CYBERONICS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-15: Reporting owner Moore Daniel Jeffrey; Form 4; Security Phantom Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-15: Reporting owner Moore Daniel Jeffrey; Form 4; Security Phantom Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-15: Reporting owner Moore Daniel Jeffrey; Form 4; Security Phantom Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-03-15: Reporting owner Moore Daniel Jeffrey; Form 4; Security Phantom Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,587 190,173 owned after | $61.76 exercise price | 2015-06-17 | |
| 2015-06-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,881 183,292 owned after | $61.76 exercise price | 2015-06-17 | |
| 2015-06-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,763 169,529 owned after | $0.00 | 2015-06-17 | |
| 2015-03-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,888 194,760 owned after | $65.26 exercise price | 2015-04-09 | |
| 2014-06-16 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,881 223,529 owned after | $57.14 exercise price | 2014-06-18 | |
| 2014-06-16 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,881 216,648 owned after | $57.14 exercise price | 2014-06-18 | |
| 2014-03-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,888 189,787 owned after | $65.77 exercise price | 2014-03-18 | |
| 2013-06-19 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,348 236,849 owned after | no price filed | 2013-06-21 | |
| 2013-03-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4/A | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,888 211,397 owned after | $46.50 | 2013-08-07 | |
| 2012-09-14 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4/A | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,880 256,346 owned after | $50.10 | 2013-08-07 | |
| 2012-09-14 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4/A | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,174 247,172 owned after | $50.10 | 2013-08-07 | |
| 2012-09-14 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4/A | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,887 241,285 owned after | $50.10 | 2013-08-07 | |
| 2011-09-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +23,551 185,513 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +36,698 222,211 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | Moore Daniel Jeffrey Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +36,697 258,908 owned after | no price filed | 2011-09-19 |