DAYSTAR TECHNOLOGIES INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows, 32 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-01-25: Reporting owner Moretti John M; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-07-19: Reporting owner Moretti John M; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-07-19: Reporting owner LACEY PETER ALAN; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-04-27: Reporting owner Moretti John M; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-01-25 | Moretti John M 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,350,000 1,350,000 owned after | $0.40 | 2012-01-27 | |
| 2011-07-19 | Moretti John M 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +288,462 288,462 owned after | $0.52 | 2011-07-21 | |
| 2011-07-19 | LACEY PETER ALAN Director, Officer (Interim Chief Exec. Officer), 10% Owner | 4 | Warrant Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | P Open market or private purchase of non-derivative or derivative security | +288,462 288,462 owned after | $0.52 | 2011-07-21 | |
| 2011-04-27 | Moretti John M 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $1.00 | 2011-05-06 | |
| 2011-04-27 | LACEY PETER ALAN Director, Officer (Interim Chief Exec. Officer), 10% Owner | 4 | Warrant Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $1.00 | 2011-05-06 | |
| 2011-04-05 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-04-05 | |
| 2011-03-30 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-03-30 | |
| 2011-03-25 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-03-25 | |
| 2011-03-23 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-03-23 | |
| 2011-03-17 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-03-17 | |
| 2011-03-14 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-03-14 | |
| 2011-02-14 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-02-14 | |
| 2011-02-10 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-02-10 | |
| 2011-02-09 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-02-09 | |
| 2011-02-07 holding as of filing | Moretti John M 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.25 exercise price | 2011-02-07 | ||
| 2011-02-07 holding as of filing | Moretti John M 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.25 exercise price | 2011-02-07 | ||
| 2011-02-07 holding as of filing | Moretti John M 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.25 exercise price | 2011-02-07 | ||
| 2011-02-07 holding as of filing | Moretti John M 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.25 exercise price | 2011-02-07 | ||
| 2011-02-07 holding as of filing | Moretti John M 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.25 exercise price | 2011-02-07 | ||
| 2011-02-07 holding as of filing | Moretti John M 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.55 exercise price | 2011-02-07 | ||
| 2011-02-07 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-02-07 | |
| 2011-02-04 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-02-04 | |
| 2011-02-01 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-02-01 | |
| 2011-01-24 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | Holding | 240,741 owned after | $1.25 exercise price | 2011-01-24 | |
| 2010-11-19 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $1.25 exercise price | 2010-11-19 | ||
| 2010-10-12 | LACEY PETER ALAN Director, 10% Owner | 5 | Warrant Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | J Other acquisition or disposition (describe transaction) | +2,692,594 2,692,594 owned after | $1.70 | 2011-02-14 | |
| 2010-07-22 | LACEY PETER ALAN Director, 10% Owner | 5 | Warrant Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | P Open market or private purchase of non-derivative or derivative security | +222,222 222,222 owned after | $1.25 | 2011-02-14 | |
| 2010-07-22 | Weiss Robert E Officer (Chief Technology Officer) | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +55,556 55,556 owned after | $1.25 | 2011-02-14 | |
| 2010-04-06 | Steckel William Director | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,112 11,112 owned after | $1.25 | 2011-02-14 | |
| 2009-10-02 | LACEY PETER ALAN Director, 10% Owner | 5 | Warrant Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | P Open market or private purchase of non-derivative or derivative security | +1,666,667 1,666,667 owned after | $0.50 | 2010-02-16 | |
| 2009-09-30 holding as of filing | LACEY PETER ALAN 10% Owner | 3 | Warrant Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | Holding | $0.50 exercise price | 2009-09-30 | ||
| 2007-02-12 holding as of filing | MILLENNIUM PARTNERS, L.P. | MILLENNIUM MANAGEMENT, L.L.C. | MILLENCO, L.L.C. | ENGLANDER ISRAEL A 10% Owner | Other (May be deemed as group member.) | Other (May be deemed as group member.) | Other | 3 | "Class B public warrant (""Class B Warrants"")" Derivative · Direct | Holding | $10.00 exercise price | 2007-02-12 |