CURAEGIS TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows, 41 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-02-24: Reporting owner Newman Aaron; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-02-24: Reporting owner Johnson Walter A. L.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-10-09: Reporting owner Donnelly James R.; Form 3; Security Stock Options; Transaction Holding.
- 2018-12-19: Reporting owner Drummond Lance F.; Form 3; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-02-24 | Newman Aaron Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.09 | 2020-02-26 | |
| 2020-02-24 | Johnson Walter A. L. Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.09 | 2020-02-26 | |
| 2019-10-09 holding as of filing | Donnelly James R. Officer (COO) | 3 | Stock Options Derivative · Direct | Holding | $0.23 exercise price | 2019-10-09 | ||
| 2018-12-19 holding as of filing | Drummond Lance F. Director | 3 | Stock Options Derivative · Direct | Holding | $0.31 exercise price | 2018-12-19 | ||
| 2018-12-19 holding as of filing | Drummond Lance F. Director | 3 | Stock Options Derivative · Direct | Holding | $0.26 exercise price | 2018-12-19 | ||
| 2018-12-19 holding as of filing | Drummond Lance F. Director | 3 | Stock Options Derivative · Direct | Holding | $0.26 exercise price | 2018-12-19 | ||
| 2018-08-01 | Mills Charles N Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.32 exercise price | 2018-08-03 | |
| 2018-08-01 | Saunders E. Philip Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.32 exercise price | 2018-08-03 | |
| 2018-08-01 | Labus Thomas J Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.32 exercise price | 2018-08-03 | |
| 2018-08-01 | Heinricy John W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.32 exercise price | 2018-08-03 | |
| 2018-08-01 | Destler William W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.32 exercise price | 2018-08-03 | |
| 2018-08-01 | BONADIO TOM Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.32 exercise price | 2018-08-03 | |
| 2018-05-07 | BROWNE KATHLEEN A Officer (CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.23 | 2018-08-29 | |
| 2016-12-21 | BROWNE KATHLEEN A Officer (CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.62 | 2016-12-22 | |
| 2016-01-14 | BROWNE KATHLEEN A Officer (CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.53 | 2016-02-24 | |
| 2016-01-11 | Flaum Asher Justin Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.48 | 2017-03-22 | |
| 2016-01-11 | SICONOLFI GARY A Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.48 | 2016-08-09 | |
| 2016-01-11 | Mills Charles N Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.48 | 2016-08-09 | |
| 2016-01-11 | Saunders E. Philip Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.48 | 2016-08-09 | |
| 2016-01-11 | Labus Thomas J Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.48 | 2016-08-09 | |
| 2016-01-11 | Heinricy John W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.48 | 2016-08-09 | |
| 2016-01-11 | Destler William W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.48 | 2016-08-09 | |
| 2016-01-11 | BONADIO TOM Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.48 | 2016-08-09 | |
| 2015-09-01 | BROWNE KATHLEEN A Officer (CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.28 | 2016-02-24 | |
| 2014-12-01 | FISHBACK ROBERT W Officer (Chief Financial Officer) | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.22 | 2014-12-03 | |
| 2013-11-15 | SICONOLFI GARY A Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 125,000 owned after | $0.36 | 2013-11-18 | |
| 2013-10-15 | SICONOLFI GARY A Director | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 25,000 owned after | $5.00 | 2013-10-17 | |
| 2013-08-06 holding as of filing | GLEASMAN KEITH E Director, Officer (President), 10% Owner | 4 | Stock options Derivative · Direct | Holding | 31,818 owned after | $5.00 exercise price | 2013-08-06 | |
| 2013-03-07 holding as of filing | McVea William Mark Officer (Chief Technology Officer) | 3 | Incentive Stock Options Derivative · Direct | Holding | $0.82 exercise price | 2013-03-07 | ||
| 2013-01-04 holding as of filing | Labus Thomas J Director | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $0.70 exercise price | 2013-01-04 | ||
| 2011-02-04 holding as of filing | Clark Wesley Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2011-02-04 | ||
| 2011-02-04 holding as of filing | Clark Wesley Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2011-02-04 | ||
| 2010-11-30 holding as of filing | BONADIO TOM Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2010-11-30 | ||
| 2010-11-15 holding as of filing | Mills Charles N Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2010-11-15 | ||
| 2010-11-15 holding as of filing | Heinricy John W Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2010-11-15 | ||
| 2010-11-15 holding as of filing | Saunders E. Philip Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2010-11-15 | ||
| 2010-10-22 holding as of filing | FISHBACK ROBERT W Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.85 exercise price | 2010-10-22 | ||
| 2010-10-20 holding as of filing | Kaplan Richard A Director, Officer (Chief Executive Officer) | 3/A | Stock Option (right to buy) Derivative · Direct | Holding | $0.36 exercise price | 2010-10-20 | ||
| 2010-10-13 holding as of filing | Kaplan Richard A Director, Officer (Chief Executive Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.36 exercise price | 2010-10-13 | ||
| 2008-02-25 | GLEASMAN JAMES A Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 39,575 owned after | $0.00 | 2008-02-26 | |
| 2004-09-22 | GLEASMAN JAMES A Director, Officer (Chief Executive Officer), 10% Owner | 5 | common stock put option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 334,739 owned after | $0.00 | 2007-01-31 |