DAYSTAR TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 82 rows, 82 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-05: Reporting owner LACEY PETER ALAN; Form 4; Security Call Option (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
- 2012-04-19: Reporting owner Moretti John M; Form 4; Security Call option (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
- 2012-04-19: Reporting owner LACEY PETER ALAN; Form 4; Security Call option (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
- 2011-02-04: Reporting owner Lail Christopher T; Form 3; Security Stock Option - right to buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-05 | LACEY PETER ALAN Director, Officer (Interim CEO), 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter A. Lacey | S Open market or private sale of non-derivative or derivative security | −155,280 1,847,826 owned after | $0.00 | 2012-09-24 | |
| 2012-04-19 | Moretti John M 10% Owner | 4 | Call option (obligation to sell) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | $0.00 | 2012-04-24 | |
| 2012-04-19 | LACEY PETER ALAN Director, Officer (Interim CEO), 10% Owner | 4 | Call option (obligation to sell) Derivative · Indirect · TD Waterhouse RRSP Account, in trust for Peter Alan Lacey | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | $0.00 | 2012-04-24 | |
| 2011-02-04 holding as of filing | Lail Christopher T Officer (Chief Financial Officer) | 3 | Stock Option - right to buy Derivative · Direct | Holding | $133.65 exercise price | 2011-02-04 | ||
| 2011-02-04 holding as of filing | Lail Christopher T Officer (Chief Financial Officer) | 3 | Stock Option - right to buy Derivative · Direct | Holding | $78.93 exercise price | 2011-02-04 | ||
| 2011-02-04 holding as of filing | Lail Christopher T Officer (Chief Financial Officer) | 3 | Stock Option - right to buy Derivative · Direct | Holding | $47.16 exercise price | 2011-02-04 | ||
| 2011-02-04 holding as of filing | Lail Christopher T Officer (Chief Financial Officer) | 3 | Stock Option - right to buy Derivative · Direct | Holding | $44.46 exercise price | 2011-02-04 | ||
| 2011-02-04 holding as of filing | Lail Christopher T Officer (Chief Financial Officer) | 3 | Stock Option - right to buy Derivative · Direct | Holding | $31.86 exercise price | 2011-02-04 | ||
| 2011-02-04 holding as of filing | Lail Christopher T Officer (Chief Financial Officer) | 3 | Stock Option - right to buy Derivative · Direct | Holding | $25.20 exercise price | 2011-02-04 | ||
| 2011-01-21 | LACEY PETER ALAN Director, 10% Owner | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.71 exercise price | 2011-01-25 | |
| 2011-01-21 | GREEN RICHARD C JR Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.55 exercise price | 2011-01-25 | |
| 2011-01-21 | Sun Kang Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.55 exercise price | 2011-01-25 | |
| 2011-01-21 | Fitzgerald Jonathan W Director | 4 | Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.55 exercise price | 2011-01-25 | |
| 2011-01-21 | Steckel William Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.55 exercise price | 2011-01-25 | |
| 2011-01-21 | Weiss Robert E Officer (Chief Technology Officer) | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.55 exercise price | 2011-01-25 | |
| 2010-02-15 | Ryde Magnus Director, Officer (Chief Executive Officer) | 4 | Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.40 exercise price | 2010-02-19 | |
| 2010-01-25 | Tonsoo Robert Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −100,000 100,000 owned after | $0.40 exercise price | 2010-01-27 | |
| 2010-01-25 | Sun Kang Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.40 exercise price | 2010-01-27 | |
| 2010-01-25 | Maher Francis J III Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.40 exercise price | 2010-01-27 | |
| 2010-01-25 | LACEY PETER ALAN Director, 10% Owner | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.40 exercise price | 2010-01-27 | |
| 2010-01-25 | GREEN RICHARD C JR Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.40 exercise price | 2010-01-27 | |
| 2010-01-25 | Fitzgerald Jonathan W Director | 4 | Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.40 exercise price | 2010-01-27 | |
| 2009-09-21 | Maher Francis J III Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.82 exercise price | 2009-09-23 | |
| 2009-09-21 | Tonsoo Robert Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.82 exercise price | 2009-09-23 | |
