DAEGIS INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-20: Reporting owner MARXE AUSTIN W & GREENHOUSE DAVID M; Form 4/A; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-11-20: Reporting owner MARXE AUSTIN W & GREENHOUSE DAVID M; Form 4/A; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-11-20: Reporting owner MARXE AUSTIN W & GREENHOUSE DAVID M; Form 4/A; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-11-20: Reporting owner MARXE AUSTIN W & GREENHOUSE DAVID M; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-20 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4/A | Warrants Derivative · Indirect · By Limited Partnerships | P Open market or private purchase of non-derivative or derivative security | +384,000 2,562,646 owned after | $0.27 exercise price | 2007-01-09 | |
| 2006-11-20 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4/A | Warrants Derivative · Indirect · By Limited Partnerships | P Open market or private purchase of non-derivative or derivative security | +518,400 3,081,046 owned after | $0.32 exercise price | 2007-01-09 | |
| 2006-11-20 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4/A | Warrants Derivative · Indirect · By Limited Partnerships | P Open market or private purchase of non-derivative or derivative security | +384,000 3,465,046 owned after | $0.38 exercise price | 2007-01-09 | |
| 2006-11-20 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4 | Warrants Derivative · Indirect · By Limited Partnerships | P Open market or private purchase of non-derivative or derivative security | +384,000 2,562,646 owned after | $0.27 exercise price | 2006-12-13 | |
| 2006-11-20 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4 | Warrants Derivative · Indirect · By Limited Partnerships | P Open market or private purchase of non-derivative or derivative security | +518,400 3,081,046 owned after | $0.32 exercise price | 2006-12-13 | |
| 2006-11-20 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4 | Warrants Derivative · Indirect · By Limited Partnerships | P Open market or private purchase of non-derivative or derivative security | +384,000 3,465,046 owned after | $0.38 exercise price | 2006-12-13 |