CYBERONICS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-27: Reporting owner Alch Darren; Form 4; Security Option to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-27: Reporting owner Alch Darren; Form 4; Security Option to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-27: Reporting owner Alch Darren; Form 4; Security Option to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-20: Reporting owner Perkins Sherrie L; Form 3; Security Option to purchase common stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-27 | Alch Darren Officer (VP & Asst Secretary) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 51,528 owned after | $19.39 exercise price | 2011-12-29 | |
| 2011-12-27 | Alch Darren Officer (VP & Asst Secretary) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 50,528 owned after | $14.72 exercise price | 2011-12-29 | |
| 2011-12-27 | Alch Darren Officer (VP & Asst Secretary) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 49,903 owned after | $14.72 exercise price | 2011-12-29 | |
| 2011-12-20 holding as of filing | Perkins Sherrie L Officer (VP, Mktg & NBD) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-12-20 | ||
| 2011-12-20 holding as of filing | Perkins Sherrie L Officer (VP, Mktg & NBD) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-12-20 | ||
| 2011-12-20 holding as of filing | Perkins Sherrie L Officer (VP, Mktg & NBD) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-12-20 | ||
| 2011-12-20 holding as of filing | Perkins Sherrie L Officer (VP, Mktg & NBD) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-12-20 | ||
| 2011-12-20 holding as of filing | Perkins Sherrie L Officer (VP, Mktg & NBD) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-12-20 | ||
| 2011-12-20 holding as of filing | Perkins Sherrie L Officer (VP, Mktg & NBD) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-12-20 | ||
| 2011-12-20 holding as of filing | Perkins Sherrie L Officer (VP, Mktg & NBD) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-12-20 | ||
| 2011-12-20 holding as of filing | Perkins Sherrie L Officer (VP, Mktg & NBD) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-12-20 | ||
| 2011-12-15 | Perkins Sherrie L Officer (VP, Mktg & NBD) | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,228 47,373 owned after | $32.39 | 2012-05-02 | |
| 2011-12-15 | Verratti Mark Officer (VP Global Sales) | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,718 85,231 owned after | $32.39 | 2012-05-02 | |
| 2011-12-15 | Perkins Sherrie L Officer (VP, Mktg & NBD) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,288 48,433 owned after | $32.39 | 2011-12-20 | |
| 2011-12-15 | Verratti Mark Officer (VP Global Sales) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,648 87,161 owned after | $32.39 | 2011-12-19 | |
| 2011-06-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,790 161,962 owned after | $25.71 | 2011-07-28 | |
| 2011-06-15 | BROWNE GREGORY H Officer (SR VP Finance & CFO) | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,258 71,870 owned after | $25.71 | 2011-07-26 | |
| 2011-06-15 | Verratti Mark Officer (VP Sales) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,888 77,513 owned after | $25.71 | 2011-06-17 | |
| 2011-06-15 | WISE DAVID S Officer (SR VP & Chief Admin Officer) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,558 259,503 owned after | $25.71 | 2011-06-17 | |
| 2011-06-15 | Reinstein James A. Officer (SR VP & Chief Commercial Ofc) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,590 84,113 owned after | $25.71 | 2011-06-17 | |
| 2011-06-15 | Olin Bryan D Officer (VP Clinical Quality Regulatory) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,360 70,690 owned after | $25.71 | 2011-06-17 | |
| 2011-06-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,790 161,962 owned after | $25.71 | 2011-06-17 | |
| 2011-06-15 | BROWNE GREGORY H Officer (SR VP Finance & CFO) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,258 71,870 owned after | $25.71 | 2011-06-17 | |
| 2011-06-15 | Alch Darren Officer (VP & Asst Secretary) | 4 | Option to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,778 52,278 owned after | $25.71 | 2011-06-17 | |
| 2011-06-15 | Morris Milton Mayo Officer (VP Research & Development) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,634 69,966 owned after | $25.71 | 2011-06-17 | |
| 2011-04-11 holding as of filing | Verratti Mark Officer (VP Sales) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Verratti Mark Officer (VP Sales) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Verratti Mark Officer (VP Sales) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Verratti Mark Officer (VP Sales) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Verratti Mark Officer (VP Sales) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Verratti Mark Officer (VP Sales) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Alch Darren Officer (VP & Asst Secretary) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Alch Darren Officer (VP & Asst Secretary) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Alch Darren Officer (VP & Asst Secretary) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Alch Darren Officer (VP & Asst Secretary) | 3 | Option to purchase comnon stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-04-11 holding as of filing | Alch Darren Officer (VP & Asst Secretary) | 3 | Option to purchase common stock Derivative · Direct | Holding | no price filed | 2011-04-11 | ||
| 2011-03-08 | Morris Milton Mayo Officer (VP Research & Development) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,000 8,939 owned after | $16.38 exercise price | 2011-03-10 | |
| 2011-01-13 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +37,500 10,190 owned after | $19.39 exercise price | 2011-01-13 | |
| 2011-01-13 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,190 0 owned after | $14.72 exercise price | 2011-01-13 | |
| 2011-01-10 | BROWNE GREGORY H Officer (VP Finance & CFO) | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,330 14,297 owned after | $19.39 exercise price | 2011-01-12 | |
| 2011-01-10 | BROWNE GREGORY H Officer (VP Finance & CFO) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,670 8,627 owned after | $14.72 exercise price | 2011-01-12 |