| 2009-09-21 | Tsai Wen Hung Director | 4 | Stock option - Right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.82 exercise price | 2009-09-23 | |
| 2009-07-22 holding as of filing | Forkin Patrick J. Officer (Sr. VP Corp. Dev. & Strategy) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.80 exercise price | 2009-07-22 | ||
| 2009-07-22 holding as of filing | Forkin Patrick J. Officer (Sr. VP Corp. Dev. & Strategy) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.88 exercise price | 2009-07-22 | ||
| 2009-01-02 | ALDRICH ROBERT G Director | 4 | Stock Option - Right to buy Derivative · Indirect · by Aldrich Living Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2009-01-06 | |
| 2009-01-02 | FLANNERY KEVIN S Director | 4 | Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2009-01-06 | |
| 2009-01-02 | GRAVES RANDOLPH JR Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2009-01-06 | |
| 2009-01-02 | Nevins Richard Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2009-01-06 | |
| 2009-01-02 | SCHECTER SCOTT M Director | 4 | Stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2009-01-06 | |
| 2008-08-11 | Steckel William Officer (Chief Financial Officer) | 4 | Stock Option Grant - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +346,755 346,755 owned after | $3.16 | 2008-08-14 | |
| 2008-04-07 | ARAGON STEVEN Officer (Vice-President Engineering) | 4 | 2006 Equity Incentive Plan Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,400 61,400 owned after | $3.54 | 2008-04-09 | |
| 2008-04-07 | Schuyler Terence W Officer (VP - Sales & Marketing) | 4 | 2006 Equity Incentive Plan Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.54 | 2008-04-09 | |
| 2008-04-07 | Morad Ratson | 4 | 2006 Equity Incentive Plan Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +502,425 502,425 owned after | $3.54 | 2008-04-09 | |
| 2008-04-07 | Weiss Robert E Officer (VP & Chief Technology Officer) | 4 | 2006 Equity Incentive Plan Stock Option Grant - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +210,000 210,000 owned after | $3.54 | 2008-04-09 | |
| 2008-02-04 | DeLuca Stephan J Director, Officer (Chief Executive Officer) | 4 | 2006 Equity Incentive Plan Stock Option Grant - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $3.65 | 2008-02-06 | |
| 2008-02-04 | Venkatesh Raja H | 4 | 2006 Equity Incentive Plan Stock Option grant - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +388,676 388,676 owned after | $3.65 | 2008-02-06 | |
| 2008-01-02 | ALDRICH ROBERT G Director | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.53 | 2008-01-04 | |
| 2008-01-02 | FLANNERY KEVIN S Director | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.53 | 2008-01-04 | |
| 2008-01-02 | GRAVES RANDOLPH JR Director | 4 | 2006 Equity Incentive Plan Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.53 | 2008-01-04 | |
| 2008-01-02 | Nevins Richard Director | 4 | 2006 Equity Incentive Plan Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.53 | 2008-01-04 | |
| 2008-01-02 | SCHECTER SCOTT M Director | 4 | 2006 Equity Incentive Plan Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.53 | 2008-01-04 | |
| 2008-01-02 | Waters Kelly A Director | 4 | 2006 Equity Incentive Plan Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.53 | 2008-01-04 | |
| 2007-12-11 | ARGABRIGHT STEVEN C Director | 4/A | 2006 Equity Incentive Plan stock option grant - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 14,500 owned after | $4.21 | 2008-02-14 | |
| 2007-12-11 | Venkatesh Raja H | 4 | 2006 Equity Incentive Plan stock option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202,604 585,910 owned after | $4.21 | 2007-12-13 | |
| 2007-12-11 | FLANNERY KEVIN S Director | 4 | 2006 Equity Incentive Plan Stock Option grant - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 46,000 owned after | $4.21 | 2007-12-13 | |
| 2007-12-11 | ARGABRIGHT STEVEN C Director | 4 | 2006 Equity Incentive Plan stock option grant - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 55,000 owned after | $4.21 | 2007-12-13 | |
| 2007-11-13 holding as of filing | Nevins Richard Director | 3 | 2006 Equity Incentive Plan Stock Option Derivative · Direct | Holding | $5.45 exercise price | 2007-11-13 | ||
| 2007-10-04 | ALDRICH ROBERT G Director | 4 | 2006 Equity Incentive Plant stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.94 | 2007-10-09 | |
| 2007-10-04 | ARAGON STEVEN Officer (Vice-President Engineering) | 4 | 2006 Equity Incentive Plan stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $4.94 | 2007-10-09 | |
