DAYSTAR TECHNOLOGIES INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-31: Reporting owner Moretti John M; Form 4; Security Convertible Debenture; Transaction C Conversion of derivative security.
- 2012-01-25: Reporting owner Moretti John M; Form 4; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-07-19: Reporting owner Moretti John M; Form 4; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-07-19: Reporting owner LACEY PETER ALAN; Form 4; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-31 | Moretti John M 10% Owner | 4 | Convertible Debenture Derivative · Direct | C Conversion of derivative security | +115,792 100,000 owned after | $1.61 exercise price | 2013-03-15 | |
| 2012-01-25 | Moretti John M 10% Owner | 4 | Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +900,000 900,000 owned after | $0.25 | 2012-01-27 | |
| 2011-07-19 | Moretti John M 10% Owner | 4 | Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +288,462 288,462 owned after | $0.52 | 2011-07-21 | |
| 2011-07-19 | LACEY PETER ALAN Director, Officer (Interim Chief Exec. Officer), 10% Owner | 4 | Convertible Note Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | P Open market or private purchase of non-derivative or derivative security | +288,462 288,462 owned after | $0.52 | 2011-07-21 | |
| 2011-02-07 holding as of filing | Moretti John M 10% Owner | 3 | Convertible Note Derivative · Direct | Holding | $0.90 exercise price | 2011-02-07 | ||
| 2011-02-07 holding as of filing | Moretti John M 10% Owner | 3 | Convertible Note Derivative · Direct | Holding | $1.55 exercise price | 2011-02-07 | ||
| 2011-01-28 | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | First Secured Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | −722,222 0 owned after | $0.90 exercise price | 2011-02-01 | |
| 2011-01-24 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 4 | First Secured Convertible Promissory Note Derivative · Direct | Holding | 722,222 owned after | $0.90 exercise price | 2011-01-24 | |
| 2010-11-19 holding as of filing | Dynamic Worldwide Solar Energy, LLC 10% Owner | 3 | First Secured Convertible Promissory Note Derivative · Direct | Holding | $0.90 exercise price | 2010-11-19 | ||
| 2010-07-22 | LACEY PETER ALAN Director, 10% Owner | 5 | Convertible Promissory Note Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | P Open market or private purchase of non-derivative or derivative security | +2,896,297 3,416,668 owned after | $3,075,000.00 | 2011-02-14 | |
| 2010-07-22 | Weiss Robert E Officer (Chief Technology Officer) | 5 | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +55,556 55,556 owned after | $50,000.00 | 2011-02-14 | |
| 2010-04-06 | Steckel William Director | 5 | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +33,333 33,333 owned after | $30,000.00 | 2011-02-14 | |
| 2009-09-30 holding as of filing | LACEY PETER ALAN 10% Owner | 3 | Convertible Debenture Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | Holding | $0.60 exercise price | 2009-09-30 |