-06-04 | |
| 2013-05-31 | MILLER LLOYD I III 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Milfam II L.P. | P Open market or private purchase of non-derivative or derivative security | +35,125 35,125 owned after | $7.00 | 2013-06-04 |