CURAEGIS TECHNOLOGIES, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-08-28: Reporting owner GOLISANO B THOMAS; Form 4; Security Convertible Promissory Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-07-02: Reporting owner GOLISANO B THOMAS; Form 4; Security Convertible Promissory Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-06-03: Reporting owner GOLISANO B THOMAS; Form 4; Security Convertible Promissory Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-03-31: Reporting owner GOLISANO B THOMAS; Form 4; Security Convertible Promissory Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-08-28 | GOLISANO B THOMAS 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $150,000.00 | 2020-09-02 | ||
| 2020-07-02 | GOLISANO B THOMAS 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $125,000.00 | 2020-07-07 | ||
| 2020-06-03 | GOLISANO B THOMAS 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $125,000.00 | 2020-06-05 | ||
| 2020-03-31 | GOLISANO B THOMAS 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $125,000.00 | 2020-04-01 | ||
| 2020-02-28 | GOLISANO B THOMAS 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $125,000.00 | 2020-03-05 | ||
| 2020-01-29 | GOLISANO B THOMAS 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $125,000.00 | 2020-01-30 | ||
| 2020-01-07 | Saunders E. Philip Director | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $100,000.00 | 2020-01-09 | ||
| 2020-01-07 | GOLISANO B THOMAS 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $125,000.00 | 2020-01-09 | ||
| 2019-08-16 | Kaplan Richard A Director, Officer (CEO), 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $200,000.00 | 2019-08-16 | ||
| 2019-07-29 | Destler William W Director | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $25,000.00 | 2019-08-16 | ||
| 2018-12-26 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $100,000.00 | 2018-12-27 | ||
| 2018-12-19 holding as of filing | Drummond Lance F. Director | 3 | Convertible Promissory Note Derivative · Direct | Holding | $0.33 exercise price | 2018-12-19 | ||
| 2018-12-12 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $100,000.00 | 2018-12-13 | ||
| 2018-10-12 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $50,000.00 | 2018-10-16 | ||
| 2018-09-04 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $50,000.00 | 2018-09-05 | ||
| 2018-07-10 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $25,000.00 | 2018-08-23 | |
| 2018-04-26 | Destler William W Director | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $50,000.00 | 2018-04-27 | ||
| 2018-04-17 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $150,000.00 | 2018-04-23 | ||
| 2017-11-07 | BONADIO TOM Director | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $50,000.00 | 2017-11-08 | ||
| 2017-11-07 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $125,000.00 | 2017-11-08 | ||
| 2017-08-25 | Saunders E. Philip Director | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $500,000.00 | 2017-08-28 | ||
| 2017-08-10 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $125,000.00 | 2017-08-18 | ||
| 2017-07-12 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $100,000.00 | 2017-08-09 | ||
| 2016-12-16 | Kaplan Richard A Director, Officer (CEO) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.25 | 2016-12-20 | ||
| 2016-12-07 | SICONOLFI GARY A Director | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.25 | 2016-12-08 | ||
| 2016-11-07 | GOLISANO B THOMAS 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,680,000 4,680,000 owned after | $0.25 | 2016-11-09 | |
| 2016-08-30 | Destler William W Director | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.25 | 2016-08-31 | ||
| 2016-08-25 | Saunders E. Philip Director | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.25 | 2016-08-30 |