CYBERONICS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-07-10: Reporting owner LUNNEY SHAWN P; Form 4; Security Stock Option (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-07-10: Reporting owner LUNNEY SHAWN P; Form 4; Security Stock Option (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-04-26: Reporting owner CHENEY MICHAEL A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-04-26: Reporting owner CHENEY MICHAEL A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-07-10 | LUNNEY SHAWN P Officer (VP, Mkt Development) | 4 | Stock Option (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +28,271 108,229 owned after | $15.13 | 2007-07-12 | |
| 2007-07-10 | LUNNEY SHAWN P Officer (VP, Mkt Development) | 4 | Stock Option (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +21,729 86,500 owned after | $15.13 | 2007-07-12 | |
| 2007-04-26 | CHENEY MICHAEL A Officer (Vice President, Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +45,300 164,000 owned after | $15.10 exercise price | 2007-04-30 | |
| 2007-04-26 | CHENEY MICHAEL A Officer (Vice President, Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,700 146,300 owned after | $16.95 exercise price | 2007-04-30 | |
| 2007-04-26 | CHENEY MICHAEL A Officer (Vice President, Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,583 139,717 owned after | $12.45 exercise price | 2007-04-30 | |
| 2007-04-26 | CHENEY MICHAEL A Officer (Vice President, Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,417 129,300 owned after | $14.51 exercise price | 2007-04-30 | |
| 2007-04-26 | CHENEY MICHAEL A Officer (Vice President, Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,000 122,300 owned after | $14.74 exercise price | 2007-04-30 | |
| 2007-04-23 | MOORE KEVIN S Other (Former Director) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,266 32,000 owned after | $19.75 exercise price | 2007-04-26 | |
| 2007-04-20 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock Option (Right ot Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,266 5,000 owned after | $19.75 exercise price | 2007-04-23 | |
| 2007-04-19 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock Option (Right ot Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 6,266 owned after | $19.75 exercise price | 2007-04-23 | |
| 2007-04-12 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,000 14,560 owned after | $11.47 exercise price | 2007-04-13 | |
| 2007-04-12 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,294 9,266 owned after | $14.74 exercise price | 2007-04-13 | |
| 2007-04-11 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,539 27,560 owned after | $14.74 exercise price | 2007-04-13 | |
| 2007-04-10 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 51,332 owned after | $7.94 exercise price | 2007-04-12 | |
| 2007-04-10 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 50,832 owned after | $14.74 exercise price | 2007-04-12 | |
| 2007-04-10 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,733 45,099 owned after | $18.94 exercise price | 2007-04-12 | |
| 2007-03-06 | APPEL STANLEY H MD Other (Former Director) | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,732 76,332 owned after | $3.00 | 2007-03-08 | |
| 2007-03-05 | APPEL STANLEY H MD Other (Former Director) | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,268 86,064 owned after | $3.00 | 2007-03-07 | |
| 2007-03-01 | LUNNEY SHAWN P Officer (VP, Mkt Development) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,625 104,750 owned after | $3.06 | 2007-03-05 | |
| 2007-02-28 | STRAUSS MICHAEL J MD Director | 4/A | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 95,500 owned after | $5.00 | 2007-06-21 | |
| 2007-02-28 | STRAUSS MICHAEL J MD Director | 4/A | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 88,000 owned after | $5.00 | 2007-06-21 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4/A | Stock options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 76,332 owned after | $4.75 | 2007-03-06 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4/A | Stock options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 51,332 owned after | $7.94 | 2007-03-06 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4/A | Stock ooptions to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,333 27,999 owned after | $14.74 | 2007-03-06 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4/A | Stock options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,733 22,266 owned after | $18.94 | 2007-03-06 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4/A | Stock options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,266 18,000 owned after | $19.75 | 2007-03-06 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4/A | Stock options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 5,000 owned after | $11.47 | 2007-03-06 | |
| 2007-02-28 | STRAUSS MICHAEL J MD Director | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 95,500 owned after | $5.00 | 2007-03-02 | |