| 2007-10-04 | ARGABRIGHT STEVEN C Director | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.94 | 2007-10-09 | |
| 2007-10-04 | FLANNERY KEVIN S Director | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.94 | 2007-10-09 | |
| 2007-10-04 | GRAVES RANDOLPH JR Director | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.94 | 2007-10-09 | |
| 2007-10-04 | LOVELL KELLY A Director | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.94 | 2007-10-09 | |
| 2007-10-04 | Schuyler Terence W Officer (VP - Sales & Marketing) | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $4.94 | 2007-10-09 | |
| 2007-10-04 | Weiss Robert E Officer (Chief Technology Officer) | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $4.94 | 2007-10-09 | |
| 2007-08-06 | GRAVES RANDOLPH JR Director | 4 | 2006 Equity Incentive Plant stock option grant (right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $4.02 | 2007-08-10 | |
| 2007-08-06 | ALDRICH ROBERT G Director | 4 | 2006 Equity Incentive Plan Stock option grant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $4.02 | 2007-08-10 | |
| 2007-05-14 | Schuyler Terence W Officer (VP - Sales & Marketing) | 4 | 2006 Equity Incentive Plan Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 86,500 owned after | $3.65 | 2007-05-16 | |
| 2007-05-11 holding as of filing | Venkatesh Raja H | 3 | 2006 Equity Incentive Plan Stock Option Grant (right to buy) Derivative · Direct | Holding | $4.20 exercise price | 2007-05-11 | ||
| 2007-03-27 | FLANNERY KEVIN S Director | 4 | Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $5.71 | 2007-03-29 | |
| 2007-03-27 | DeLuca Stephan J Director, Officer (Chief Executive Officer) | 4 | Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +170,000 175,000 owned after | $5.71 | 2007-03-29 | |
| 2007-01-22 | SCHECTER SCOTT M Director | 4 | Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 15,000 owned after | $3.14 | 2007-01-23 | |
| 2007-01-22 | LOVELL KELLY A Director | 4 | Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 15,000 owned after | $3.14 | 2007-01-23 | |
| 2007-01-22 | ARGABRIGHT STEVEN C Director | 4 | Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 10,500 owned after | $3.14 | 2007-01-23 | |
| 2006-11-15 | AANDERUD STEPHEN A Other (Former Chief Financial Officer) | 4 | 2004 Equity Incentive Plant Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,708 10,000 owned after | $2.54 | 2006-12-07 | |
| 2006-06-19 | TUTTLE JOHN R Director, Officer (President CEO, Chairman), 10% Owner | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 32,500 owned after | $8.77 | 2006-06-21 | |
| 2006-06-19 | DeLuca Stephan J Officer (Chief Operating Officer) | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.77 | 2006-06-21 | |
| 2006-06-19 | AANDERUD STEPHEN A Officer (Chief Financial Officer) | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 43,000 owned after | $8.77 | 2006-06-21 | |
| 2006-06-19 | Polich Thomas A Officer (GEN'L COUNSEL & ASST SECRETARY) | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 19,500 owned after | $8.77 | 2006-06-21 | |
| 2006-06-19 | ARAGON STEVEN Officer (Vice-President Engineering) | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 52,300 owned after | $8.77 | 2006-06-21 | |
| 2006-06-19 | MCCAFFREY JOHN J JR Officer (VP Manufacturing) | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.77 | 2006-06-21 | |
| 2006-06-19 | Schuyler Terence W Officer (VP - Sales & Marketing) | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 16,500 owned after | $8.77 | 2006-06-21 | |
| 2006-06-19 | Weiss Robert E Officer (VP Equipment Division) | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $8.77 | 2006-06-21 | |
| 2006-06-19 | ALDRICH ROBERT G Director | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 18,000 owned after | $8.77 | 2006-06-21 | |
| 2006-06-19 | GRAVES RANDOLPH JR Director | 4 | 2006 Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 12,000 owned after | $8.77 | 2006-06-21 | |
| 2006-01-31 | LOVELL KELLY A Director | 4/A | Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 10,500 owned after | $15.03 | 2006-02-15 | |
| 2006-01-31 | SCHECTER SCOTT M Director | 4/A | Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 10,500 owned after | $15.03 | 2006-02-15 | |
| 2006-01-31 | LOVELL KELLY A Director | 4 | Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −4,500 10,500 owned after | $15.03 | 2006-02-02 | |
| 2006-01-31 | SCHECTER SCOTT M Director | 4 | Equity Incentive Plan Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −4,500 10,500 owned after | $15.03 | 2006-02-02 |