| 2007-02-28 | JENNINGS WILLIAM STEVEN Officer (Vice President, Sales) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,700 7,700 owned after | $18.94 | 2007-03-02 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4 | Stock options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 76,332 owned after | $4.75 | 2007-03-02 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4 | Stock options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 51,332 owned after | $7.94 | 2007-03-02 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4 | Stock options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,333 27,999 owned after | $14.74 | 2007-03-02 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4 | Stock options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,733 22,266 owned after | $18.94 | 2007-03-02 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4 | Stock options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,266 18,000 owned after | $19.75 | 2007-03-02 | |
| 2007-02-28 | COELHO TONY Other (Former Director) | 4 | Stock options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 5,000 owned after | $11.47 | 2007-03-02 | |
| 2007-02-28 | JENNINGS WILLIAM STEVEN Officer (Vice President, Sales) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,700 7,700 owned after | $18.94 | 2007-03-02 | |
| 2007-02-28 | JENNINGS WILLIAM STEVEN Officer (Vice President, Sales) | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +61,302 65,302 owned after | $18.94 | 2007-03-02 | |
| 2007-02-20 | COELHO TONY Other (Former Director) | 4 | Stock option to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 88,000 owned after | $4.63 exercise price | 2007-02-22 | |
| 2007-02-20 | COELHO TONY Other (Former Director) | 4 | Stock option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 123,000 owned after | $4.75 exercise price | 2007-02-22 | |
| 2007-02-20 | COELHO TONY Other (Former Director) | 4 | Stock option to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 110,000 owned after | $11.47 exercise price | 2007-02-22 | |
| 2007-02-20 | COELHO TONY Other (Former Director) | 4 | Stock option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 123,000 owned after | $11.47 exercise price | 2007-02-22 | |
| 2007-02-20 | STRAUSS MICHAEL J MD Director | 4 | Stock option to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 90,000 owned after | $11.47 exercise price | 2007-02-22 | |
| 2007-02-20 | STRAUSS MICHAEL J MD Director | 4 | Stock option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 103,000 owned after | $11.47 exercise price | 2007-02-22 | |
| 2007-02-20 | OLSEN ALAN J Director | 4 | Stock option to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 45,000 owned after | $11.47 exercise price | 2007-02-22 | |
| 2007-02-20 | OLSEN ALAN J Director | 4 | Stock option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 53,000 owned after | $11.47 exercise price | 2007-02-22 | |
| 2007-02-19 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock option to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,683 99,317 owned after | $11.47 exercise price | 2007-02-20 | |
| 2007-02-19 | APPEL STANLEY H MD Other (Former Director) | 4 | Stock option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,683 103,000 owned after | $11.47 exercise price | 2007-02-20 | |
| 2007-02-19 | TERRY REESE S JR Officer (Interim CEO) | 4 | Stock option to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,683 54,317 owned after | $11.47 exercise price | 2007-02-20 | |
| 2007-02-19 | TERRY REESE S JR Officer (Interim CEO) | 4 | Stock option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,683 58,000 owned after | $11.47 exercise price | 2007-02-20 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock option to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 151,139 owned after | $14.35 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 166,139 owned after | $14.35 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −105,000 61,139 owned after | $5.13 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 166,139 owned after | $5.13 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 151,139 owned after | $14.35 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 166,139 owned after | $14.35 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 156,139 owned after | $14.74 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 166,139 owned after | $14.74 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,667 148,472 owned after | $18.94 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,667 166,139 owned after | $18.94 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,250 155,889 owned after | $19.75 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,250 166,139 owned after | $19.75 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,222 157,917 owned after | $13.88 exercise price | 2007-02-23 | |
| 2007-02-16 | WESTBROOK PAMELA B Other (Former Officer) | 4 | Stock Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,222 166,139 owned after | $13.88 exercise price | 2007-02-23 |